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<subtitle num="02" heading="Contested-Case Hearings" title_num="16" title_heading="Department of Juvenile Services">
  <chapter num="01" heading="Definitions; General Provisions">
    <regulation prefix="Regulation" num=".01" heading="Definitions.">
      <paragraph num="A.">
        <text>In this subtitle, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Administrative law judge” has the meaning stated in COMAR 28.02.01.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Contested case” has the meaning stated in State Government Article, §10-202, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Filed” means, unless otherwise indicated in this chapter, when the document is:</text>
          <paragraph num="(a)">
            <text>Received by the Secretary or, if earlier, postmarked; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>If required, served on the other parties to the proceeding.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(4)">
          <text>“Hearing” means a hearing to determine a contested case.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>“Party” means a person or agency, including the Department, named or admitted to participate in a hearing.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>“Person” includes a governmental entity or an instrumentality or unit of a governmental entity.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Scope.">
      <paragraph num="A.">
        <text>In General. This subtitle applies to contested-case hearings before the Secretary of Juvenile Services.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Hearings by Office of Administrative Hearings.</text>
        <paragraph num="(1)">
          <text>In hearings conducted by an administrative law judge of the Office of Administrative Hearings (OAH), these regulations shall be construed, whenever possible, in harmony with COMAR 28.02.01.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>In the event of conflict between these regulations and COMAR 28.02.01, these regulations control.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Delegation of Hearing Authority.">
      <text>The Secretary may delegate all or part of the authority to hear a contested case to the OAH.</text>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Revocation of Delegation.">
      <paragraph num="A.">
        <text>Criteria. The Secretary may revoke all or part of a delegation previously made to the OAH if the Secretary believes that the case might:</text>
        <paragraph num="(1)">
          <text>Involve novel or unanticipated factual or legal issues;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Have significant social or fiscal consequences;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Involve policy issues of general applicability; or</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Be likely to have precedential value.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Timing. The revocation may be made at any time before the earlier of:</text>
        <paragraph num="(1)">
          <text>The issuance of a ruling on a substantive issue; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The taking of oral testimony from the first witness.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Notice.</text>
        <paragraph num="(1)">
          <text>The Secretary shall provide written notice of a revocation to all parties and the OAH.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The written notice shall:</text>
          <paragraph num="(a)">
            <text>Contain a brief statement of the reason for the revocation;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Specify whether all or part of the delegation to hear the case is revoked; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>If less than all of the delegation is revoked, specify the parts of the contested case for which the delegation has been revoked.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Decision; Record.</text>
        <paragraph num="(1)">
          <text>The Secretary's subsequent decision in the case shall reflect the fact that delegation to the OAH was revoked.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A copy of the revocation notice shall be made a part of the record.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Time Modifications and Waivers.">
      <paragraph num="A.">
        <text>By Secretary. The Secretary may modify or waive any time limit established by this subtitle.</text>
      </paragraph>
      <paragraph num="B.">
        <text>By Administrative Law Judge. An administrative law judge may not modify or waive any time limit established by this subtitle except with the consent of all parties or the Secretary.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Service.">
      <paragraph num="A.">
        <text>Required. A copy of any notice, order, pleading, motion, response, correspondence, decision, paper, or other document filed in a proceeding shall be served promptly on all other parties to the proceeding or, as authorized or required by COMAR 16.02.02.06, their respective authorized representatives.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Manner. Unless otherwise required by law, service shall be made by personal delivery or by regular mail.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Permittees, etc. Service on a party to whom a permit, license, or certification has been issued by the Department may be made by delivering a copy to the last address provided by that party to the Department.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Proof of Service.</text>
        <paragraph num="(1)">
          <text>Every paper or document filed in a proceeding, other than one filed by or on behalf of the Secretary, shall contain or be accompanied by a certificate of service.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The certificate of service shall:</text>
          <paragraph num="(a)">
            <text>Be signed by or on behalf of the party filing the paper or document; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Specify the:</text>
            <paragraph num="(i)">
              <text>Date of service;</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>Manner of service;</text>
            </paragraph>
            <paragraph num="(iii)">
              <text>Name of each person served; and</text>
            </paragraph>
            <paragraph num="(iv)">
              <text>Address at which each person was served.</text>
            </paragraph>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Consolidation.">
      <paragraph num="A.">
        <text>When Authorized. When proceedings involving a common question of law or fact are pending before the Secretary, the Secretary may consolidate the proceedings pursuant to a motion or on the Secretary's own initiative.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Special Procedures. If the consolidated proceedings involve different parties or burdens of going forward or persuasion, the Secretary may specify special procedures to assure an expeditious and just proceeding.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Default.">
      <paragraph num="A.">
        <text>In General. If, after receiving notice, a party fails to attend or participate in a prehearing conference, a hearing, or any other stage of a proceeding, the Secretary may:</text>
        <paragraph num="(1)">
          <text>Proceed in that party's absence;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Continue the matter to a later time; or</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Issue a default order against that party.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Motion to Vacate or Modify Default Order. Within 30 days after issuance of a default order, the party in default may file a written motion requesting that the order be vacated or modified.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Grant of Motion. The Secretary may grant the motion and vacate or modify the default order if the Secretary finds that:</text>
        <paragraph num="(1)">
          <text>There is a substantial and sufficient basis for an actual controversy on the merits; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>It is equitable to excuse the default.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Default Order as Final Decision. If a motion is not timely filed or if a motion is filed and denied, the default order is final and effective.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="Dismissal for Lack of Prosecution.">
      <paragraph num="A.">
        <text>When Action Becomes Subject to Dismissal.</text>
        <paragraph num="(1)">
          <text>In this section “docket entry”:</text>
          <paragraph num="(a)">
            <text>Means filing a pleading, requesting a hearing date, or scheduling a proceeding; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Does not include the entry or withdrawal of an appearance, case status reports, or other inquiries.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>At the expiration of 6 months from the last docket entry, an action may be dismissed for lack of prosecution.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Initiation; Notice. On request of a party or on the Secretary's own initiative, the Secretary shall notify all parties that an order of dismissal for lack of prosecution will be entered after the expiration of 30 days from the notice, unless a motion is filed under §C of this regulation.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Motion and Deferral. On motion filed within 30 days of the notice and for good cause shown, the Secretary may defer entry of an order of dismissal for the period and on the terms the Secretary considers proper.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Entry of Order. If a motion is not timely filed or if a motion is filed and denied, the Secretary shall issue an order of dismissal.</text>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">Human Services Article, §9-204; State Government Article, Title 10, Subtitle 2; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: June 18, 2007 (34:12 Md. R. 1067)</annotation>
    </annotations>
  </chapter>
  <chapter num="02" heading="Prehearing Procedures">
    <regulation prefix="Regulation" num=".01" heading="Notice of Right to Hearing.">
      <paragraph num="A.">
        <text>Notice Required. The Department shall provide notice of its action whenever, by law or regulation, that action gives rise to the right to request a contested-case hearing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Contents. The notice shall state:</text>
        <paragraph num="(1)">
          <text>The factual basis for the action;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The statutory or regulatory provision under which the action is taken;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The sanction proposed or potential penalty, if any;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>The right to request a hearing on the action;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>What a person must do to receive a hearing and the time periods within which the person must act; and</text>
        </paragraph>
        <paragraph num="(6)">
          <text>The consequences of a failure to timely request a hearing or to appear for a scheduled hearing, including a statement that unless a hearing is requested the Department action becomes final and binding on all parties.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Accompanying Forms. If the Department requires that the request for a hearing be filed on a specific form, a copy of that form shall accompany the notice.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Request for Hearing.">
      <paragraph num="A.">
        <text>When Required. A request for a hearing shall be filed:</text>
        <paragraph num="(1)">
          <text>Within the time period specified by relevant law; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If no time period is specified, within 30 days of the date of the notice of the right to a hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Contents. The request shall:</text>
        <paragraph num="(1)">
          <text>State the name and mailing address of the person requesting the hearing;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Specify the action of the Department to which the request for hearing applies;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Briefly state the basis for the request; and</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Provide or be accompanied by any documents or other information required by law.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Form. If the notice of the right to a hearing included a specific form for requesting a hearing, the request shall be made on that form.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Incomplete Request.">
      <paragraph num="A.">
        <text>In General. If a hearing request lacks necessary information or is otherwise improper, the Secretary may:</text>
        <paragraph num="(1)">
          <text>Deny the request;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Return the request for resubmission in proper form and with all necessary information; or</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Conditionally accept the request subject to submission, within the time the Secretary specifies, of supplemental information.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Effect of Denial, Return, or Conditional Acceptance. The denial, return, or conditional acceptance of a request does not extend the time under Regulation .02A of this chapter within which a request is required to be filed.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Notice of Hearing.">
      <paragraph num="A.">
        <text>In General. The Secretary shall give all parties reasonable written notice of the hearing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Contents. The hearing notice shall state:</text>
        <paragraph num="(1)">
          <text>The date, time, place, and nature of the hearing;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The right to:</text>
          <paragraph num="(a)">
            <text>Call witnesses;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Offer evidence, including rebuttal evidence;</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Cross-examine any witness that another party or the Department calls; and</text>
          </paragraph>
          <paragraph num="(d)">
            <text>Present summation and argument;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(3)">
          <text>The right, if applicable, to request subpoenas for witnesses and evidence, and the costs, if any, associated with such a request;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>The right to request a copy of the hearing proceedings and the costs, if any, associated with such a request;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Any right or restrictions on representation;</text>
        </paragraph>
        <paragraph num="(6)">
          <text>That failure to appear for the scheduled hearing may result in an adverse action against that party; and</text>
        </paragraph>
        <paragraph num="(7)">
          <text>That the parties may agree to the evidence and waive their right to appear at the hearing.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Expedited Hearing.">
      <paragraph num="A.">
        <text>In General. Any party may file a motion for an expedited hearing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Contents. The motion for an expedited hearing shall set forth the reasons for the request.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Waiver. A request for an expedited hearing waives applicable notice requirements.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Ruling.</text>
        <paragraph num="(1)">
          <text>The Secretary shall rule on a request for an expedited hearing within 3 days after receiving the request.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>All parties shall be notified promptly of the decision on the motion.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Timetable. If the Secretary grants an expedited hearing, the Secretary's ruling shall establish precise time frames for the conduct and completion of the hearing and for the issuance of a final decision.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Representation; Entry of Appearance.">
      <paragraph num="A.">
        <text>In General. A party may:</text>
        <paragraph num="(1)">
          <text>Represent himself or herself;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Be represented by an attorney authorized to practice law in Maryland; or</text>
        </paragraph>
        <paragraph num="(3)">
          <text>If authorized by law, appear through a representative who is not an attorney.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Entry of Appearance Required. A party's representative shall enter an appearance with the Secretary.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Effect of Entry—General. After an appearance has been entered and unless subsequently withdrawn in writing:</text>
        <paragraph num="(1)">
          <text>The representative shall be sent copies of all notices, pleadings, and other correspondence; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>All notices, pleadings, and other correspondence required to be sent to a party may be sent instead to that party's representative and all presumptions regarding notices to parties shall apply.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Effect of Entry—Attorney. If a party is represented by an attorney, all discovery requests, submissions of evidence, examinations of witnesses, objections, and motions on behalf of the party may be made only by the party's attorney.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Discovery.">
      <paragraph num="A.">
        <text>Request for Production of Documents.</text>
        <paragraph num="(1)">
          <text>By timely written request, a party may require any other party to produce, for inspection or copying, any file, memorandum, correspondence, or other document or any tangible thing that is:</text>
          <paragraph num="(a)">
            <text>Relevant to the subject matter of the case; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Not privileged.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>To be timely, the written request shall be served on all parties and filed with the Secretary not later than 30 days before the scheduled hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Compliance.</text>
        <paragraph num="(1)">
          <text>The party to whom the request is addressed shall comply within 15 days of service.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Copies of requested documents shall be made at the expense of the party making the request.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The charge for copies of requested documents may be waived or reduced by the custodian of the documents in accordance with COMAR 16.03.03.09G, or other applicable law.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Regulation Exclusive. Unless otherwise provided by law or by agreement of the parties, no other discovery procedure may be required.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Subpoenas.">
      <paragraph num="A.">
        <text>Issuance Authorized. On request of a party, the Secretary may issue subpoenas to require:</text>
        <paragraph num="(1)">
          <text>The attendance and testimony of witnesses at the hearing; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The production at the hearing of any tangible items in the possession or under the control of a witness.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Requests.</text>
        <paragraph num="(1)">
          <text>A request for a subpoena shall be in writing.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>To the extent practicable, the request shall be filed at least 10 days before the hearing.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The request shall:</text>
          <paragraph num="(a)">
            <text>Specify the name and full address of the person to be subpoenaed;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Describe with particularity any tangible items to be produced under the subpoena; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Provide the name, full address, and telephone number of the party requesting the subpoena.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(4)">
          <text>A subpoena request need not be served on other parties.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Service.</text>
        <paragraph num="(1)">
          <text>Subpoenas may be served as follows:</text>
          <paragraph num="(a)">
            <text>By personal delivery by an individual who is 18 years old or older and not a party to the proceeding;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>By certified mail to the person at the address specified in the subpoena request; or</text>
          </paragraph>
          <paragraph num="(c)">
            <text>If mailed by the Secretary, by regular mail.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>For subpoenas requested fewer than 10 days before the scheduled hearing, the requestor shall provide service.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>In all events, the costs of personal delivery or certified mail are the responsibility of the person requesting that service.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Proof of Service. Proof of service may be made as follows:</text>
        <paragraph num="(1)">
          <text>For certified mail, by filing the original return receipt; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>For personal delivery, by an affidavit that:</text>
          <paragraph num="(a)">
            <text>Is signed by the person who made service;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Avers that the affiant is 18 years old or older and not a party to the proceeding; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Specifies:</text>
            <paragraph num="(i)">
              <text>The name of the person served;</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>The date on which the person was served; and</text>
            </paragraph>
            <paragraph num="(iii)">
              <text>The particular place of service.</text>
            </paragraph>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Objections. A person may object to a subpoena by filing a motion to quash or for other relief.</text>
      </paragraph>
      <paragraph num="F.">
        <text>Enforcement. On a person's failure to comply with a subpoena, the Secretary or the party requesting the subpoena may apply to an appropriate circuit court for its enforcement.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="Intervention.">
      <paragraph num="A.">
        <text>Criteria. On timely motion, a person may be permitted to intervene in an action if:</text>
        <paragraph num="(1)">
          <text>The person has standing; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The person:</text>
          <paragraph num="(a)">
            <text>Has an unconditional right to intervene as a matter of law; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Claims an interest relating to the subject matter of the hearing that is:</text>
            <paragraph num="(i)">
              <text>Adversely affected; and</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>Not adequately represented by existing parties.</text>
            </paragraph>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Deadline. To be timely, a motion to intervene shall be filed not later than 15 days before the earlier of the prehearing conference or the scheduled hearing.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Contents. The motion to intervene shall:</text>
        <paragraph num="(1)">
          <text>State the grounds for the motion; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Set forth the claim or defense for which intervention is sought.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Considerations; Conditions.</text>
        <paragraph num="(1)">
          <text>The Secretary shall consider:</text>
          <paragraph num="(a)">
            <text>Whether the grounds for the motion meet the criteria for intervention; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>If they do, whether the intervention nonetheless will unduly delay or prejudice the adjudication of the rights of the original parties.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>As soon as practicable, the Secretary shall issue an order denying or allowing the intervention.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>In an order allowing intervention, the Secretary may place conditions on the intervenor's participation in the proceedings.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Judicial Review.</text>
        <paragraph num="(1)">
          <text>Judicial review of the denial of a motion to intervene may be sought in accordance with law.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Secretary may stay proceedings pending resolution of a judicial review sought under this section.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".10" heading="Prehearing Conference.">
      <paragraph num="A.">
        <text>In General. The Secretary may hold a prehearing conference to address and seek to resolve any one or more of the following preliminary matters:</text>
        <paragraph num="(1)">
          <text>Issuance of subpoenas;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Identification of contested factual and legal issues;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Stipulations;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Requests for official notice;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Identification and exchange of documentary evidence;</text>
        </paragraph>
        <paragraph num="(6)">
          <text>Admissibility of evidence;</text>
        </paragraph>
        <paragraph num="(7)">
          <text>Identification and qualification of witnesses;</text>
        </paragraph>
        <paragraph num="(8)">
          <text>Motions;</text>
        </paragraph>
        <paragraph num="(9)">
          <text>Discovery disputes;</text>
        </paragraph>
        <paragraph num="(10)">
          <text>Order of presentation;</text>
        </paragraph>
        <paragraph num="(11)">
          <text>Scheduling;</text>
        </paragraph>
        <paragraph num="(12)">
          <text>Settlement possibilities or conferences; and</text>
        </paragraph>
        <paragraph num="(13)">
          <text>Any other matters that might promote the orderly and prompt conduct of the hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Preconference Submissions. The Secretary may require the parties to submit prehearing statements or other relevant information before the prehearing conference.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Conduct of Conference.</text>
        <paragraph num="(1)">
          <text>The prehearing conference may be conducted by telephone, video, or other electronic means.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>At the Secretary's discretion, all or part of the prehearing conference may be recorded.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Prehearing Orders.</text>
        <paragraph num="(1)">
          <text>Unless otherwise stated in this subtitle, the Secretary shall issue a prehearing order that sets forth the actions taken or to be taken on any matter addressed at the prehearing conference.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The prehearing order shall be made a part of the record.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Each party to the proceeding is bound by the Secretary's prehearing order, whether the party participated in the prehearing conference or not.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".11" heading="Alternative Dispute Resolution.">
      <paragraph num="A.">
        <text>In this regulation, “ADR” means alternative dispute resolution, a process of resolving matters pending before the Secretary through one or more of the following:</text>
        <paragraph num="(1)">
          <text>Settlement conference;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Neutral case evaluation;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Neutral fact finding; or</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Other nonadversarial dispute resolution process.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Authorized. If all parties agree, the Secretary may schedule an ADR proceeding.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Presiding Officer. The individual who presides at the ADR proceeding may not:</text>
        <paragraph num="(1)">
          <text>Preside at the prehearing conference, the hearing on the merits, or any other stage of the contested case;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Advise the Secretary regarding any decision on the merits of the contested case; or</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Be called to testify, participate in discovery, or otherwise provide information in any subsequent stage of the contested case.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Confidentiality of Proceedings.</text>
        <paragraph num="(1)">
          <text>An ADR proceeding is confidential and shall be closed to the public.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Discussions in an ADR proceeding may not be made a part of the record of any stage of the contested case.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>An ADR proceeding may not be recorded electronically or in any other manner.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">Human Services Article, §9-204; State Government Article, Title 10, Subtitle 2; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: June 18, 2007 (34:12 Md. R. 1067)</annotation>
    </annotations>
  </chapter>
  <chapter num="03" heading="Motions">
    <regulation prefix="Regulation" num=".01" heading="In General.">
      <paragraph num="A.">
        <text>Scope. Unless otherwise provided in this subtitle, this chapter governs all motions filed with the Secretary.</text>
      </paragraph>
      <paragraph num="B.">
        <text>When Authorized. Unless otherwise provided in this subtitle, a party may move for appropriate relief before or during a hearing.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Motions Before Hearing.">
      <paragraph num="A.">
        <text>To Be in Writing. Except as otherwise provided in this subtitle, all motions made before a hearing shall be submitted in writing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Filing and Service. The motion shall be filed with the Secretary and served on all parties at least 15 days before the hearing.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Contents. The motion shall:</text>
        <paragraph num="(1)">
          <text>State concisely the question to be determined; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Be accompanied by any necessary supporting documentation.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Answer. An answer to a prehearing motion shall be filed and served on all parties by the earlier of:</text>
        <paragraph num="(1)">
          <text>15 days after receipt of the motion; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The date of the hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Hearing on Motion.</text>
        <paragraph num="(1)">
          <text>On notice to all parties, the Secretary may schedule a hearing to consider a prehearing motion.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Failure of a party to attend a hearing scheduled to consider a prehearing motion may be grounds for a decision adverse to that party.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Motions During Hearing.">
      <text>During a hearing, all motions shall be submitted orally.</text>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Motion to Dismiss.">
      <text>On motion of a party or on the Secretary's own initiative, the Secretary may issue a final decision dismissing a notice of agency action, an appeal of an agency action, or any other request for a hearing that fails to state a claim for which relief may be granted.</text>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Motion for Summary Decision.">
      <paragraph num="A.">
        <text>In General. A party may move for summary decision on any appropriate issue in the case.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Decision. The Secretary may grant a final summary decision if the Secretary finds that:</text>
        <paragraph num="(1)">
          <text>There is no genuine issue as to any material fact; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The moving party is entitled to prevail as a matter of law.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Ruling on Motion.">
      <paragraph num="A.">
        <text>In General. Except as provided in §B of this regulation, the Secretary may:</text>
        <paragraph num="(1)">
          <text>Issue a written decision on a motion; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>State the decision on the record.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Reserved Ruling.</text>
        <paragraph num="(1)">
          <text>The Secretary may reserve ruling on a motion until after the hearing.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If a ruling is reserved, the ruling shall be issued:</text>
          <paragraph num="(a)">
            <text>In a separate writing; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>As part of the Secretary's final decision.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Effect of Ruling. All parties are bound by the Secretary's ruling notwithstanding their failure to attend a hearing.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Time Limits Unaffected by Motion.">
      <text>The filing or pendency of a motion does not alter or extend any time limit otherwise established by law or this subtitle.</text>
    </regulation>
    <annotations>
      <annotation type="Authority">Human Services Article, §9-204; State Government Article, Title 10, Subtitle 2; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: June 18, 2007 (34:12 Md. R. 1067)</annotation>
    </annotations>
  </chapter>
  <chapter num="04" heading="Hearing Procedures">
    <regulation prefix="Regulation" num=".01" heading="Venue.">
      <text>Hearings shall be conducted at a site designated by the Secretary.</text>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Proceedings to be Public.">
      <paragraph num="A.">
        <text>In General.</text>
        <paragraph num="(1)">
          <text>Except as otherwise provided in this regulation, all proceedings before the Secretary shall be open to the public.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Proceedings shall be closed to the public to the extent:</text>
          <paragraph num="(a)">
            <text>Necessary to preserve confidentiality provided by law for individuals or records; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Otherwise required by law.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(3)">
          <text>On motion or on the Secretary's own initiative, the Secretary may close all or any part of the proceedings for good cause shown.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Maintaining Order. The Secretary may:</text>
        <paragraph num="(1)">
          <text>Remove individuals whose conduct impedes the orderly progress of the hearing; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Restrict attendance because of the physical limitations of the hearing facility.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Recording Equipment. Recording equipment (cameras, tape recorders, and other sound or video equipment) shall be excluded from the hearing room:</text>
        <paragraph num="(1)">
          <text>When required by law; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If the Secretary determines that the use of this equipment may impede the orderly progress of the proceedings or otherwise interfere with the process.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Records. Unless otherwise provided by law, all documents, notices, and records in the Secretary's possession as a result of a contested-case proceeding are subject to inspection and copying under the Public Information Act (State Government Article, Title 10, Subtitle 6, Part III, Annotated Code of Maryland), and COMAR16.03.03.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Postponement; Continuance.">
      <paragraph num="A.">
        <text>Request for Postponement. A request for postponement may be made in writing or by telephone.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Parties to be Contacted. When practicable, all parties to a proceeding shall be contacted before a ruling is made on the request.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Action by Secretary.</text>
        <paragraph num="(1)">
          <text>The Secretary may grant the motion for good cause and as justice requires.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Secretary may postpone or continue a hearing on the Secretary's own initiative.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Hearing by Telephone or Other Electronic Means.">
      <paragraph num="A.">
        <text>In General.</text>
        <paragraph num="(1)">
          <text>Except as otherwise provided in this section, the Secretary may conduct all or part of the hearing by telephone, video conference, or other electronic means, if each participant in the hearing has an opportunity to participate in, hear, and (for video means) see the entire proceeding.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>On objection for good cause, the hearing shall be conducted in accordance with the alternatives specified in State Government Article, §10-211(b), Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Rights Unaffected. All substantive and procedural rights apply to telephone, video conference, or other electronic hearings, subject only to the limitations of the physical arrangement.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Documentary Evidence. For a hearing conducted by electronic means, documentary evidence to be offered must be delivered by the proponent to all parties and the Secretary at least 1 day before the hearing.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Default. For a hearing conducted by electronic means, the following may be considered as a failure to appear and grounds for default, if the condition exists for more than 15 minutes after the scheduled start of the hearing:</text>
        <paragraph num="(1)">
          <text>Failure to answer telephone;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Failure to free telephone for a hearing;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Failure to be present in the designated video or audio hearing room; or</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Any other failure to be ready to proceed with the hearing as scheduled.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="General Conduct of Hearings.">
      <paragraph num="A.">
        <text>Secretary's Duties. The Secretary shall:</text>
        <paragraph num="(1)">
          <text>Conduct a full, fair, and impartial hearing;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Take action to avoid unnecessary delay in the disposition of the proceedings; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Maintain order.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Secretary's Powers—General. The Secretary's authority to regulate the conduct of the proceedings includes the power to:</text>
        <paragraph num="(1)">
          <text>Administer oaths and affirmations;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Rule on offers of proof and receive relevant and material evidence;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Rule on motions;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Call and examine witnesses to insure a full and complete record;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Limit unduly repetitious testimony and limit the time for presentations;</text>
        </paragraph>
        <paragraph num="(6)">
          <text>Request parties to submit legal memoranda and proposed findings of fact and conclusions of law;</text>
        </paragraph>
        <paragraph num="(7)">
          <text>Issue orders as necessary to secure procedural simplicity and administrative fairness and to eliminate unjustifiable expense and delay;</text>
        </paragraph>
        <paragraph num="(8)">
          <text>Conduct the hearing in a manner suited to ascertain the facts and safeguard the parties' rights; and</text>
        </paragraph>
        <paragraph num="(9)">
          <text>Impose appropriate sanctions for failure to abide by this subtitle or any order of the Secretary.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Secretary's Powers—Prehearing Order. Whether or not a prehearing conference is held, the Secretary may issue a prehearing order to regulate the conduct of the proceedings.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Sanctions. The sanctions authorized by this regulation include:</text>
        <paragraph num="(1)">
          <text>Limiting the issues to be heard;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Dismissing all or any part of the request for a hearing; or</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Entering an order on the merits against a party.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Stipulations.">
      <paragraph num="A.">
        <text>Authorized. The parties may agree by stipulation to any substantive or procedural matter.</text>
      </paragraph>
      <paragraph num="B.">
        <text>How Made. A stipulation may be filed in writing or entered on the record at the hearing.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Additional Development. The Secretary may require additional development of stipulated matters.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Waiver of Right to Appear.">
      <paragraph num="A.">
        <text>In General.</text>
        <paragraph num="(1)">
          <text>A party may waive the right to appear personally at the hearing.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A waiver may be made:</text>
          <paragraph num="(a)">
            <text>Orally to the Secretary; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>In writing and filed with the Secretary.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Withdrawal. A waiver may be withdrawn only by written notice received by the Secretary at least 5 days before the earlier of:</text>
        <paragraph num="(1)">
          <text>The scheduled hearing; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The date that applicable law permits for the issuance of the Secretary's decision.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Not a Default. If a party has filed a waiver under this regulation, the failure of that party to appear personally or by representative may not result in a finding of default.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Waiver of Hearing.">
      <text>The Secretary need not hold a hearing if all parties agree to the admission of evidence and waive their right to appear.</text>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="General Order of Proceedings.">
      <paragraph num="A.">
        <text>Start of Proceeding. At the start of the proceedings, the Secretary shall:</text>
        <paragraph num="(1)">
          <text>Briefly explain the purpose and nature of the hearing; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>State the order of presentation of evidence.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Preliminary Matters. The Secretary may allow the parties, before presentation of evidence, to:</text>
        <paragraph num="(1)">
          <text>Present preliminary matters; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Make opening statements.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".10" heading="Admission and Exclusion of Evidence.">
      <text>Evidence shall be admitted and excluded in accordance with State Government Article, §10-213, Annotated Code of Maryland.</text>
    </regulation>
    <regulation prefix="Regulation" num=".11" heading="Witnesses.">
      <paragraph num="A.">
        <text>Witness List.</text>
        <paragraph num="(1)">
          <text>Prior to the hearing, and whether or not a prehearing conference is held, the Secretary may order that each party make available to the other parties the names and written reports of experts and other witnesses the party expects to call.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Failure to comply in good faith with the order is grounds for the refusal to admit the oral or written testimony of that witness or a report of that expert.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Oath or Affirmation. Witnesses shall take an oath or affirmation to tell the truth.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Exclusion from Proceedings.</text>
        <paragraph num="(1)">
          <text>On request of a party, the Secretary shall exclude witnesses other than parties from the hearing room, except when testifying.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A party, representative, witness, spectator, or other person may not disclose to any witness excluded under this section the nature, substance, or purpose of any testimony, exhibit, or other evidence introduced during that witness' absence.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>A party that is not an individual may designate an employee or officer to remain in the hearing room as its representative, even though the employee or officer may be a witness.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>An expert witness who is to render an opinion based on testimony given at the hearing may remain during that testimony.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>If a witness receives information in violation of this section, the Secretary may:</text>
          <paragraph num="(a)">
            <text>Exclude the testimony of that witness; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Take other appropriate action.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".12" heading="Affidavits; Prefiled Testimony.">
      <paragraph num="A.">
        <text>Affidavits. The Secretary may admit an affidavit as evidence.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Prefiled Testimony.</text>
        <paragraph num="(1)">
          <text>In the Secretary's discretion, testimony may be received in written form.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The testimony shall be filed with the Secretary and served on opposing parties at least 5 days before the hearing.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".13" heading="Interpreters.">
      <paragraph num="A.">
        <text>Appointment. If a party or witness cannot readily hear, speak, or understand spoken or written English, the Secretary shall arrange for a qualified interpreter to provide assistance during the hearing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Oath or Affirmation. The interpreter shall take an oath or affirm that he or she will accurately translate.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".14" heading="Burdens of Going Forward and Persuasion.">
      <paragraph num="A.">
        <text>Scope. This regulation does not modify any burden of going forward or burden of persuasion that is imposed on a party by specific statute or regulation.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Burdens for Permits, Licenses, and Certifications.</text>
        <paragraph num="(1)">
          <text>A party requesting a hearing following notice of the Department's intent to deny or refuse to renew a permit, license, or certification bears:</text>
          <paragraph num="(a)">
            <text>The burden of going forward to establish a prima facie case of entitlement to the permit or license; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The burden of persuasion that the permit or license should be issued.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>A party contesting the Department's proposed decision to issue or renew a permit, license, or certification bears:</text>
          <paragraph num="(a)">
            <text>The burden of going forward to establish a prima facie case that grounds exist for denying the license or permit; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The burden of persuasion that the license or permit should be denied.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(3)">
          <text>In a proceeding following notice by the Department of an intent to revoke or suspend a permit, license, or certification, the Department bears:</text>
          <paragraph num="(a)">
            <text>The burden of going forward to establish a prima facie case as to the existence of grounds for revocation or suspension; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The burden of persuasion that the permit, license, or certification should be revoked or suspended.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Burdens Established—Departmental Order. In a proceeding contesting an order or proposed order of the Department, the Department bears:</text>
        <paragraph num="(1)">
          <text>The burden of going forward to establish a prima facie case as to existence of grounds for issuance of the order; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The burden of persuasion that the order be issued.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Burdens Established—Party Asserting Affirmative of Issue. Except as otherwise specified in this regulation, the party asserting the affirmative of an issue before the Secretary bears both the burden of going forward and the burden of persuasion.</text>
      </paragraph>
      <paragraph num="E.">
        <text>Secretary's Decision.</text>
        <paragraph num="(1)">
          <text>The Secretary shall find against a party with the burden of going forward if that party has not presented sufficient evidence to establish a prima facie case for the party's claim or defense.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Secretary shall find against a party with the burden of persuasion if that party has not presented evidence sufficient to establish the correctness of the party's claim or defense by a preponderance of the evidence.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".15" heading="Transcript of Proceedings.">
      <paragraph num="A.">
        <text>Recording.</text>
        <paragraph num="(1)">
          <text>A recording of the hearing shall be made at the Department's expense.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The recording need not be transcribed unless requested by a party or by the Secretary.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Transcription.</text>
        <paragraph num="(1)">
          <text>If a party is seeking judicial review of a final decision, that party shall request a transcript of the recording, unless a transcript already has been prepared.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If a party is excepting to or appealing from a proposed decision, that party shall request a transcript of the recording, unless a transcript already has been prepared or the Secretary waives the requirement for a transcript.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The party requesting the transcript is responsible for all costs of transcription unless, at the party's request, the Department agrees to reduce or waive those costs for good cause shown.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">Human Services Article, §9-204; State Government Article, Title 10, Subtitle 2; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: June 18, 2007 (34:12 Md. R. 1067)</annotation>
    </annotations>
  </chapter>
  <chapter num="05" heading="Record, Decision, and Judicial Review">
    <regulation prefix="Regulation" num=".01" heading="Record of Proceedings.">
      <paragraph num="A.">
        <text>Record Required. The Secretary shall prepare an official record of each hearing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Contents. The record shall consist of:</text>
        <paragraph num="(1)">
          <text>All documents giving rise to the proceeding;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>All requests for hearing;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>All notices of proceedings;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>All prehearing orders;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>All questions;</text>
        </paragraph>
        <paragraph num="(6)">
          <text>All motions, pleadings, petitions, and requests and the ruling on each;</text>
        </paragraph>
        <paragraph num="(7)">
          <text>All briefs and memoranda;</text>
        </paragraph>
        <paragraph num="(8)">
          <text>All documentary and tangible evidence received or considered;</text>
        </paragraph>
        <paragraph num="(9)">
          <text>A statement of each fact of which official notice is taken;</text>
        </paragraph>
        <paragraph num="(10)">
          <text>Each proffer of proof and the ruling on the proffer;</text>
        </paragraph>
        <paragraph num="(11)">
          <text>Each objection and the ruling on the objection;</text>
        </paragraph>
        <paragraph num="(12)">
          <text>Any staff memorandum submitted to an individual involved in the decision-making process by an official or employee of the Department who is not authorized to participate in the decision-making process;</text>
        </paragraph>
        <paragraph num="(13)">
          <text>All matters placed on the record after an ex parte communication;</text>
        </paragraph>
        <paragraph num="(14)">
          <text>Each proposed finding of fact, conclusion of law, and order proposed by a party or the presiding officer;</text>
        </paragraph>
        <paragraph num="(15)">
          <text>Each exception to a proposed finding of fact, conclusion of law, or order proposed by the presiding officer;</text>
        </paragraph>
        <paragraph num="(16)">
          <text>Each intermediate, proposed, and final ruling or order, including each report or opinion issued in connection with that ruling or order; and</text>
        </paragraph>
        <paragraph num="(17)">
          <text>The recording of the hearing and, if made, of any prehearing proceeding, and any transcript made of the recording.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Proposed Decision and Order.">
      <text>Each proposed decision and order shall comply with State Government Article, §10-220, Annotated Code of Maryland.</text>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Exceptions.">
      <paragraph num="A.">
        <text>Time for Filing. Exceptions to a proposed decision and order shall be filed with the Secretary within 21 days after the proposed decision and order is issued.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Form and Contents. All exceptions shall:</text>
        <paragraph num="(1)">
          <text>Be in writing;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Identify each portion of the proposed decision to which exception is taken; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Contain a concise statement of the asserted basis for taking the exception.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Service. A copy of the exceptions shall be served on all parties.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Argument.</text>
        <paragraph num="(1)">
          <text>All parties shall be afforded the opportunity to present written argument to the Secretary.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Secretary may conduct an exceptions hearing for the purpose of hearing oral argument. The length of any argument may be limited at the Secretary's discretion.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Review Limited to Hearing Record.</text>
        <paragraph num="(1)">
          <text>The Secretary's review and consideration of exceptions shall be limited to the record.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>At an exceptions hearing:</text>
          <paragraph num="(a)">
            <text>Additional evidence may not be introduced; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Additional witnesses may not be heard by the Secretary.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="F.">
        <text>Reference to Hearing Evidence.</text>
        <paragraph num="(1)">
          <text>If a party intends to refer to any evidence produced at the hearing, the party shall notify the Department of the specific evidence in its request for exceptions.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>That party is responsible for filing with the Secretary a copy of the transcript of the hearing, or relevant portions of it, at that party's expense, at least 5 days before the scheduled exceptions hearing, if a hearing is to be held.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>If all parties agree, a stipulation of facts may be submitted instead of a transcript.</text>
        </paragraph>
      </paragraph>
      <paragraph num="G.">
        <text>Decision.</text>
        <paragraph num="(1)">
          <text>The Secretary shall consider all exceptions timely filed before rendering a final decision.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Secretary shall adopt a final decision and an order as soon as possible after exceptions have been filed and argument presented.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Final Decision and Order.">
      <paragraph num="A.">
        <text>In General. Each final decision and order shall comply with State Government Article, §10-221, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Authority of Secretary.</text>
        <paragraph num="(1)">
          <text>The Secretary is not bound by an administrative law judge's recommendation, even if no exceptions have been filed.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If exceptions have not been filed and, after reviewing a proposed decision by an administrative law judge, the Secretary is unable to approve that decision as written, the Secretary shall notify all parties and invite arguments from the affected parties on the issues the Secretary is reconsidering.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Final Agency Decision.</text>
        <paragraph num="(1)">
          <text>The Secretary's decision is the final decision of the Department for the purpose of judicial review.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>In the event of fraud, mistake, or irregularity, the Secretary may correct a final decision at any time.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Service. Copies of the final decision, including the Secretary's findings of fact, conclusions of law, and order, shall be delivered or mailed promptly to all parties.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Stay.">
      <paragraph num="A.">
        <text>Request Authorized. Except as prohibited by law, a party that is adversely affected by a final order may request a stay from the Secretary pending judicial review.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Time for Filing. A request for a stay shall be filed with the Secretary within 10 days of the date of the final order from which the stay is sought.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Contents. The request shall include:</text>
        <paragraph num="(1)">
          <text>A statement of the reasons the stay is sought; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A statement of the grounds for judicial review.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Effect of Request. A request for a stay does not operate as a stay and does not extend the time for seeking judicial review.</text>
      </paragraph>
      <paragraph num="E.">
        <text>Grant of Stay.</text>
        <paragraph num="(1)">
          <text>The Secretary may hold a hearing on the request for a stay or rule on the request without a hearing.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Secretary may grant the stay subject to the conditions, including security or bond, that the Secretary considers proper.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Judicial Review.">
      <paragraph num="A.">
        <text>Requisites. Unless otherwise agreed to by the parties, a party may not seek judicial review of a decision of the Secretary unless:</text>
        <paragraph num="(1)">
          <text>The party has filed exceptions with the Secretary to the proposed decision; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Secretary has rendered a final decision.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Exception. This regulation does not apply to cases for which the Secretary has delegated final decision-making authority to the Office of Administrative Hearings.</text>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">Human Services Article, §9-204; State Government Article, Title 10, Subtitle 2; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: June 18, 2007 (34:12 Md. R. 1067)</annotation>
    </annotations>
  </chapter>
</subtitle>