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<chapter num="08" heading="Drug and Alcohol Free Workplace" title_num="21" subtitle_num="11">
  <regulation prefix="Regulation" num=".01" heading="Policy.">
    <paragraph num="A.">
      <text>Drug and alcohol abuse in the workplace leads to a decrease in productivity, economy, and the maximum benefit to be derived from the purchasing power of the State, thereby decreasing and undermining public confidence in the State procurement system.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The State has an interest in assuring the public that recipients of funds under State procurement contracts are not using these monies to maintain or foster, directly or indirectly, workplaces where drug or alcohol abuse occurs.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The State is committed to encouraging all non-State entities that do business with the State to make a good faith effort to eliminate unlawful drug use and drug and alcohol abuse from their workplaces.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following words have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Abuse” means the use of:</text>
        <paragraph num="(a)">
          <text>Alcohol when it may impair job performance or endanger the safety of others in the workplace;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Any illegal drug;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Any over-the-counter drug when the user knows or should know that it may impair job performance or endanger the safety of others in the workplace; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Any prescription drug in a manner or under circumstances that the user knows or should know is inconsistent with its medically prescribed, intended use.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>“Alcohol” means ethyl alcohol or ethanol.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Conviction” means:</text>
        <paragraph num="(a)">
          <text>A judgment of conviction, whether entered upon a finding of guilty or acceptance of a plea of guilty or nolo contendere, and the imposition of sentence; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The staying of a judgment of conviction and the placing of a defendant on probation after a finding of guilty or the acceptance of a plea of guilty or nolo contendere.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>“Drug” means:</text>
        <paragraph num="(a)">
          <text>A controlled dangerous substance as defined in Criminal Law Article, §5-101, Annotated Code of Maryland; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Any substance, other than alcohol, caffeine, food, or tobacco, that when taken into the body, may impair one's mental faculties or change one's mood or physical performance.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>“Drug and alcohol free workplace” means a workplace in compliance with Regulation .03A of this chapter, and in which each employee is expressly prohibited from:</text>
        <paragraph num="(a)">
          <text>Abusing alcohol and drugs; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Unlawfully manufacturing, distributing, dispensing, possessing, or using drugs.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>“Employee” means each officer, employee, agent, or servant of the recipient who, directly or indirectly, participates in the performance of a procurement contract. “Employee” includes an owner who, directly or indirectly, participates in the performance of a procurement contract.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Individual” means a bidder, offeror, or contractor having not more than one employee, including the bidder, offeror, or contractor.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Recipient” means an individual, a sole proprietorship, a partnership, a corporation, a joint venture, or any other entity that submits a bid or proposal for, or has been awarded, a procurement contract.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Under the influence of” means the use of drugs or alcohol in a manner that may impair job performance or endanger the safety of others in the workplace.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Workplace” means any place at which work is performed in accordance with the terms of a procurement contract.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Responsibility Determination.">
    <paragraph num="A.">
      <text>A bidder or offeror, other than an individual, may not be considered a responsible source for a procurement contract unless the bidder or offeror has certified, pursuant to COMAR 21.05.08.07B, that the bidder or offeror will provide a drug and alcohol free workplace by:</text>
      <paragraph num="(1)">
        <text>Maintaining a workplace free of drug and alcohol abuse during the term of the contract;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Publishing a statement notifying its employees that the unlawful manufacture, distribution, dispensing, possession, or use of drugs, and the abuse of drugs or alcohol is prohibited in the contractor's workplace, and specifying the actions that will be taken against employees for violation of these prohibitions;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Prohibiting its employees from working under the influence of drugs or alcohol;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Refusing to hire or assign to work on the contract anyone whom the contractor knows, or in the exercise of due diligence should know, currently abuses drugs or alcohol and is not actively engaged in a bona fide drug or alcohol abuse assistance or rehabilitation program;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Promptly informing the appropriate law enforcement agency of each drug-related crime that occurs in its workplace, if the contractor has observed the violation or otherwise has reliable information that a violation has occurred;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Establishing drug and alcohol abuse awareness programs to inform its employees about:</text>
        <paragraph num="(a)">
          <text>The dangers of drug and alcohol abuse in the workplace,</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The contractor's policy of maintaining a drug and alcohol free workplace,</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Any available drug or alcohol counseling, rehabilitation, and employee assistance programs, and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The penalties that may be imposed upon employees who abuse drugs and alcohol in the workplace;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(7)">
        <text>Providing all employees engaged in the performance of a procurement contract with a copy of the statement required by §A(2), above;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Notifying employees in the statement required by §A(2), above, that as a condition of continued employment on the procurement contract, the employee shall:</text>
        <paragraph num="(a)">
          <text>Abide by the terms of the statement, and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Notify the employer of any criminal drug or alcohol abuse conviction for an offense occurring in the workplace not later than 5 days after a conviction;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(9)">
        <text>Notifying the procurement officer within 10 days after receiving notice under §A(8)(b), above, or otherwise receiving actual notice of a conviction;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Within 30 days after receiving notice under §A(8)(b), above, or otherwise receiving actual notice of a conviction, imposing one or more of the following sanctions or remedial measures on any employee who is convicted of a drug or alcohol abuse offense occurring in the workplace:</text>
        <paragraph num="(a)">
          <text>Taking appropriate personnel action against an employee, up to and including termination, or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Requiring an employee to satisfactorily participate in a bona fide drug or alcohol abuse assistance or rehabilitation program; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(11)">
        <text>Making a good faith effort to maintain a drug and alcohol free workplace through implementation of §A(1)—(10), above.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>An individual may not be considered a responsible bidder or offeror for a procurement contract unless that individual certifies, pursuant to COMAR 21.05.08.07B, that the individual will not engage in the unlawful manufacture, distribution, dispensing, possession, or use of drugs or the abuse of drugs or alcohol in the performance of the procurement contract.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Disqualification.">
    <text>Failure of a bidder or offeror to provide the certification required by Regulation . 03 shall render the bidder or offeror unqualified and ineligible for contract award.</text>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Remedies.">
    <paragraph num="A.">
      <text>Suspension of Contract Payments. After making a determination that adequate evidence to suspect any of the causes in §D, below, exists, the procurement officer, with the approval of the agency head, the appropriate control agency, and the Office of the Attorney General, may suspend payments under the procurement contract.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Contract Termination. After making a determination that any of the causes in §D, below, exists, the procurement officer, with the approval of the agency head, the appropriate control agency, and the Office of the Attorney General, may terminate the procurement contract for default under COMAR 21.07.01.11 or 21.07.03.15, as applicable.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Suspension and Debarment. Upon initiating action under §A or B, above, the agency head, through the appropriate control agency, shall refer the matter to the Board for suspension and debarment under COMAR 21.08.06.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The specific causes for suspension of contract payments, termination of a contract for default, or suspension and debarment are the:</text>
      <paragraph num="(1)">
        <text>Contractor has submitted a false certification in response to a provision regarding a drug and alcohol free workplace under COMAR 21.05.08.07B or 21.07.01.25;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Contractor has failed to comply with its certification under COMAR 21.05.08.07B or 21.07.01.25; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Contractor has failed to make a good faith effort to provide a drug and alcohol free workplace, as evidenced by recurring convictions of the contractor's employees for drug and alcohol offenses occurring in the workplace.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>A determination under this regulation to suspend contract payments, terminate a contract for default, or refer the matter to the Board for suspension and debarment may be waived by the agency head with the approval of the appropriate control agency and the Office of the Attorney General for a particular contract only if and so long as the waiver is necessary to prevent a severe disruption of the agency's operations or services to the detriment of the State or the public.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Implementation and Enforcement.">
    <paragraph num="A.">
      <text>A procurement agency shall be responsible for the implementation of these regulations.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The control agencies shall be responsible for the enforcement of these regulations.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">State Finance and Procurement Article, §§11-201 and 12-101, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: October 1, 1990 (17:19 Md. R. 2322)</annotation>
  </annotations>
</chapter>