<?xml version='1.0' encoding='utf-8'?>
<chapter num="01" heading="Youth Records" title_num="16" subtitle_num="03">
  <regulation prefix="Regulation" num=".01" heading="Individual Case Records.">
    <paragraph num="A.">
      <text>Required. Each facility or other program to which a youth is principally assigned shall maintain a case record for each youth assigned to that program.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Contents. The case record shall include:</text>
      <paragraph num="(1)">
        <text>Identifying information about the youth and the youth's parents, guardians, or care-givers;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A recent photograph of the youth;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Prior placement information;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>A treatment service plan adopted under Courts and Judicial Proceedings Article, §3-8A-20.1, Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Documentation of services provided during the youth's detention or commitment;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Documentation of services provided or offered to the youth in the community;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Written reports about the youth;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Health records, including health, mental health, substance abuse, and other evaluations of the youth, including suicide risk;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Educational records;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Legal documents;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Classification and assessment documents;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>A discharge plan that specifies the required level of supervision and services;</text>
      </paragraph>
      <paragraph num="(13)">
        <text>Disciplinary incident documentation; and</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Progress notes.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Retention Period. The Department shall retain the case record for each youth in accordance with its most currently approved records retention schedule.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Program Register.">
    <paragraph num="A.">
      <text>Required. Each facility or other program shall maintain a register of each youth admitted to the program.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Contents. The register shall include each youth's:</text>
      <paragraph num="(1)">
        <text>Name;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Sex;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Date of birth;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>County of residence;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Court status;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Date of admission and then-anticipated date of discharge; and</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Date of discharge.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Closure of Private-Sector Program.">
    <text>The Department shall require that, if a private-sector program closes, all case records and all other records concerning particular youth are:</text>
    <paragraph num="A.">
      <text>Returned to the Department; or</text>
    </paragraph>
    <paragraph num="B.">
      <text>Retained securely until their destruction is ordered or required by the Department.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Change in Provider.">
    <text>The Department shall require that, if there is a change in the private-sector provider operating a program, the former provider turn over all case records and other records concerning particular youth to the Department or to the new provider.</text>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Destruction of Records.">
    <text>The Department and each program may destroy records only in a manner that:</text>
    <paragraph num="A.">
      <text>Preserves their confidentiality; and</text>
    </paragraph>
    <paragraph num="B.">
      <text>Is consistent with State law and policy on records retention and destruction.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Human Services Article, §9-204, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: June 18, 2007 (34:12 Md. R. 1067)</annotation>
  </annotations>
</chapter>