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<regulation prefix="Regulation" num=".17" citation="COMAR 14.31.06.17" title_num="14" subtitle_num="31" chapter_num="06" heading="Admission, Individual Plan of Care, Behavior Intervention Plan, and Discharge.">
  <paragraph num="A.">
    <text>General Requirements.</text>
    <paragraph num="(1)">
      <text>The licensee shall have and follow written policies regarding:</text>
      <paragraph num="(a)">
        <text>Admission;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Individual plan of care;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Behavior intervention plan;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Behavior support services; and</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Discharge.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>The licensee shall form a team comprised of at least the following individuals to participate in the:</text>
      <paragraph num="(a)">
        <text>Admission process:</text>
        <paragraph num="(i)">
          <text>A representative designated by the placing agency;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Program staff responsible for the care and supervision of the child;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Unless clearly inappropriate, the child; and</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>If appropriate, the child’s parent or legal guardian; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>Development of the individual plan of care and the discharge plan:</text>
        <paragraph num="(i)">
          <text>A representative designated by the placing agency;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A human service professional from the program considering the admission;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Program staff responsible for the care and supervision of the child;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>The child’s parent or legal guardian, if consistent with the child’s permanency plan; and</text>
        </paragraph>
        <paragraph num="(v)">
          <text>Unless clearly inappropriate, the child.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Each team shall:</text>
      <paragraph num="(a)">
        <text>Document those present and participating; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Indicate in the individual case record the reason, if known, why an invited individual did not attend.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Admission.</text>
    <paragraph num="(1)">
      <text>The licensee shall include in its admission policy a:</text>
      <paragraph num="(a)">
        <text>Statement of nondiscrimination consistent with Title VII of the Civil Rights Act and State Government Article, Title 20, Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Provision for an assessment to determine the child’s needs and the licensee’s ability to meet them; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Method for notifying, when appropriate, a child’s parent or legal guardian if the child is self-admitted.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>The licensee may not admit a child referred by an out-of-State placing agency without documentation that the agency has initiated actions to abide by any applicable interstate compact.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The licensee may not admit into care:</text>
      <paragraph num="(a)">
        <text>More children than the number specified in its license;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Children outside of the age range specified in the license; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Children not of the gender specified in the license.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>In order to admit a child whose characteristics and needs do not fit the profile approved by the licensing agency, the licensee shall document that it has:</text>
      <paragraph num="(a)">
        <text>Obtained oral permission from the licensing agency before the child's admission; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Requested written documentation of the licensing agency’s permission within 5 days of the child’s placement, which describes:</text>
        <paragraph num="(i)">
          <text>The reasons for the placement; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>How the program will ensure adequate and appropriate care for the child.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Except for emergency placements, the licensee shall admit a child only upon receipt of at least:</text>
      <paragraph num="(a)">
        <text>A social history or predisposition report, to include any history of abuse or neglect;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A health history that is not older than 6 months, including, if applicable, a list of currently prescribed medications;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>A mental health screening report that:</text>
        <paragraph num="(i)">
          <text>Includes screening for the child's risk of suicide; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Was completed in less than 72 hours before the child's placement;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>An educational history;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Medical insurance documentation;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>If required by federal or State law, any psychological, psychiatric, or developmental assessment that is not older than 12 months;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>Emergency telephone numbers to contact the child’s parent or legal guardian;</text>
      </paragraph>
      <paragraph num="(h)">
        <text>If applicable, a document that specifies a guardian or custodian of the child other than the biological parent;</text>
      </paragraph>
      <paragraph num="(i)">
        <text>The child's permanency plan;</text>
      </paragraph>
      <paragraph num="(j)">
        <text>Authorizations necessary for providing care, including:</text>
        <paragraph num="(i)">
          <text>Medical, dental, and behavioral health authorizations for routine and emergency care;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Any applicable court order or master's recommendation; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Applicable non-court order for shelter care.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(6)">
      <text>For emergency placements, the licensee and the placing agency shall ensure that the licensee receives the documents specified in §§A, B, and C of this regulation within 24 hours of the child's placement.</text>
    </paragraph>
    <paragraph num="(7)">
      <text>If it has the discretion to refuse to admit a child referred by the placing agency, the licensee shall process each referral promptly and submit to the placing agency its decision on the referral within 10 days after receipt.</text>
    </paragraph>
    <paragraph num="(8)">
      <text>The licensee shall:</text>
      <paragraph num="(a)">
        <text>Examine each child upon admission;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Document in the child's individual case record any illness, fever, rash, bruise, or injury; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Take appropriate action as necessary.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(9)">
      <text>Within 3 days after admission, the licensee shall include in a child’s individual case record:</text>
      <paragraph num="(a)">
        <text>A preliminary, individualized assessment of the child’s needs performed by a human service professional;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A safe environment plan; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Any document listed in §B(4) of this regulation not received before the child’s placement.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Individual Plan of Care. The licensee shall require the team convened pursuant to §A(2)(b) of this regulation:</text>
    <paragraph num="(1)">
      <text>To develop for each child, within 30 days after admission, an individual plan of care that includes:</text>
      <paragraph num="(a)">
        <text>An evaluation that meets the requirements of the Early and Periodic Screening, Diagnosis and Treatment program;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>If appropriate, a behavior intervention plan as defined in §D of this regulation;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Measurable objectives with time frames leading to the achievement of goals;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Implementation dates and strategies;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Individuals responsible for providing the supports, services, implementation, and monitoring of the plan;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Documentation indicating whether or not the child and parent or legal guardian agree with the plan;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>Education, including special education and related services to implement the individualized education program of a student as required under the Individuals With Disabilities Education Act;</text>
      </paragraph>
      <paragraph num="(h)">
        <text>Family relationship;</text>
      </paragraph>
      <paragraph num="(i)">
        <text>Health care;</text>
      </paragraph>
      <paragraph num="(j)">
        <text>Life skills development;</text>
      </paragraph>
      <paragraph num="(k)">
        <text>Personal, emotional, and social development;</text>
      </paragraph>
      <paragraph num="(l)">
        <text>Recreation plan;</text>
      </paragraph>
      <paragraph num="(m)">
        <text>Vocational training;</text>
      </paragraph>
      <paragraph num="(n)">
        <text>The placing agency’s permanency plan; and</text>
      </paragraph>
      <paragraph num="(o)">
        <text>Other areas as appropriate; and</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>To execute the:</text>
      <paragraph num="(a)">
        <text>Review and update of every child’s individual plan of care at least every 90 days;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Modification of the individual plan of care as required by the child’s needs, interests, and circumstances; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Documentation of monthly progress toward achievement of goals and estimated length of stay.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Behavior Plan.</text>
    <paragraph num="(1)">
      <text>The licensee shall have a comprehensive written policy that identifies the process by which a behavior intervention plan is determined to be appropriate.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The licensee shall ensure that a behavior intervention plan is developed for each child for whom it is appropriate that includes:</text>
      <paragraph num="(a)">
        <text>An assessment of each challenging behavior as identified in the individual plan of care;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A description of the function of current behaviors including their frequency and severity;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The behavioral objectives for the child including:</text>
        <paragraph num="(i)">
          <text>Criteria for determining achievement of the objectives established;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A description of the adaptive skills to be learned by a child that serve as alternatives to behaviors that present a danger to self or serious bodily harm to others;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>A description of the adaptive skills to be learned by a child that serve as functional alternatives to the challenging behavior or behaviors to be decreased;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Identification of the individual or individuals responsible for monitoring the behavior intervention plan;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>The data to be collected to assess progress towards meeting the behavior intervention plan’s objectives;</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Documentation for the use of physical restraint, the reason for its use, and the length of time used; and</text>
        </paragraph>
        <paragraph num="(vii)">
          <text>For licensees of the Maryland Department of Health, documentation for the use of mechanical restraint, the reason for its use, and the length of time used;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>Take into account the medical condition of the child; and</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Describe the treatment techniques and when the techniques are to be used.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Before implementation, the licensee shall ensure that each behavior intervention plan that includes the use of restraints includes the written informed consent of:</text>
      <paragraph num="(a)">
        <text>The child, when appropriate;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The child’s parent or legal guardian, when appropriate; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The placing agency’s designee.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>If the program is licensed to serve children with developmental disabilities, each behavior intervention plan that includes the use of restraints shall be approved by the standing committee established under COMAR 14.31.07.08 before the plan’s implementation.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Behavior Support Services.</text>
    <paragraph num="(1)">
      <text>A licensee who contracts for behavior support services as determined by the behavior intervention plan shall ensure that its contractor:</text>
      <paragraph num="(a)">
        <text>Meets the requirements of this chapter; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Is knowledgeable about the licensing agency's service delivery system.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Behavior support services may include:</text>
      <paragraph num="(a)">
        <text>Behavioral consultation;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Temporary augmentation of staff;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Behavioral training; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Behavioral respite services.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>In addition to the training requirements in COMAR 10.22.02.10—.11 for licensees of the Maryland Department of Health and the training and requirements of this chapter, the licensee shall ensure that staff who provide behavior support services, before being assigned independent duties, receive training in the:</text>
      <paragraph num="(a)">
        <text>Principles of behavioral change; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Use of a specific behavior management technique as outlined in the child’s behavior intervention plan.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Discharge.</text>
    <paragraph num="(1)">
      <text>For planned discharges, the licensee shall:</text>
      <paragraph num="(a)">
        <text>Except for emergency shelter placement, and at least 30 days before a planned discharge, prepare a discharge plan which includes:</text>
        <paragraph num="(i)">
          <text>The name, address, telephone number, and relationship of the individual with whom the child will be residing upon discharge;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A statement of unmet identified and continuing needs including but not limited to behavioral and somatic health, education, family and peer relationships, employment, behavior, medications, and recommendation for follow-up treatment; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>Within 30 calendar days after discharge, submit to the placing agency a discharge summary which includes:</text>
        <paragraph num="(i)">
          <text>A final summary of the child’s performance in the program;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A summary of the child’s health, dental, optical, and behavioral health records; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>A summary of services provided to the child, including behavioral and somatic health, education, family and peer relationships, employment, behavior, medications, and recommendation for follow-up treatment.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>For unplanned discharges, the licensee shall:</text>
      <paragraph num="(a)">
        <text>Provide at least 72 hours’ notice to the placing agency unless there is imminent risk of harm to self or others;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>At the time of discharge, provide to the placement agency a discharge plan which includes:</text>
        <paragraph num="(i)">
          <text>Specific details of the reason for discharge; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A statement of unmet and continuing needs; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Within 30 calendar days after discharge, submit to the placing agency a discharge summary which includes:</text>
        <paragraph num="(i)">
          <text>A final summary of the child’s performance in the program;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A final summary of the child’s medical, dental, optical, and behavioral health records; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>A summary of services provided to the child.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>