<?xml version='1.0' encoding='utf-8'?>
<chapter num="05" heading="Archival Standards for Records on Microfilm" title_num="14" subtitle_num="18">
  <regulation prefix="Regulation" num=".01" heading="Purpose.">
    <text>These regulations establish uniform methods for the microfilming of records. The standards in these regulations ensure the economical production and use of microfilm in record keeping to meet legal and archival requirements and preserve the integrity of the original records.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Scope.">
    <paragraph num="A.">
      <text>These regulations apply to the microfilming of record material by any agency of State, county, or local governments.</text>
    </paragraph>
    <paragraph num="B.">
      <text>With the written approval of the State Archivist, the head of an agency or office may destroy original material that has been photographed, photocopied, or microphotographed if:</text>
      <paragraph num="(1)">
        <text>The head of the agency or office offers the original material to the Archives, but the Archives declines to accept;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The copy is made in a manner that meets the standard of quality of the Archives for permanent photographic records;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The copy is placed in an adequately accessible container; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Provisions are made:</text>
        <paragraph num="(a)">
          <text>For the preservation, examination, and use of the copy in a manner that the Archives approves, and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>For a record that a statute otherwise expressly requires to be kept permanently, for the copy to be available, on request, in the same manner as the original material.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Agency” means any unit of State, county, or local government.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Archives” means the State Archives.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Division” means the Records Management Division of the Department of General Services.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Office” means a part of an agency.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Record” means documentary material in any form or format including paper, microform, electronic record, or other medium, that is:</text>
        <paragraph num="(a)">
          <text>Created by an agency or office; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Received by an agency or office in connection with the transaction of public business.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Microfilm Standards.">
    <paragraph num="A.">
      <text>Microfilm shall be of the type suitable for archival quality. Archival quality or permanent film is defined as any film that is equal to or better than silver-gelatin film, as specified in the “American National Standard for Imaging Media (Film)—Silver-Gelatin Type—Specifications for Stability (ANSI/NAPM IT9.1-1992)” and in the “American National Standard for Photography—Determination of Regional Thiosulfate and Other Related Chemicals in Processed Photographic Materials—Methods Using Iodine—Amylose, Methylene Blue and Silver Sulfide (ANSI/NAPM IT9.17-1993)”, which are incorporated by reference. Diazo or vesicular film are not acceptable as archival quality microfilm.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If an agency is microfilming its own records, it shall be the responsibility of the head of each agency or office to ensure that microfilm equipment is cleaned and maintained according to manufacturer's specifications or accepted industry practice, or both.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Microfilm Processing Requirements.</text>
      <paragraph num="(1)">
        <text>For the production of archival quality or permanent film, microfilm shall be processed as described in this section.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Permanent text records shall be microfilmed at a reduction ratio not greater than 24X.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Permanent graphic records shall be microfilmed at a reduction ratio not greater than 36X.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Each film roll shall contain not less than 18 inches of film leader, and 18 inches of film trailer.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Microfilm Density.</text>
        <paragraph num="(a)">
          <text>Optimum background densities of microfilm images are dependent upon the quality of the documents filmed.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>For permanent records, density on negative copies will be between 0.95 and 1.2.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>For nonpermanent records, the ultimate density criterion is that the microfilm be legible for its intended use (reading, copying, or production of hard copy), and that all images on a roll can be printed, as much as is practicable, at the same printing exposure.</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The following classification indicates the maximum limits of density:</text>
          <paragraph num="(i)">
            <text>Density not higher than 1.4 is required for high quality printed books, periodicals, and dense typing;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Density not higher than 1.3 is required for fine line originals, letters typed with a worn ribbon, pencil writing with a soft lead, and documents with small printing;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Density not lower than 1.0 is required for pencil drawings, faded printing, graph paper with pale fine colored lines, and very small printing such as footnotes;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Density not lower than 0.8 is required for very weak pencil manuscripts and drawings, and poorly printed, faint, or faded documents; and</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Readings beyond these densities are unacceptable.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>Resolution of the completed microfilm may not be less than 100 lines per millimeter, as determined by inspection of a resolution test chart photographed on each roll of film.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Residual thiosulfate concentration shall be less than 1 microgram per square centimeter as proved by subsequent testing of the processed film. At regular intervals agencies shall send samples of processed film to the Division's Microfilm Laboratory for methylene blue testing. Samples are to be processed within 1 week before testing if accurate results are to be obtained.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The following identification targets, presented in the order in which they are to appear, shall be used on each roll of microfilm:</text>
      <paragraph num="(1)">
        <text>Resolution test target for rotary camera applications derives from the “Standard for Information and Image Management—Practice for Operational Procedures/Inspection and Quality Control of First-Generation Silver Microfilm of Documents, Rotary Camera Test Chart (ANSI/AIIM MS 23-1991)”, which is incorporated by reference, or for planetary camera applications “Photographic Microcopy Target (NBS 1010a)”, which is incorporated by reference;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A title target for each volume of records to be filmed shall include the agency name and the record title and volume identification, both identifiable without the use of a magnifier or viewer;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A certification target signed by authorized agency personnel;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Certificate of Camera Operator Target (RM-4); and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The appropriate test chart.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>During filming, if any document is suspected of not having been filmed correctly, follow that image with a correction target, followed by the document again.</text>
    </paragraph>
    <paragraph num="F.">
      <text>After exposure, each roll of microfilm is developed and inspected to insure completeness and legibility of every image. A light box inspection alone is not acceptable.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Illegible or missing records shall be microfilmed again as retakes, according to the following procedure:</text>
      <paragraph num="(1)">
        <text>Allow 18 inches of blank leader at the beginning of the retakes for each individual volume;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Photograph a start of retake section target;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Microfilm the documents that were illegible or missing in the same order in which they would have appeared on the original roll if they had been available;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Microfilm an end of retake section target;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Allow 18 inches of blank trailer at the end of each section of retakes; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>After processing, inspection, and approval, splice retake images onto the beginning of the original roll of microfilm that bears the illegible images or lacks the documents contained on the retake roll.</text>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Precautions shall be taken in the handling and storage of original camera microfilm. These precautions include, but are not limited to, the following:</text>
      <paragraph num="(1)">
        <text>Always wear cotton gloves when handling film to prevent fingerprints or dirt on the microfilm images;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Never use tape, paper clips, rubber bands, staples, etc., to splice or hold microfilm on rolls or any other microform;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Do not place microfilm on reels that corrode or emit toxic elements that destroy microfilm; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Do not store microfilm within 4 inches of the floor because storage under improper conditions of temperature and humidity drastically shortens the useful life of microfilm;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Recommended standards for temperature and humidity for the storage of microfilm are as follows:</text>
        <paragraph num="(a)">
          <text>Short-term (under 10 years) storage temperature may not exceed 75°F and relative humidity may not exceed 60 percent, and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Permanent or archival storage temperature may not exceed 70°F and relative humidity may not exceed 40 percent.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Archival microfilm of records scheduled for permanent retention shall be transferred periodically to the Archives. This microfilm shall be the silver-gelatin master negative.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Agency Responsibility.">
    <paragraph num="A.">
      <text>When paper records are to be microfilmed, and the microfilm is scheduled for permanent retention, the paper records may not be destroyed until the microfilming of those records and the subsequent processing and inspection of the film has been completed in compliance with the standards in Regulation .04G and H of this chapter, nor until the State Archivist has  approved the destruction of those records. Permission to destroy record material shall be obtained by filing a Proposal and Certificate of Records Destruction (form DGS-550-9) with the Archives. This permission shall be received before any records destruction can take place.</text>
    </paragraph>
    <paragraph num="B.">
      <text>It is the policy of the Division not to store paper records in the State Records Center after those records have been microfilmed. The State Records Center will hold the paper records until the microfilm has been inspected by agency personnel. Once the quality of the microfilm has been assured, the paper records shall be returned to the agency of record or disposed of in accordance with State Government Article, §10-642, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The head of each agency shall ensure that the standards in this chapter are made a part of any contract for microfilming services into which an agency may enter.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">State Government Article, §§9-1007 and 10-632, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: August 15, 1994 (21:16 Md. R. 1390)</annotation>
  </annotations>
</chapter>