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<chapter num="05" heading="Subpoenas" title_num="22" subtitle_num="03">
  <regulation prefix="Regulation" num=".01" heading="Subpoena Power.">
    <paragraph num="A.">
      <text>The Board of Trustees may issue a subpoena as the Board of Trustees considers necessary to:</text>
      <paragraph num="(1)">
        <text>Properly administer and enforce State Personnel and Pensions Article, Division II, Annotated Code of Maryland, and COMAR Title 22; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Compel any person served with the subpoena to:</text>
        <paragraph num="(a)">
          <text>Attend and testify as a witness at a hearing before the Board of Trustees;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Produce documents and tangible items; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Both attend and testify as a witness at a hearing before the Board of Trustees and produce documents and tangible items.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Except as provided in Regulation .02B(2) of this chapter, the Board of Trustees exercises its subpoena power by and through the Executive Director of the Retirement Agency as the Board of Trustees’ delegee.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Issuance of Subpoena.">
    <paragraph num="A.">
      <text>Subpoenas Issued by the Executive Director.</text>
      <paragraph num="(1)">
        <text>Except as provided in §B of this regulation, and in accordance with Regulation .01A of this chapter, the Executive Director may issue a subpoena on behalf of the Board of Trustees, without prior review and approval by the Board of Trustees.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Office of the Attorney General shall review and approve the subpoena for legal sufficiency before the Executive Director may sign and issue the subpoena.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Executive Director shall notify the Board of Trustees of the issuance of a subpoena pursuant to this section.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Subpoenas for Evidentiary Hearings Issued by the Board of Trustees Under COMAR 22.03.04.08.</text>
      <paragraph num="(1)">
        <text>On request of a party to an evidentiary hearing before the Board of Trustees under COMAR 22.03.04.08, or upon its own motion, the Board of Trustees may issue a subpoena requiring the attendance and testimony of witnesses and the production at the hearing of one or more tangible items in the possession or under the control of a witness.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A subpoena may be issued to a party under this section at the sole discretion of the Board of Trustees, and shall be signed by the Board Chair.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A party requesting a subpoena shall make the request in writing, filed with the Board Secretary, and served on all other parties.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Except in the case of exigent circumstances adequately documented for the Board of Trustees, a party requesting a subpoena shall file the request at least 30 days before the date of an administrative hearing in order to allow the Board of Trustees to consider the request at its next regularly scheduled meeting.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Subpoena Contents.">
    <paragraph num="A.">
      <text>A subpoena shall:</text>
      <paragraph num="(1)">
        <text>Identify by descriptive title the investigation, administrative or enforcement matter, or contested case for which it is issued;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Identify the name and full address of the intended recipient of the subpoena;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Identify the name, full address, and telephone number of the requestor of the subpoena;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>If the subpoena requires attendance at an evidentiary hearing before the Board of Trustees, specify the date, time, and place of the hearing;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>If the subpoena requires production of documents or tangible items:</text>
        <paragraph num="(a)">
          <text>Describe with reasonable specificity the documents and tangible items to be produced; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Specify the date, time, and place for the required production;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>State the issuance date of the subpoena; and</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Contain the signature of:</text>
        <paragraph num="(a)">
          <text>The Executive Director of the Retirement Agency, for subpoenas issued under Regulation .02A of this chapter; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The Board Chair, for subpoenas issued under Regulation .02B of this chapter.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If the subpoena compels the production of financial information, or information derived from financial records, the subpoena shall certify that the requestor has taken all necessary steps to comply with the requirements of Financial Institutions Article, §1-304, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If the subpoena compels the production of medical records, the subpoena shall certify that the requestor has taken all necessary steps to comply with the requirements of Health-General Article, §4-306, Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Service of Subpoena.">
    <paragraph num="A.">
      <text>A signed and issued subpoena may be served within the State of Maryland by any method authorized by Maryland Rule 2-510(d).</text>
    </paragraph>
    <paragraph num="B.">
      <text>A signed and issued subpoena may be served outside the State of Maryland by any method authorized by the law of the jurisdiction where the subpoena is served.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The party serving the subpoena shall retain proof of service of the subpoena.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Modification, Quashing, or Enforcement of Subpoena.">
    <paragraph num="A.">
      <text>A person properly served with a subpoena under this regulation may request modification or quashing of the subpoena or other relief by petition to the appropriate circuit court.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If a person properly served with a subpoena under this regulation does not appear or produce documents or tangible items as the subpoena requires, the requestor of the subpoena may apply to the appropriate circuit court for enforcement of the subpoena.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">State Personnel and Pensions Article, §§21-111, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: December 13, 2021 (48:25 Md. R. 1080)</annotation>
  </annotations>
</chapter>