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<chapter num="03" heading="Administrative Law Judge Discipline and Reassignment of Duties" title_num="28" subtitle_num="01">
  <regulation prefix="Regulation" num=".01" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“ALJ” means an individual appointed as an Administrative Law Judge pursuant to the requirements established under State Government Article, §9-1604(a)(2), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Charges” means a written statement of cause for imposing discipline against an ALJ pursuant to State Personnel and Pensions Article, §11-104, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Chief ALJ” means the individual appointed as head of the Office pursuant to State Government Article, §9-1603, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Executive ALJ” means an ALJ appointed as the Director or Deputy Director of Operations, the Director or Deputy Director of Quality Assurance, or other position that the Chief ALJ designates as an executive ALJ position.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Filed” means that a document is postmarked or received in accordance with COMAR 28.02.01.04D.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Office” means the Office of Administrative Hearings.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Probationary ALJ” means an ALJ during the first year after appointment as an ALJ.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Notice of Charges.">
    <text>The Chief ALJ shall provide an ALJ with written notice of any charges.</text>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Burden of Proof.">
    <paragraph num="A.">
      <text>An ALJ who has been notified of charges may file a written appeal with the Chief ALJ within 10 days after the Chief ALJ notifies the ALJ of the charges.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If the ALJ does not file a timely appeal, or does not appear at the scheduled hearing, the charges may be upheld.</text>
    </paragraph>
    <paragraph num="C.">
      <text>On appeal, the Office bears the burden of proving the charges by a preponderance of the evidence.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Time of Hearing.">
    <paragraph num="A.">
      <text>Within 90 days after filing an appeal, the ALJ shall have an opportunity to be heard on the charges.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Chief ALJ may postpone the hearing beyond the 90-day period for good cause.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Hearing by Chief ALJ; Final Decision.">
    <paragraph num="A.">
      <text>The Chief ALJ may conduct the hearing on an appeal of charges.</text>
    </paragraph>
    <paragraph num="B.">
      <text>When the Chief ALJ conducts the hearing:</text>
      <paragraph num="(1)">
        <text>The hearing may be closed to the public; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Chief ALJ shall issue the final decision of the Office.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The final decision shall be in writing and:</text>
      <paragraph num="(1)">
        <text>Be issued within 90 days of the close of the record;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be sent by certified mail to the ALJ and the ALJ’s representative, if any; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Include:</text>
        <paragraph num="(a)">
          <text>Findings of fact;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Conclusions of law; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Notice that an aggrieved party may seek judicial review of the decision in accordance with State Government Article, §10-222, Annotated Code of Maryland, and the Maryland Rules governing Judicial Review of Administrative Agency Decisions.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Hearing by Designee; Proposed Decision.">
    <paragraph num="A.">
      <text>The Chief ALJ may designate an individual who is not an employee of the Office and who meets the qualifications established under State Government Article, §9-1604(a)(2), Annotated Code of Maryland, to conduct a hearing on the appeal of charges.</text>
    </paragraph>
    <paragraph num="B.">
      <text>When the Chief ALJ designates an individual to conduct the hearing on an appeal of charges:</text>
      <paragraph num="(1)">
        <text>The Administrative Procedure Act, State Government Article, §10-212, Annotated Code of Maryland, shall apply; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The designated individual shall issue a proposed decision in accordance with State Government Article, §§10-216(a) and 10-220(d), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The proposed decision shall be in writing and:</text>
      <paragraph num="(1)">
        <text>Be issued within 30 days of the close of the record;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be sent by certified mail to:</text>
        <paragraph num="(a)">
          <text>The ALJ who filed the appeal;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The Chief ALJ; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The parties’ counsel of record; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Include:</text>
        <paragraph num="(a)">
          <text>Findings of fact and conclusions of law; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Notice in accordance with State Government Article, §10-216(a), Annotated Code of Maryland, that:</text>
          <paragraph num="(i)">
            <text>Written exceptions may be filed with the Office within 15 days after the proposed decision is mailed; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Oral argument may be requested in writing at the time that exceptions are filed.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Oral Argument.">
    <text>If oral argument is requested:</text>
    <paragraph num="A.">
      <text>The Chief ALJ shall notify the parties by certified mail of the date, time, and place of the argument; and</text>
    </paragraph>
    <paragraph num="B.">
      <text>The argument shall be scheduled to occur within 30 days after the exceptions and request for argument were filed.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Filing of Exceptions; Oral Argument.">
    <paragraph num="A.">
      <text>Within 15 days after the proposed decision is postmarked, a party adversely affected may:</text>
      <paragraph num="(1)">
        <text>File with the Chief Judge written exceptions; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Request oral argument on the exceptions.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The Chief Judge shall notify the parties of the date, time, and place of the argument. The argument shall be presented within 30 days from receipt by the Chief Judge of the exceptions and request to present argument.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Final Decision on Exceptions.">
    <paragraph num="A.">
      <text>Time Periods for Issuance of Final Decision.</text>
      <paragraph num="(1)">
        <text>If oral argument is held, the Chief ALJ shall issue the final decision within 45 days after conclusion of the argument.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If written exceptions are filed, but no request for oral argument is made, the Chief ALJ shall issue the final decision within 45 days after the written exceptions were filed.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If no written exceptions are filed, the Chief ALJ shall issue the final decision within 30 days after the proposed decision was mailed to the parties.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>In the written decision, the Chief ALJ may:</text>
      <paragraph num="(1)">
        <text>Restore the ALJ to their position without loss of pay;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Suspend the ALJ without pay for a specified period;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Demote the ALJ;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Remove the ALJ from their position; or</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Require that other action be taken as indicated by the findings in the case.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Termination on Probation.">
    <text>A probationary ALJ may appeal termination only on the grounds that the termination is illegal or unconstitutional.</text>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Executive Duties.">
    <paragraph num="A.">
      <text>Executive ALJs serve at the pleasure of the Chief ALJ, who may assign, reassign, or remove executive duties without cause at any time. The assignment, reassignment, or removal of executive duties is not appealable.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Chief ALJ shall notify an executive ALJ of the removal of executive duties at least 14 days prior to the effective date of the removal.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The Chief ALJ may permit an Executive ALJ whose executive duties have been removed to continue to serve as an ALJ.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If the Chief ALJ determines not to permit the individual to continue to serve as an ALJ:</text>
      <paragraph num="(1)">
        <text>A Notice of Charges shall be issued in accordance with Regulation .02 of this chapter; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The procedures specified in Regulations .03 through .09 of this chapter shall apply.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">State Government Article, §§9-1604 and 10-206, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: September 16, 1991 (18:18 Md. R. 2009)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
  </annotations>
</chapter>