<?xml version='1.0' encoding='utf-8'?>
<subtitle num="01" heading="Administration" title_num="28" title_heading="Office of Administrative Hearings">
  <chapter num="01" heading="Conflicts Policy">
    <regulation prefix="Regulation" num=".01" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“ALJ” means an individual:</text>
          <paragraph num="(a)">
            <text>Appointed as an Administrative Law Judge pursuant to the requirements established under State Government Article, §9-1604(a)(2), Annotated Code of Maryland; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Designated pursuant to State Government Article, §9-1607, Annotated Code of Maryland.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>“Chief ALJ” means the individual appointed as head of the Office pursuant to State Government Article, §9-1603, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Employee” means a contractual, temporary, or permanent employee of the Office at the time the action that gave rise to the hearing request arose.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>“Member of the employee’s family or household” means:</text>
          <paragraph num="(a)">
            <text>A parent, spouse, sibling, or child of the employee; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>A relative or other person who shares the employee’s legal residence, or over whose affairs the employee has legal or actual control.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(5)">
          <text>“Office” means the Office of Administrative Hearings.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Selection of Substituted ALJs.">
      <text>A proceeding before the Office in which an employee of the Office or a member of the employee’s household is a party may be heard by an individual designated by the Chief ALJ pursuant to State Government Article, §9-1607, Annotated Code of Maryland, who meets the requirements established under State Government Article, §9-1604(a)(2), Annotated Code of Maryland, and who is not an Office employee.</text>
    </regulation>
    <annotations>
      <annotation type="Authority">State Government Article, §§9-1604 and 9-1607, Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: September 16, 1991 (18:18 Md. R. 2009)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .01B amended effective May 6, 1996 (23:9 Md. R. 672); January 8, 2001 (27:26 Md. R. 2360); January 10, 2020 (46:26 Md. R. 1168)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .02 amended effective January 20, 1992 (19:1 Md. R. 35)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .02 amended as an emergency provision effective July 8, 1993 (20:15 Md. R. 1219); amended permanently effective January 7, 1994 (20:25 Md. R. 1950)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .02 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    </annotations>
  </chapter>
  <chapter num="02" heading="Security and Decorum">
    <regulation prefix="Regulation" num=".01" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“ALJ” means an individual:</text>
          <paragraph num="(a)">
            <text>Appointed as an Administrative Law Judge pursuant to the requirements established under State Government Article, §9-1604(a)(2), Annotated Code of Maryland; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Designated pursuant to State Government Article, §9-1607, Annotated Code of Maryland.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>“Chief ALJ” means the individual appointed as head of the Office pursuant to State Government Article, §9-1603, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Dangerous or Toxic Item.</text>
          <paragraph num="(a)">
            <text>“Dangerous or toxic item” means an object or substance that:</text>
            <paragraph num="(i)">
              <text>Is capable of causing physical harm, or</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>Otherwise poses a threat to health or safety.</text>
            </paragraph>
          </paragraph>
          <paragraph num="(b)">
            <text>“Dangerous or toxic item” includes, but is not limited to, chemicals and sharp objects.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(4)">
          <text>“Firearm” means a device capable of propelling a projectile by gunpowder or other means, including, but not limited to, a rifle, shotgun, or handgun.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>“Office” means the Office of Administrative Hearings.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>“Office facility” means a building in which a hearing, mediation, or other Office proceeding takes place.</text>
        </paragraph>
        <paragraph num="(7)">
          <text>“Office proceeding” means any type or stage of legal process scheduled by the Office.</text>
        </paragraph>
        <paragraph num="(8)">
          <text>“Police officer” means an individual who is authorized to make arrests in an official governmental capacity.</text>
        </paragraph>
        <paragraph num="(9)">
          <text>Weapon.</text>
          <paragraph num="(a)">
            <text>“Weapon” means a device capable of inflicting bodily injury or destroying property.</text>
          </paragraph>
          <paragraph num="(b)">
            <text>“Weapon” includes, but is not limited to:</text>
            <paragraph num="(i)">
              <text>A firearm, crossbow or longbow, knife, club, razor, box cutter, nunchaku, or stun gun;</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>Metal knuckles, pepper spray, or mace; and</text>
            </paragraph>
            <paragraph num="(iii)">
              <text>Any other device or object designed to be, or capable of being, used to inflict pain or cause injury.</text>
            </paragraph>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Prohibited Items or Substances and Weapons Policy.">
      <paragraph num="A.">
        <text>Dangerous or toxic items and weapons. Except as provided in §B of this regulation:</text>
        <paragraph num="(1)">
          <text>Dangerous or toxic items and weapons are prohibited at Office proceedings and facilities;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Dangerous or toxic items and weapons brought into an Office proceeding or facility may be confiscated; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>If a prohibited item or weapon is brought into an Office proceeding or facility:</text>
          <paragraph num="(a)">
            <text>The proceeding may be suspended or rescheduled; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The individual involved may be removed from the Office proceeding or facility.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Weapons Exceptions. Subject to §C of this regulation, the following individuals may possess a weapon in an Office proceeding or facility:</text>
        <paragraph num="(1)">
          <text>Police officers acting in their official capacity who:</text>
          <paragraph num="(a)">
            <text>Have been summonsed to appear at an Office proceeding; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Are representing their employer in an Office proceeding; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>Individuals employed to provide security services at an Office proceeding or facility.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Police officers authorized to possess a weapon in an Office proceeding under §B(1) of this regulation who are carrying a concealed weapon shall notify the Office prior to the beginning of the proceeding.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Illegal Substances.</text>
        <paragraph num="(1)">
          <text>Illegal substances are prohibited in Office proceedings and facilities.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If an illegal substance is brought into an Office proceeding or facility:</text>
          <paragraph num="(a)">
            <text>The illegal substance may be confiscated;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The proceeding may be suspended or rescheduled; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>The individual involved may be removed from the Office facility or proceeding.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Decorum and Security.">
      <paragraph num="A.">
        <text>Parties, their authorized representatives, witnesses, and other persons present at an Office proceeding shall conduct themselves in a manner consistent with the standards of decorum commonly observed in a court.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Disrespectful, disorderly, disruptive, contemptuous, vulgar, or violent conduct or language, refusal to comply with directions, or continued use of dilatory tactics constitutes grounds for immediate exclusion from an Office proceeding.</text>
      </paragraph>
      <paragraph num="C.">
        <text>A person who presents a threat to safety or who is disrupting Office operations or an Office proceeding may be removed from the:</text>
        <paragraph num="(1)">
          <text>Office proceeding;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Office facility; or</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Premises.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">State Government Article, §9-1604, Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: April 24, 2017 (44:8 Md. R. 407)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .01B amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .02 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .03 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    </annotations>
  </chapter>
  <chapter num="03" heading="Administrative Law Judge Discipline and Reassignment of Duties">
    <regulation prefix="Regulation" num=".01" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“ALJ” means an individual appointed as an Administrative Law Judge pursuant to the requirements established under State Government Article, §9-1604(a)(2), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Charges” means a written statement of cause for imposing discipline against an ALJ pursuant to State Personnel and Pensions Article, §11-104, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Chief ALJ” means the individual appointed as head of the Office pursuant to State Government Article, §9-1603, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>“Executive ALJ” means an ALJ appointed as the Director or Deputy Director of Operations, the Director or Deputy Director of Quality Assurance, or other position that the Chief ALJ designates as an executive ALJ position.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>“Filed” means that a document is postmarked or received in accordance with COMAR 28.02.01.04D.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>“Office” means the Office of Administrative Hearings.</text>
        </paragraph>
        <paragraph num="(7)">
          <text>“Probationary ALJ” means an ALJ during the first year after appointment as an ALJ.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Notice of Charges.">
      <text>The Chief ALJ shall provide an ALJ with written notice of any charges.</text>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Burden of Proof.">
      <paragraph num="A.">
        <text>An ALJ who has been notified of charges may file a written appeal with the Chief ALJ within 10 days after the Chief ALJ notifies the ALJ of the charges.</text>
      </paragraph>
      <paragraph num="B.">
        <text>If the ALJ does not file a timely appeal, or does not appear at the scheduled hearing, the charges may be upheld.</text>
      </paragraph>
      <paragraph num="C.">
        <text>On appeal, the Office bears the burden of proving the charges by a preponderance of the evidence.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Time of Hearing.">
      <paragraph num="A.">
        <text>Within 90 days after filing an appeal, the ALJ shall have an opportunity to be heard on the charges.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The Chief ALJ may postpone the hearing beyond the 90-day period for good cause.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Hearing by Chief ALJ; Final Decision.">
      <paragraph num="A.">
        <text>The Chief ALJ may conduct the hearing on an appeal of charges.</text>
      </paragraph>
      <paragraph num="B.">
        <text>When the Chief ALJ conducts the hearing:</text>
        <paragraph num="(1)">
          <text>The hearing may be closed to the public; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The Chief ALJ shall issue the final decision of the Office.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>The final decision shall be in writing and:</text>
        <paragraph num="(1)">
          <text>Be issued within 90 days of the close of the record;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Be sent by certified mail to the ALJ and the ALJ’s representative, if any; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Include:</text>
          <paragraph num="(a)">
            <text>Findings of fact;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Conclusions of law; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Notice that an aggrieved party may seek judicial review of the decision in accordance with State Government Article, §10-222, Annotated Code of Maryland, and the Maryland Rules governing Judicial Review of Administrative Agency Decisions.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Hearing by Designee; Proposed Decision.">
      <paragraph num="A.">
        <text>The Chief ALJ may designate an individual who is not an employee of the Office and who meets the qualifications established under State Government Article, §9-1604(a)(2), Annotated Code of Maryland, to conduct a hearing on the appeal of charges.</text>
      </paragraph>
      <paragraph num="B.">
        <text>When the Chief ALJ designates an individual to conduct the hearing on an appeal of charges:</text>
        <paragraph num="(1)">
          <text>The Administrative Procedure Act, State Government Article, §10-212, Annotated Code of Maryland, shall apply; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The designated individual shall issue a proposed decision in accordance with State Government Article, §§10-216(a) and 10-220(d), Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>The proposed decision shall be in writing and:</text>
        <paragraph num="(1)">
          <text>Be issued within 30 days of the close of the record;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Be sent by certified mail to:</text>
          <paragraph num="(a)">
            <text>The ALJ who filed the appeal;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The Chief ALJ; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>The parties’ counsel of record; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(3)">
          <text>Include:</text>
          <paragraph num="(a)">
            <text>Findings of fact and conclusions of law; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Notice in accordance with State Government Article, §10-216(a), Annotated Code of Maryland, that:</text>
            <paragraph num="(i)">
              <text>Written exceptions may be filed with the Office within 15 days after the proposed decision is mailed; and</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>Oral argument may be requested in writing at the time that exceptions are filed.</text>
            </paragraph>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Oral Argument.">
      <text>If oral argument is requested:</text>
      <paragraph num="A.">
        <text>The Chief ALJ shall notify the parties by certified mail of the date, time, and place of the argument; and</text>
      </paragraph>
      <paragraph num="B.">
        <text>The argument shall be scheduled to occur within 30 days after the exceptions and request for argument were filed.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Filing of Exceptions; Oral Argument.">
      <paragraph num="A.">
        <text>Within 15 days after the proposed decision is postmarked, a party adversely affected may:</text>
        <paragraph num="(1)">
          <text>File with the Chief Judge written exceptions; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Request oral argument on the exceptions.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>The Chief Judge shall notify the parties of the date, time, and place of the argument. The argument shall be presented within 30 days from receipt by the Chief Judge of the exceptions and request to present argument.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="Final Decision on Exceptions.">
      <paragraph num="A.">
        <text>Time Periods for Issuance of Final Decision.</text>
        <paragraph num="(1)">
          <text>If oral argument is held, the Chief ALJ shall issue the final decision within 45 days after conclusion of the argument.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If written exceptions are filed, but no request for oral argument is made, the Chief ALJ shall issue the final decision within 45 days after the written exceptions were filed.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>If no written exceptions are filed, the Chief ALJ shall issue the final decision within 30 days after the proposed decision was mailed to the parties.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>In the written decision, the Chief ALJ may:</text>
        <paragraph num="(1)">
          <text>Restore the ALJ to their position without loss of pay;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Suspend the ALJ without pay for a specified period;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Demote the ALJ;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Remove the ALJ from their position; or</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Require that other action be taken as indicated by the findings in the case.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".10" heading="Termination on Probation.">
      <text>A probationary ALJ may appeal termination only on the grounds that the termination is illegal or unconstitutional.</text>
    </regulation>
    <regulation prefix="Regulation" num=".11" heading="Executive Duties.">
      <paragraph num="A.">
        <text>Executive ALJs serve at the pleasure of the Chief ALJ, who may assign, reassign, or remove executive duties without cause at any time. The assignment, reassignment, or removal of executive duties is not appealable.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The Chief ALJ shall notify an executive ALJ of the removal of executive duties at least 14 days prior to the effective date of the removal.</text>
      </paragraph>
      <paragraph num="C.">
        <text>The Chief ALJ may permit an Executive ALJ whose executive duties have been removed to continue to serve as an ALJ.</text>
      </paragraph>
      <paragraph num="D.">
        <text>If the Chief ALJ determines not to permit the individual to continue to serve as an ALJ:</text>
        <paragraph num="(1)">
          <text>A Notice of Charges shall be issued in accordance with Regulation .02 of this chapter; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The procedures specified in Regulations .03 through .09 of this chapter shall apply.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">State Government Article, §§9-1604 and 10-206, Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: September 16, 1991 (18:18 Md. R. 2009)</annotation>
      <annotation type="History" subtype="Administrative History">Chapter revised effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    </annotations>
  </chapter>
  <chapter num="04" heading="Public Information Act Requests">
    <regulation prefix="Regulation" num=".01" heading="General.">
      <text>This chapter sets out procedures under the Public Information Act for filing and processing requests to the Office of Administrative Hearings for the inspection and copying of public records of the Office.</text>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Policy.">
      <text>It is the policy of the Office of Administrative Hearings to facilitate access to the public records of the Office, if access is allowed by law, by minimizing costs and time delays to applicants.</text>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Act” means the Public Information Act, General Provisions Article, §§4-101—4-601, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Applicant” has the meaning stated in General Provisions Article, §4-101(b), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Board” has the meaning stated in General Provisions Article, §4-101(c), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>“Chief ALJ” means the individual appointed as head of the Office pursuant to State Government Article, §9-1603, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>“Copy” means any form of reproduction using a photocopying machine or other reproduction technology, including a paper copy, an electronic copy, a printout, or an image.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>“Custodian” has the meaning stated in General Provisions Article, §4-101(d), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(7)">
          <text>“Filed” means that a document is postmarked or received in accordance with COMAR 28.02.01.04D.</text>
        </paragraph>
        <paragraph num="(8)">
          <text>“Indigent” has the meaning stated in General Provisions Article, §4-206(a)(2), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(9)">
          <text>“Metadata” has the meaning stated in General Provisions Article, §4-205(a), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(10)">
          <text>“Office” means the Office of Administrative Hearings.</text>
        </paragraph>
        <paragraph num="(11)">
          <text>“Official custodian” has the meaning stated in General Provisions Article, §4-101(f), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(12)">
          <text>“Public Access Ombudsman” means the official appointed under General Provisions Article, Title 4, Subtitle 1B, Annotated Code of Maryland, to resolve disputes under the Act.</text>
        </paragraph>
        <paragraph num="(13)">
          <text>“Public record” has the meaning stated in General Provisions Article, §4-101(j), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(14)">
          <text>“Reasonable fee” has the meaning stated in General Provisions Article, §4-206(a)(3), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(15)">
          <text>“Working day” means a day on which the Office is open from 8 am until 4:30 pm.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Deputy Director, Operations as Official Custodian.">
      <text>Unless otherwise provided by law, the Deputy Director of Operations is the official custodian of the public records of the Office.</text>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Who May Request Public Records.">
      <text>Any person may request to inspect or copy public records of the Office.</text>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Necessity for Written Request.">
      <paragraph num="A.">
        <text>Inspection.</text>
        <paragraph num="(1)">
          <text>Except as otherwise provided in this chapter, the custodian shall make public records of the Office available for inspection by an applicant without demanding a written request.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The custodian shall require a written request if the custodian reasonably believes that:</text>
          <paragraph num="(a)">
            <text>The Act or any other law may prohibit the disclosure of the public record to the applicant; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>A written request will materially assist the Office in responding.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Copies. If the applicant requests a copy of any public record of the Office, the custodian may require a written request.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Contents of Written Request.">
      <text>A written request shall:</text>
      <paragraph num="A.">
        <text>Contain the applicant’s name and address;</text>
      </paragraph>
      <paragraph num="B.">
        <text>Be signed by the applicant; and</text>
      </paragraph>
      <paragraph num="C.">
        <text>Reasonably identify, by brief description, the public record sought.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Addressee.">
      <text>A request to inspect or copy a public record of the Office shall be addressed to the custodian of the record. If the custodian is unknown, the request may be addressed to the Chief Judge or the custodian.</text>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="Response to Request.">
      <paragraph num="A.">
        <text>If the custodian decides to grant a request for inspection, the custodian shall produce the public record for inspection:</text>
        <paragraph num="(1)">
          <text>Immediately; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Within a reasonable time period, not to exceed 30 days after the date of the request, if additional time is needed to retrieve the public record and conduct any necessary review.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>If the custodian reasonably believes that it will take more than 10 working days to produce the public record, the custodian shall so indicate in writing or by electronic mail within 10 working days after receipt of the request:</text>
        <paragraph num="(1)">
          <text>The amount of time that the custodian anticipates it will take to produce the public record;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>An estimate of the range of fees that may be charged to comply with the request for public records; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The reason it will take more than 10 working days to produce the records.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>If a request is denied, the custodian shall provide the applicant, at the time of the denial or within 10 working days, a written statement that gives:</text>
        <paragraph num="(1)">
          <text>The reason for the denial, including, for records denied under General Provisions Article, §4-343, Annotated Code of Maryland, a brief explanation of:</text>
          <paragraph num="(a)">
            <text>Why denial is necessary; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Why the harm from disclosure of the public record would be greater than the public interest in providing access to the information in the public record such that disclosure of the public record would be contrary to the public interest;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>The legal authority for the denial;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Without disclosing the protected information, a brief description of the undisclosed records that will enable the applicant to assess the applicability of the legal authority for the denial; and</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Notice of the remedies available for review of the denial.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>If a requested public record is not in the custody or control of the person to whom application is made, that person shall, within 10 working days after receipt of the request, notify the applicant:</text>
        <paragraph num="(1)">
          <text>That the person does not have custody or control of the requested public record; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If the person knows:</text>
          <paragraph num="(a)">
            <text>The name of the custodian of the public record; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The location or possible location of the public record.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Any time limit imposed by §§A and B of this regulation may be extended:</text>
        <paragraph num="(1)">
          <text>With the consent of the applicant, for an additional period of up to 30 days; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>For the period of time during which a dispute initiated by the applicant is pending before the Public Access Ombudsman.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".10" heading="Notice to Person Possibly Affected by Disclosure.">
      <paragraph num="A.">
        <text>Unless prohibited by law, the custodian may provide notice of a request for inspection or copying of any public record of the Office to any person who, in the judgment of the custodian, could be adversely affected by disclosure of the public record.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The custodian may consider the views of the possibly affected person before deciding whether to disclose the public record to an applicant.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".11" heading="Electronic Records.">
      <paragraph num="A.">
        <text>Except as provided in §§C and D of this regulation, the custodian shall provide an applicant with a copy of the public record in a searchable and analyzable electronic format if:</text>
        <paragraph num="(1)">
          <text>The public record is in a searchable and analyzable electronic format;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The applicant requests a copy of the public record in a searchable and analyzable electronic format; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The custodian is able to provide a copy of the public record, in whole or in part, in a searchable and analyzable electronic format that does not disclose information that is exempt from disclosure under the Act.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>The custodian shall provide a portion of the public record in a searchable and analyzable electronic format if:</text>
        <paragraph num="(1)">
          <text>Requested by the applicant, and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The custodian is able to do so by using the existing functions of the database or software program that contains the searchable and analyzable data.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>The custodian is not required to:</text>
        <paragraph num="(1)">
          <text>Create or reconstruct a public record in an electronic format if the public record is not available in an electronic format; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Release an electronic record in a format that would jeopardize or compromise the security or integrity of the original record or of any proprietary software in which the record is maintained.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>The custodian may remove metadata from an electronic document before providing the electronic record to an applicant by:</text>
        <paragraph num="(1)">
          <text>Using a software program or function; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Converting the electronic record into a different searchable and analyzable format.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".12" heading="Public Record Destroyed or Lost.">
      <text>If the person to whom application is made knows that a requested public record of the Office has been destroyed or lost, the person shall promptly:</text>
      <paragraph num="A.">
        <text>Notify the applicant that the public record is not available; and</text>
      </paragraph>
      <paragraph num="B.">
        <text>Explain the reasons why the public record cannot be produced.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".13" heading="Review of Denial.">
      <paragraph num="A.">
        <text>If the custodian denies a request to inspect or copy a public record of the Office, the applicant may file an action for judicial enforcement under General Provisions Article, §4-362, Annotated Code of Maryland, without pursuing the remedies set forth in §§B and C of this regulation.</text>
      </paragraph>
      <paragraph num="B.">
        <text>If the custodian charges a fee of more than $350 under Regulation .15 of this chapter, the applicant may, within 90 days after the date the fee is imposed, file a written complaint with the Board under General Provisions Article, §4-1A-05(a), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="C.">
        <text>The applicant and the custodian each may contact the Public Access Ombudsman to resolve, under General Provisions Article, Title 4, Subtitle 1B, Annotated Code of Maryland, a dispute relating to requests for public records.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".14" heading="Disclosure Against Public Interest.">
      <paragraph num="A.">
        <text>Denial Pending Court Order.</text>
        <paragraph num="(1)">
          <text>If, in the opinion of the Chief ALJ, disclosure of a public record of the Office otherwise subject to disclosure under the Act would do substantial injury to the public interest, the Chief ALJ may temporarily deny the request and seek a court order allowing nondisclosure.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A temporary denial shall be in writing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Circuit Court Review.</text>
        <paragraph num="(1)">
          <text>Within 10 working days after the denial, the Chief ALJ shall apply to the appropriate circuit court for an order permitting continued denial or restriction of access.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Notice of the Chief ALJ’s complaint shall be served on the applicant in the manner provided for service of process by the Maryland Rules.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".15" heading="Fees.">
      <paragraph num="A.">
        <text>Copies. Except as provided in §§B and C of this regulation, the fees for reproducing public records of the Office in the form of copies, printouts, or photographs, and for certifying the reproductions, are as follows:</text>
        <paragraph num="(1)">
          <text>Reproduction.</text>
          <paragraph num="(a)">
            <text>For each reproduction made other than by a photocopying machine within the Office, the actual cost of reproduction; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>For each copy made by a photocopying machine within the Office, 25 cents per page.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>Certification. If a person requests that a reproduction of a public record be certified as a true copy, an additional fee of $1 per page (or if appropriate, per item) shall be charged.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Minimum Fee. No charge will be made if the total fee is $10 or less.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Notwithstanding §A of this regulation, if the fee for reproduction or certification of a public record of the Office is specifically set by a law other than the Act or this regulation, the custodian shall charge the prescribed fee.</text>
      </paragraph>
      <paragraph num="C.">
        <text>If the custodian cannot reproduce a public record within the Office, the custodian shall arrange for the prompt reproduction of the public record and either:</text>
        <paragraph num="(1)">
          <text>Collect from the applicant a fee equal to the actual cost of reproduction; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Direct the applicant to pay the cost of reproduction directly to the reproduction facility.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Before reproducing a public record of the Office, the custodian shall estimate the cost of reproduction and either:</text>
        <paragraph num="(1)">
          <text>Obtain the agreement of the applicant to pay the cost; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Require prepayment of all or a portion of the cost.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Search and Preparation Fee.</text>
        <paragraph num="(1)">
          <text>Except as provided in §F of this regulation, the custodian may charge a reasonable fee for time that an official or employee of the Office spends to:</text>
          <paragraph num="(a)">
            <text>Search for requested public records;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Review requested public records for potential disclosure; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Prepare public records for inspection and reproduction.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>The custodian shall determine the fee under §E(1) of this regulation by multiplying the employee’s salary, prorated to an hourly basis, by the actual time attributable to the search for, review of, and preparation of public records for inspection and reproduction.</text>
        </paragraph>
      </paragraph>
      <paragraph num="F.">
        <text>The custodian may not charge a fee under §E of this regulation for the first 2 hours spent searching for and preparing public records for inspection.</text>
      </paragraph>
      <paragraph num="G.">
        <text>Waiver or Reduction of Fees.</text>
        <paragraph num="(1)">
          <text>The official custodian may waive or reduce a fee under this regulation if:</text>
          <paragraph num="(a)">
            <text>The applicant requests a waiver; and</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Either:</text>
            <paragraph num="(i)">
              <text>The custodian determines that the waiver or reduction is in the public interest; or</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>The applicant is indigent and files an Affidavit of Indigence or other affidavit sufficient to support a claim of indigence pursuant to COMAR 28.03.01.06B.</text>
            </paragraph>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>In determining whether a fee is in the public interest, the custodian shall consider relevant factors, including the ability of the applicant to pay the fee.</text>
        </paragraph>
      </paragraph>
      <paragraph num="H.">
        <text>If the applicant requests that a reproduction of a public record be mailed or delivered to the applicant or to a third party, the custodian may charge the applicant for the cost of postage or delivery.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".16" heading="Time and Place of Inspection.">
      <paragraph num="A.">
        <text>An applicant may inspect a public record of the Office that the applicant is entitled to inspect during the normal working hours of the Office.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The inspection shall occur where the public record is located, unless the custodian, after considering an applicant’s express request, determines that another place is more suitable and convenient.</text>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">General Provisions Article, §§4-101—4-103, 4-201—4-362, and 4-503;State Government Article, §9-1604; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: September 16, 1991 (18:18 Md. R. 2009)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .02B amended effective May 6, 1996 (23:9 Md. R. 672)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .11B amended as an emergency provision effective July 8, 1993 (20:15 Md. R. 1219); amended permanently effective January 7, 1994 (20:25 Md. R. 1950)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .13A amended effective January 20, 1992 (19:1 Md. R. 35); May 6, 1996 (23:9 Md. R. 672)</annotation>
      <annotation type="History" subtype="Administrative History">Regulations .01—.15 repealed and new Regulations .01—.16 adopted effective April 11, 2016 (43:7 Md. R. 452)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .03B amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .09B amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .14 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .15 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .16 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    </annotations>
  </chapter>
  <chapter num="05" heading="Correction or Amendment of Public Records">
    <regulation prefix="Regulation" num=".01" heading="Scope.">
      <text>This chapter sets out procedures under which a person in interest may request the correction or amendment of public records of the Office of Administrative Hearings.</text>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Act” means the Public Information Act, General Provisions Article, §§4-101—4-601, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Applicant” has the meaning stated in General Provisions Article, §4-101(b), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Chief ALJ” means the individual appointed as head of the Office pursuant to State Government Article, §9-1603, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>“Custodian” has the meaning stated in General Provisions Article, §4-101(d), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>“Filed” means that a document is postmarked or received in accordance with COMAR 28.02.01.04D.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>“Office” means the Office of Administrative Hearings.</text>
        </paragraph>
        <paragraph num="(7)">
          <text>“Person in interest” has the meaning stated in General Provisions Article, §4-101(g), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(8)">
          <text>“Public record” has the meaning stated in General Provisions Article, §4-101(j), Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Who May Request.">
      <text>A person in interest may request that the Office correct or amend any public record that:</text>
      <paragraph num="A.">
        <text>The Office keeps; and</text>
      </paragraph>
      <paragraph num="B.">
        <text>The person in interest is authorized to inspect.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Contents of Request.">
      <paragraph num="A.">
        <text>A person in interest shall make a request to correct or amend a public record in writing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The request shall:</text>
        <paragraph num="(1)">
          <text>Identify the public record to be corrected or amended;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>State the precise correction or amendment requested;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>State the reason for the correction or amendment; and</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Include a statement that, to the best of the requester’s belief, the public record is inaccurate or incomplete.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Addressee.">
      <text>Unless otherwise provided by law, requests to correct or amend a public record of the Office shall be addressed to the Deputy Director of Operations, who is the official custodian of the public records of the Office.</text>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Return of Nonconforming Request.">
      <paragraph num="A.">
        <text>The Office shall accept a request to correct or amend a public record when received if it reasonably complies with Regulations .04 and .05 of this chapter.</text>
      </paragraph>
      <paragraph num="B.">
        <text>If the request does not reasonably comply with Regulations .04 and .05 of this chapter, the Office shall return the request to the requester with:</text>
        <paragraph num="(1)">
          <text>An explanation of the reason for the return; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A statement that, on receipt of a request that reasonably complies with Regulations .04 and .05 of this chapter, the request will be accepted.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Response to Request.">
      <text>Within 30 days after the Office receives a request for correction or amendment that reasonably complies with Regulations .04 and .05 of this chapter, the custodian shall:</text>
      <paragraph num="A.">
        <text>Make the requested correction or amendment, and inform the requester in writing of the action; or</text>
      </paragraph>
      <paragraph num="B.">
        <text>Inform the requester in writing that the Office will not:</text>
        <paragraph num="(1)">
          <text>Make the requested correction or amendment, and the reason for the refusal; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Act on the request:</text>
          <paragraph num="(a)">
            <text>Because the requester is not a person in interest;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Because the requester is not authorized to inspect the record; or</text>
          </paragraph>
          <paragraph num="(c)">
            <text>For any other reason authorized by law.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Statement of Disagreement.">
      <paragraph num="A.">
        <text>If the Office refuses to make a requested correction or amendment, a person in interest may file with the Office a concise, written statement of disagreement.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The statement of disagreement shall:</text>
        <paragraph num="(1)">
          <text>Be on pages not larger than 8-1/2 x 11 inches in size;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Use only one side of each page;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Consist of not more than five pages, double spaced, in 12-point font;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Explain the reason for the requested correction or amendment; and</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Explain the basis for the disagreement with the stated reason for the Office’s refusal to make the correction or amendment.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="Providing Copy of Statement of Disagreement.">
      <text>If a person in interest files a statement of disagreement concerning a public record under Regulation .08 of this chapter, the Office shall provide a copy of the statement whenever the Office discloses the public record to a third party.</text>
    </regulation>
    <regulation prefix="Regulation" num=".10" heading="Administrative Review.">
      <paragraph num="A.">
        <text>A person may request administrative review under this regulation if the Office:</text>
        <paragraph num="(1)">
          <text>Has refused the person’s request to correct or amend a public record under Regulation .07 of this chapter;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Has rejected the person’s statement of disagreement under Regulation .08 of this chapter; or</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Has not provided a statement of disagreement to a third party under Regulation .10 of this chapter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>A request for review shall be filed with the Chief ALJ within 30 days after the requester is advised of the Office’s action.</text>
      </paragraph>
      <paragraph num="C.">
        <text>The review proceedings shall be conducted in accordance with State Government Article, Title 10, Subtitle 2, Annotated Code of Maryland, and COMAR 28.02.01.</text>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">General Provisions Article, §4-502; State Government Article, §9-1604; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: September 16, 1991 (18:18 Md. R. 2009)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .11C amended as an emergency provision effective July 8, 1993 (20:15 Md. R. 1219); amended permanently effective January 7, 1994 (20:25 Md. R. 1950)</annotation>
      <annotation type="History" subtype="Administrative History">Regulations .01—.11 repealed and new Regulations .01—.11 adopted effective April 11, 2016 (43:7 Md. R. 452)</annotation>
      <annotation type="History" subtype="Administrative History">Chapter revised effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    </annotations>
  </chapter>
</subtitle>