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<chapter num="02" heading="Interagency Coordination" title_num="14" subtitle_num="31">
  <regulation prefix="Regulation" num=".01" heading="Purpose.">
    <text>The purpose of these regulations is to establish a single point of entry for the licensing of residential child care programs with the Department of Human Services, the Department of Juvenile Services, and the Maryland Department of Health, and to coordinate the licensing process for residential child care facilities and the approval of education programs in such facilities with the Department of Human Services, the Department of Juvenile Services, the Maryland Department of Health, and the Department of Education.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Scope.">
    <text>These regulations apply to the licensing of the residential child care programs licensed by the Department of Human Services, the Department of Juvenile Services, or the Maryland Department of Health.</text>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Agencies” means the Department of Human Services, the Department of Juvenile Services, the Maryland Department of Health, and the Department of Education.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Care” means food, clothing, education, shelter, social or health services, or any combination of these rendered in a residential setting.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Child” means an individual younger than 21 years old, unless otherwise provided by State law.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Children's Cabinet” means those agencies directed by Executive Order:</text>
        <paragraph num="(a)">
          <text>To examine Maryland's system of services to children and their families; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>To facilitate ongoing improvements to this service delivery system.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>“Expansion request” means the materials required by the Office, from an established provider who wishes to expand a residential child care program to an additional location.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Facility” means the physical premises where a residential child care program is operated.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Licensing” means the process undertaken by an agency to issue, suspend, or deny a license.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Monitoring” means the process of assessing continuing compliance with agency licensing requirements and applicable statutes and regulations.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Office” means the Governor's Office for Children.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Program administrator” means the individual designated by the licensee's governing body as having day-to-day responsibility for the administration and operation of a program, including ensuring the care, treatment, safety, and protection of the children residing in the program.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Proposal” means the materials required by the Office from a potential new provider or an established provider to develop a new residential child care facility or program.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Provider” means the operator of a program.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Residential child care program” means a program of care provided in a residential setting by a provider on a 24-hour basis for longer than 24 hours to a child or children unless otherwise provided by State law.</text>
      </paragraph>
      <paragraph num="(14)">
        <text>“Sanctions” means all or any part of the penalties agencies impose on facilities or providers for failure to comply with the applicable licensing laws and regulations.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Single point of entry review panel” means an interagency panel convened as needed at the request of the Office for Children to review proposals and expansion requests.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Single Point of Entry.">
    <paragraph num="A.">
      <text>The Office shall serve as a single point of entry for a:</text>
      <paragraph num="(1)">
        <text>Prospective provider that wishes to establish a residential child care program; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Current provider that wishes to expand an existing residential child care program.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Duties of the Single Point of Entry. As the single point of entry, the Office shall:</text>
      <paragraph num="(1)">
        <text>Provide information to persons interested in operating a residential child care program on the process for the licensing, rate setting, contracting, and purchase of beds;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Accept proposals from persons interested in developing a residential child care program;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Serve as the point of registration for established providers interested in expanding their residential child care programs;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Coordinate the review of proposals and requests for registration among the agencies; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Designate a licensing agency to process each completed proposal or request for registration received by the Office.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Related Duties. The Office shall disseminate the following information regarding the monitoring of residential child care programs from agencies that license or contract with such programs to other agencies that may place or otherwise serve a child in that program:</text>
      <paragraph num="(1)">
        <text>Agency program monitoring schedules; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Sanctions or corrective actions imposed on a residential child care program by an agency.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Filing Requirements for Providers.">
    <paragraph num="A.">
      <text>Providers shall file with the Office:</text>
      <paragraph num="(1)">
        <text>A proposal, if the provider wishes to establish a new residential child care program; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An expansion request, if the provider wishes to expand a current residential child care program.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Required Content of a Proposal. To be assigned to a licensing agency, a proposal shall include:</text>
      <paragraph num="(1)">
        <text>Face sheet, in accordance with the format prescribed by the Office;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Table of contents;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Statement of purpose for the program, which includes the organization's mission;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Identification and description of the qualifications of the program administrator;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Organizational capability, including:</text>
        <paragraph num="(a)">
          <text>Experience in serving children and youth;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Experience in serving special populations in residential programs;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Experience in the operation of residential programs for children and youth; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Identity and qualifications of the board of directors;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>Program needs assessment, including:</text>
        <paragraph num="(a)">
          <text>Needs assessment methodology;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Results of needs assessment;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Need for type of program or facility proposed; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Criteria for selecting program location;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(7)">
        <text>Program description, including:</text>
        <paragraph num="(a)">
          <text>Population served;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Residential plan;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Program activities, including:</text>
          <paragraph num="(i)">
            <text>Recreation;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Tutoring; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>After-school activities;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(d)">
          <text>Therapeutic services;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Family involvement strategies;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Model schedule for residents;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Program services for summer and holiday periods; and</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Other program elements;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>Management plans, including:</text>
        <paragraph num="(a)">
          <text>Financial management plan;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Marketing plan;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Community relations plan;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Quality control plan; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Outcome-based self-evaluation plan;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(9)">
        <text>Staffing plan, including:</text>
        <paragraph num="(a)">
          <text>Staffing requirements;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Staff qualifications;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Staff recruitment; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Training;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(10)">
        <text>Education plan, including:</text>
        <paragraph num="(a)">
          <text>Documentation of collaboration with the local school system in the enrollment and education of resident children;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The extent of participation in the child's educational activities; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Notice of the provider's intent, if any, to operate an educational program within the residential program's facilities; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(11)">
        <text>Health care plan, including:</text>
        <paragraph num="(a)">
          <text>Residents' access to health care;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Supervision of residents' health care needs;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Medical emergencies;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Mental health services for residents; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Resident nutrition.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Required Content of an Expansion Request. To be assigned to a licensing agency, an expansion request shall include:</text>
      <paragraph num="(1)">
        <text>Face sheet;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Copy of the program's current license;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Description of the specific program expansion requested; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Description of changes, if any, to the licensee's current program that would result from the requested expansion.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The Office shall provide detailed instructions regarding the submission of proposals and requests for registration, including:</text>
      <paragraph num="(1)">
        <text>Format of proposals and requests for registration;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Filing procedures; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Specific elements to be addressed in each content area.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Single Point of Entry Review.">
    <paragraph num="A.">
      <text>Preliminary Review by the Office. Within 90 days of the receipt of a proposal or expansion request, the Office shall conduct a preliminary review to determine if the proposal is adequate to refer to a licensing agency, based upon the following criteria:</text>
      <paragraph num="(1)">
        <text>Completeness of the proposal or expansion request;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Adequacy of the proposal or expansion request in meeting the content requirements of Regulation .05B and C of this chapter;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Any prior denial of licensure, sanction taken, or corrective action required by an agency of the program or the program's parent corporation; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Community, county, or regional resource development needs as specified by either the Children's Cabinet or an agency.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Based upon a preliminary review, the Office shall:</text>
      <paragraph num="(1)">
        <text>Certify that a program has filed a completed proposal or expansion request in conformance with single point of entry requirements;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Require that a program administrator appear before a single point of entry review panel to address any inadequacies identified in the preliminary review and answer any other questions which the panel may have regarding the proposal; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Return the proposal or expansion request with instructions for possible resubmission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Single Point of Entry Review Panel.</text>
      <paragraph num="(1)">
        <text>A single point of entry review panel shall be convened at the request of the Office to review a proposal that has been resubmitted to address inadequacies identified by the Office in its preliminary review.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The single point of entry review panel shall comprise:</text>
        <paragraph num="(a)">
          <text>A representative of the Office; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Two representatives designated from the agencies that place children in residential child care facilities or the Department of Education.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The program administrator shall represent a program before the panel.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>At least 10 days before an interview with the panel, the Office shall provide the program with a written list of proposal or expansion request inadequacies or other questions that the panel may ask the program administrator to address.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Single Point of Entry Review Panel Recommendations. Within 30 days of an interview with a program administrator, the panel shall:</text>
      <paragraph num="(1)">
        <text>If the panel determines that the program has met single point of entry requirements, recommend that the program be referred to a licensing agency with certification that it has filed a completed proposal or expansion request; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the panel determines that the program has not met single point of entry requirements:</text>
        <paragraph num="(a)">
          <text>Return the proposal or request for registration to the program or facility with instructions for possible resubmission; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>For a resubmission, recommend that the proposal or expansion request be referred to a licensing agency without certification that the program has met single point of entry requirements.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Submission of Additional Information. If a provider fails to resubmit an application under §B(3) or D(2)(a) of this regulation within 60 days of the Office's request for additional information, the Office shall consider the provider's proposal or expansion request to have been withdrawn and shall close the provider's file.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Designation of Licensing Agency.">
    <paragraph num="A.">
      <text>The Office shall designate a licensing agency from among the agencies authorized by State law and regulations to license residential child care facilities for each proposal or expansion request that is:</text>
      <paragraph num="(1)">
        <text>Certified as meeting single point of entry requirements; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Recommended by a review panel for referral without certification to a licensing agency.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The Office shall indicate to the licensing agency whether it has certified that the proposal or expansion request has met single point of entry requirements.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The Office shall select the licensing agency based upon:</text>
      <paragraph num="(1)">
        <text>The type of program or facility being proposed;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>State law and regulations governing agency responsibility for specific populations of children;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Existing relationships between an agency and a provider; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Any standards established by the Children's Cabinet.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Multiple Programs or Facilities.</text>
      <paragraph num="(1)">
        <text>A provider may operate multiple programs or facilities licensed by different agencies.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An individual program or facility may not be licensed by more than one agency.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Educational Programs in Residential Child Care Facilities. The Office shall refer residential child care programs and facilities that plan to operate an educational program to the Department of Education for processing pursuant to COMAR 13A.09.10.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Functions of Licensing Agency.">
    <paragraph num="A.">
      <text>Licensing. The licensing agency designated under Regulation .07 of this chapter shall:</text>
      <paragraph num="(1)">
        <text>Consider the relevant experiences and actions of other agencies with programs or facilities operated by the provider's parent corporation, including:</text>
        <paragraph num="(a)">
          <text>Denial of licensure;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Sanctions, including suspension or revocation of licensure; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Corrective action requirements;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Issue a written licensing report;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Submit the licensing report to the provider and the Office;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Do one of the following:</text>
        <paragraph num="(a)">
          <text>Issue or deny the license for the program in accordance with the regulations of the licensing agency; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Deny a license or suspend consideration of a licensing application based upon an action under §A(1) of this regulation;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>Notify the provider of an action under §A(4) of this regulation within 60 days after the date of receipt of the completed application in accordance with the regulations of the licensing agency; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Notify the provider of the right to and method of requesting a hearing if the license is denied.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Monitoring. In consultation with an agency utilizing the program or facility, the licensing agency designated under Regulation .07 of this chapter shall:</text>
      <paragraph num="(1)">
        <text>Monitor the facility at least annually;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Notify the Office of its program monitoring schedule;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Recommend to the Secretary of the licensing agency sanctions to be imposed upon the program if the program is not in compliance with licensing law and regulations applicable to the program;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Inform the Office of any sanctions or corrective actions imposed on a provider; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Notify the provider in writing of proposed sanctions and the right to request, and method for requesting, a fair hearing regarding the imposition of sanctions.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Appeals.">
    <text>A provider upon whom a sanction is imposed under Regulation .07 or .08 of this chapter may file an appeal in accordance with the applicable licensing agency's regulations governing administrative appeals taken pursuant to the Administrative Procedure Act, State Government Article, §§10-201 and 10-405, Annotated Code of Maryland.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">Article 41, §§6-101 and 6-104; Article 83C, §§2-102, 2-104, and 2-113; Article 88A, §3; Education Article, §2-206; Health General Article, §§2-102, 2-104, 2-105, 4-305—4-307, 7-1007, 10-204, 10-207, 10-516, 10-712, 10-1203, and 15-102.1; Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: January 6, 1992 (18:26 Md. R. 2829)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.07 repealed and new Regulations .01—.09 adopted effective December 12, 2002 (29:24 Md. R. 1917)</annotation>
    <annotation type="History" subtype="Administrative History">COMAR 01.04.02 revised and recodified to COMAR 14.31.02 as an emergency provision effective June 30, 2005 (32:15 Md. R. 1314); revised and recodified permanently effective November 28, 2005 (32:23 Md. R. 1828)</annotation>
  </annotations>
</chapter>