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<chapter num="05" heading="Record, Decision, and Judicial Review" title_num="16" subtitle_num="02">
  <regulation prefix="Regulation" num=".01" heading="Record of Proceedings.">
    <paragraph num="A.">
      <text>Record Required. The Secretary shall prepare an official record of each hearing.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Contents. The record shall consist of:</text>
      <paragraph num="(1)">
        <text>All documents giving rise to the proceeding;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>All requests for hearing;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>All notices of proceedings;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>All prehearing orders;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>All questions;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>All motions, pleadings, petitions, and requests and the ruling on each;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>All briefs and memoranda;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>All documentary and tangible evidence received or considered;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>A statement of each fact of which official notice is taken;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Each proffer of proof and the ruling on the proffer;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Each objection and the ruling on the objection;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>Any staff memorandum submitted to an individual involved in the decision-making process by an official or employee of the Department who is not authorized to participate in the decision-making process;</text>
      </paragraph>
      <paragraph num="(13)">
        <text>All matters placed on the record after an ex parte communication;</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Each proposed finding of fact, conclusion of law, and order proposed by a party or the presiding officer;</text>
      </paragraph>
      <paragraph num="(15)">
        <text>Each exception to a proposed finding of fact, conclusion of law, or order proposed by the presiding officer;</text>
      </paragraph>
      <paragraph num="(16)">
        <text>Each intermediate, proposed, and final ruling or order, including each report or opinion issued in connection with that ruling or order; and</text>
      </paragraph>
      <paragraph num="(17)">
        <text>The recording of the hearing and, if made, of any prehearing proceeding, and any transcript made of the recording.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Proposed Decision and Order.">
    <text>Each proposed decision and order shall comply with State Government Article, §10-220, Annotated Code of Maryland.</text>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Exceptions.">
    <paragraph num="A.">
      <text>Time for Filing. Exceptions to a proposed decision and order shall be filed with the Secretary within 21 days after the proposed decision and order is issued.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Form and Contents. All exceptions shall:</text>
      <paragraph num="(1)">
        <text>Be in writing;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Identify each portion of the proposed decision to which exception is taken; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Contain a concise statement of the asserted basis for taking the exception.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Service. A copy of the exceptions shall be served on all parties.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Argument.</text>
      <paragraph num="(1)">
        <text>All parties shall be afforded the opportunity to present written argument to the Secretary.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Secretary may conduct an exceptions hearing for the purpose of hearing oral argument. The length of any argument may be limited at the Secretary's discretion.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Review Limited to Hearing Record.</text>
      <paragraph num="(1)">
        <text>The Secretary's review and consideration of exceptions shall be limited to the record.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>At an exceptions hearing:</text>
        <paragraph num="(a)">
          <text>Additional evidence may not be introduced; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Additional witnesses may not be heard by the Secretary.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Reference to Hearing Evidence.</text>
      <paragraph num="(1)">
        <text>If a party intends to refer to any evidence produced at the hearing, the party shall notify the Department of the specific evidence in its request for exceptions.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>That party is responsible for filing with the Secretary a copy of the transcript of the hearing, or relevant portions of it, at that party's expense, at least 5 days before the scheduled exceptions hearing, if a hearing is to be held.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If all parties agree, a stipulation of facts may be submitted instead of a transcript.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Decision.</text>
      <paragraph num="(1)">
        <text>The Secretary shall consider all exceptions timely filed before rendering a final decision.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Secretary shall adopt a final decision and an order as soon as possible after exceptions have been filed and argument presented.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Final Decision and Order.">
    <paragraph num="A.">
      <text>In General. Each final decision and order shall comply with State Government Article, §10-221, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Authority of Secretary.</text>
      <paragraph num="(1)">
        <text>The Secretary is not bound by an administrative law judge's recommendation, even if no exceptions have been filed.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If exceptions have not been filed and, after reviewing a proposed decision by an administrative law judge, the Secretary is unable to approve that decision as written, the Secretary shall notify all parties and invite arguments from the affected parties on the issues the Secretary is reconsidering.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Final Agency Decision.</text>
      <paragraph num="(1)">
        <text>The Secretary's decision is the final decision of the Department for the purpose of judicial review.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>In the event of fraud, mistake, or irregularity, the Secretary may correct a final decision at any time.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Service. Copies of the final decision, including the Secretary's findings of fact, conclusions of law, and order, shall be delivered or mailed promptly to all parties.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Stay.">
    <paragraph num="A.">
      <text>Request Authorized. Except as prohibited by law, a party that is adversely affected by a final order may request a stay from the Secretary pending judicial review.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Time for Filing. A request for a stay shall be filed with the Secretary within 10 days of the date of the final order from which the stay is sought.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Contents. The request shall include:</text>
      <paragraph num="(1)">
        <text>A statement of the reasons the stay is sought; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A statement of the grounds for judicial review.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Effect of Request. A request for a stay does not operate as a stay and does not extend the time for seeking judicial review.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Grant of Stay.</text>
      <paragraph num="(1)">
        <text>The Secretary may hold a hearing on the request for a stay or rule on the request without a hearing.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Secretary may grant the stay subject to the conditions, including security or bond, that the Secretary considers proper.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Judicial Review.">
    <paragraph num="A.">
      <text>Requisites. Unless otherwise agreed to by the parties, a party may not seek judicial review of a decision of the Secretary unless:</text>
      <paragraph num="(1)">
        <text>The party has filed exceptions with the Secretary to the proposed decision; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Secretary has rendered a final decision.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Exception. This regulation does not apply to cases for which the Secretary has delegated final decision-making authority to the Office of Administrative Hearings.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Human Services Article, §9-204; State Government Article, Title 10, Subtitle 2; Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: June 18, 2007 (34:12 Md. R. 1067)</annotation>
  </annotations>
</chapter>