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<regulation prefix="Regulation" num=".01" citation="COMAR 17.04.05.01" title_num="17" subtitle_num="04" chapter_num="05" heading="Disciplinary Actions Generally.">
  <paragraph num="A.">
    <text>Disciplinary action may be taken because of an employee's:</text>
    <paragraph num="(1)">
      <text>Unsatisfactory performance of duties and responsibilities, as governed by State Personnel and Pensions Article, §§11-101, 11-102, 11-103(a), (c), and (d), 11-104, 11-105, 11-107—11-113, and 11-304, Annotated Code of Maryland; or</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Misconduct, as governed by State Personnel and Pensions Article, §§11-101—11-110, 11-112, 11-113, and 11- 303—11-306, Annotated Code of Maryland.</text>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>The disciplinary actions that may be taken are listed in State Personnel and Pensions Article, §11-104, Annotated Code of Maryland.</text>
  </paragraph>
  <paragraph num="C.">
    <text>Unless a peer review panel is available and selected by an employee, the disciplinary appeal procedures for an employee in the skilled and professional services are specified in State Personnel and Pensions Article, §§11-109 and 11-110, Annotated Code of Maryland. The disciplinary appeal procedures for an employee under special appointment are specified in State Personnel and Pensions Article, §11-113, Annotated Code of Maryland.</text>
  </paragraph>
  <paragraph num="D.">
    <text>The standard of proof in all disciplinary actions is a preponderance of the evidence.</text>
  </paragraph>
  <paragraph num="E.">
    <text>The employee bears the burden of proof in the following actions:</text>
    <paragraph num="(1)">
      <text>Discipline of an employee in the executive or management service, and under special appointment; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Discipline of an employee on probation in the skilled and professional services, following initial appointment.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>The sole issue for consideration in a conference or hearing related to a disciplinary action specified in §E of this regulation is whether the employer's action was illegal or unconstitutional.</text>
  </paragraph>
  <paragraph num="G.">
    <text>Except for the actions specified in §E of this regulation, the appointing authority bears the burden of proof in all disciplinary actions affecting an employee in the skilled and professional services, including discipline of an employee on probation following promotion or reinstatement.</text>
  </paragraph>
  <paragraph num="H.">
    <text>A disciplinary action against an employee under special appointment or in the management and executive services is governed by Regulations .05 and .06 of this chapter.</text>
  </paragraph>
  <paragraph num="I.">
    <text>When appealing a disciplinary action, the employee or the employee's representative shall state to the extent possible and on a form provided by the Secretary the issues of fact, law, and mitigating circumstances the employee believes would warrant rescinding or modifying the disciplinary action. Failure to state the issues of fact and law when possible may be grounds for dismissing the appeal.</text>
  </paragraph>
</regulation>