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<regulation prefix="Regulation" num=".05" citation="COMAR 14.31.06.05" title_num="14" subtitle_num="31" chapter_num="06" heading="Personnel Administration.">
  <paragraph num="A.">
    <text>Personnel Policies.</text>
    <paragraph num="(1)">
      <text>The board of directors shall:</text>
      <paragraph num="(a)">
        <text>Adopt and adhere to written personnel policies; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Review the policies at least every 2 years.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>The written policies shall include the following provisions:</text>
      <paragraph num="(a)">
        <text>Annual performance evaluation;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Communicable diseases;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Confidentiality of records;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Description of job responsibilities;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Drug and alcohol free workplace;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Employee discipline, suspension, and dismissal;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>Employee supervision;</text>
      </paragraph>
      <paragraph num="(h)">
        <text>Grievance procedures for employees;</text>
      </paragraph>
      <paragraph num="(i)">
        <text>Hiring and recruitment of qualified staff;</text>
      </paragraph>
      <paragraph num="(j)">
        <text>Hours of work;</text>
      </paragraph>
      <paragraph num="(k)">
        <text>Organizational chart;</text>
      </paragraph>
      <paragraph num="(l)">
        <text>Orientation and on-going training requirements;</text>
      </paragraph>
      <paragraph num="(m)">
        <text>Salary and benefits package;</text>
      </paragraph>
      <paragraph num="(n)">
        <text>Vacation and other leave allowances;</text>
      </paragraph>
      <paragraph num="(o)">
        <text>A prohibition against the employment of any person whose physical or emotional health, notwithstanding any accommodations required by law, would impair that person's ability to protect the health, welfare, and safety of the program's residents; and</text>
      </paragraph>
      <paragraph num="(p)">
        <text>A prohibition against employment discrimination based on race, color, national origin, religion, creed, age, sex, sexual orientation, marital status, ancestry, or physical or mental disability.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The licensee shall document that all employees have received a copy of the program's personnel policies.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>A licensee may not appoint as an employee, a member of the board of directors, or a volunteer with unsupervised access to children any individual who:</text>
      <paragraph num="(a)">
        <text>Refuses to submit to:</text>
        <paragraph num="(i)">
          <text>A criminal background check in accordance with State law, including Family Law Article, §§5-560—5-568, Annotated Code of Maryland; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A Child Protective Services clearance;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>Has an indicated child abuse or neglect finding; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Has a conviction for:</text>
        <paragraph num="(i)">
          <text>Child abuse or neglect;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Spousal abuse;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Rape;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Sexual assault;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>Homicide; or</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Any crime against children;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>Has a conviction within 5 years of applying for a job with the program for assault or a drug-related offense; or</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Has conviction within 5 years for a violation of the Courts and Judicial Proceedings Article, §3-838 or 3-8A-30, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>The licensee shall refrain from hiring practices that may result in conflicts of interest, including the concurrent employment of staff persons employed by:</text>
    <paragraph num="(1)">
      <text>A licensing agency;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Local departments of social services;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A placing agency; or</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The State Department of Education.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>The licensee shall establish and post a code of conduct that:</text>
    <paragraph num="(1)">
      <text>Bans sexual harassment or other discrimination against staff and residents; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Requires that staff conduct themselves in a manner appropriate to serve the needs of program residents.</text>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>The licensee shall:</text>
    <paragraph num="(1)">
      <text>Have written job descriptions for all positions;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Document that all employees meet or exceed the minimum qualifications for their positions;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Assure that all employees have effective communication skills appropriate to their positions;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Maintain adequate staff coverage at all times based on the time of day, the size and nature of the program, and layout of the physical plant;</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Ensure that, when the program administrator is unavailable, that the program administrator appoints a qualified staff member to whom on-site authority is delegated;</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Have sufficient staff to carry out the licensee's administrative, business, clerical, dietary, housekeeping, maintenance, secretarial, and supervisory functions; and</text>
    </paragraph>
    <paragraph num="(7)">
      <text>Ensure that requests for a criminal background check in accordance with COMAR 12.15.02 and Child Protective Services clearances have been submitted for each prospective employee before the employee begins work at the program.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Personnel Record. The licensee shall:</text>
    <paragraph num="(1)">
      <text>Maintain for each staff member a personnel record that contains:</text>
      <paragraph num="(a)">
        <text>An employment application or resume showing qualifications and experience;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>At least three references documented either by letter or notation of verbal contact indicating:</text>
        <paragraph num="(i)">
          <text>The date the contact was made;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The individual making the contact;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>The individual contacted; and</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>The reference content;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>A written statement of medical examination by a licensed physician, made at the time of the staff member's employment, certifying that the physician has examined the staff member and found nothing in the individual's general, physical, or emotional condition that would endanger the health and well being of children;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>A screening for tuberculosis every 2 years administered by the Mantoux method or current Centers for Disease Control and Prevention standard with an analysis of results or, for those staff members whose results were positive, an annual medical certification that the staff member presents no symptoms of active tuberculosis;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Documentation of a criminal background check request made in accordance with State law, including COMAR 12.15.02, and a copy of the initial outcome and any periodic updates;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Documentation of a request for Child Protective Services check and a copy of the outcome;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>A completed federal “Employment Eligibility Verification” form (I-9);</text>
      </paragraph>
      <paragraph num="(h)">
        <text>A copy of current applicable professional credentials;</text>
      </paragraph>
      <paragraph num="(i)">
        <text>A copy of current cardiopulmonary resuscitation certification for all child care staff;</text>
      </paragraph>
      <paragraph num="(j)">
        <text>Annual performance evaluations;</text>
      </paragraph>
      <paragraph num="(k)">
        <text>Documentation of personnel actions, such as disciplinary and commendation reports relating to the individual's employment with the program;</text>
      </paragraph>
      <paragraph num="(l)">
        <text>For a staff member who drives a motor vehicle to transport children:</text>
        <paragraph num="(i)">
          <text>A copy of the staff member's current driver's license; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>An official copy of the staff member's driving record updated every 2 years;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(m)">
        <text>Documentation that the staff member has received and read the policies described in Regulations .14 and .15 of this chapter related to the reporting of suspected child abuse and neglect and discipline and control of children; and</text>
      </paragraph>
      <paragraph num="(n)">
        <text>Documentation that the staff member has received the employee training required under §F of this regulation;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Grant a staff member reasonable access to the staff member's own personnel record; and</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Maintain the personnel file of each employee for a period of 5 years after the employee leaves the employment of the licensee.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Training of Child Care Workers.</text>
    <paragraph num="(1)">
      <text>Each employee who provides direct care to children shall receive a minimum of 40 hours of initial and annual training.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The program administrator shall designate an employee to accompany new direct care employees on initial tours of duty until the employee's supervisor determines that the new employee:</text>
      <paragraph num="(a)">
        <text>Is able to effectively safeguard the health and safety of the children; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Has completed the requirements of §F(3)(a)—(f) of this regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The training of employees who may provide direct care to children shall include:</text>
      <paragraph num="(a)">
        <text>Emergency preparedness and general safety practices;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Cardiopulmonary resuscitation leading to certification;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Annual first-aid training either through completion of:</text>
        <paragraph num="(i)">
          <text>American Red Cross standard first-aid course which is valid for the period of time recognized by the American Red Cross; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>First-aid training by a certified or otherwise qualified instructor;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>Child abuse and neglect identification and reporting, including training in accordance with any curriculum provided by the licensing agency regarding specific aspects of child abuse and neglect prevention and reporting in residential programs;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Suicide risk assessment and prevention;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Approved forms of discipline and behavior management techniques including crisis management and the use of isolation and restraints;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>Medication management;</text>
      </paragraph>
      <paragraph num="(h)">
        <text>Infection control and Maryland Occupational Safety and Health Bloodborne Pathogen Standards;</text>
      </paragraph>
      <paragraph num="(i)">
        <text>Parenting issues, collaboration with families, and supporting children and families in making choices;</text>
      </paragraph>
      <paragraph num="(j)">
        <text>Psychosocial and emotional needs of the children, family relationships, and the impact of separation;</text>
      </paragraph>
      <paragraph num="(k)">
        <text>Special needs of the population served;</text>
      </paragraph>
      <paragraph num="(l)">
        <text>Child development;</text>
      </paragraph>
      <paragraph num="(m)">
        <text>The role of the child care employee;</text>
      </paragraph>
      <paragraph num="(n)">
        <text>Food preparation, food service, and nutrition, if the employee is involved in preparing meals for residents; and</text>
      </paragraph>
      <paragraph num="(o)">
        <text>Communication skills.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Staff training shall utilize any relevant curriculum approved by the licensing agency.</text>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Employee Evaluation. The licensee shall:</text>
    <paragraph num="(1)">
      <text>Evaluate each employee at least once a year; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Document each evaluation with the signature and date of the signature of the employee and the employee's immediate supervisor.</text>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Staffing Plan. The licensee shall:</text>
    <paragraph num="(1)">
      <text>Analyze:</text>
      <paragraph num="(a)">
        <text>The number of children the licensee intends to serve;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The needs of each of the children to be served; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The needs of the program based on the size and layout of the physical plant;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Develop and implement a staffing plan that:</text>
      <paragraph num="(a)">
        <text>Addresses the health and safety needs of each child;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Provides each child with the services identified in the child's individual service plan;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Provides for the treatment, recreation, education, and social development of children in placement; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Addresses the management of staffing needs, including:</text>
        <paragraph num="(i)">
          <text>Maximum work hours;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Deployment of personnel; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Emergency staffing.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>