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<chapter num="04" heading="Public Information Act Requests" title_num="28" subtitle_num="01">
  <regulation prefix="Regulation" num=".01" heading="General.">
    <text>This chapter sets out procedures under the Public Information Act for filing and processing requests to the Office of Administrative Hearings for the inspection and copying of public records of the Office.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Policy.">
    <text>It is the policy of the Office of Administrative Hearings to facilitate access to the public records of the Office, if access is allowed by law, by minimizing costs and time delays to applicants.</text>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Act” means the Public Information Act, General Provisions Article, §§4-101—4-601, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Applicant” has the meaning stated in General Provisions Article, §4-101(b), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Board” has the meaning stated in General Provisions Article, §4-101(c), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Chief ALJ” means the individual appointed as head of the Office pursuant to State Government Article, §9-1603, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Copy” means any form of reproduction using a photocopying machine or other reproduction technology, including a paper copy, an electronic copy, a printout, or an image.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Custodian” has the meaning stated in General Provisions Article, §4-101(d), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Filed” means that a document is postmarked or received in accordance with COMAR 28.02.01.04D.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Indigent” has the meaning stated in General Provisions Article, §4-206(a)(2), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Metadata” has the meaning stated in General Provisions Article, §4-205(a), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Office” means the Office of Administrative Hearings.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Official custodian” has the meaning stated in General Provisions Article, §4-101(f), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Public Access Ombudsman” means the official appointed under General Provisions Article, Title 4, Subtitle 1B, Annotated Code of Maryland, to resolve disputes under the Act.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Public record” has the meaning stated in General Provisions Article, §4-101(j), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(14)">
        <text>“Reasonable fee” has the meaning stated in General Provisions Article, §4-206(a)(3), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Working day” means a day on which the Office is open from 8 am until 4:30 pm.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Deputy Director, Operations as Official Custodian.">
    <text>Unless otherwise provided by law, the Deputy Director of Operations is the official custodian of the public records of the Office.</text>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Who May Request Public Records.">
    <text>Any person may request to inspect or copy public records of the Office.</text>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Necessity for Written Request.">
    <paragraph num="A.">
      <text>Inspection.</text>
      <paragraph num="(1)">
        <text>Except as otherwise provided in this chapter, the custodian shall make public records of the Office available for inspection by an applicant without demanding a written request.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The custodian shall require a written request if the custodian reasonably believes that:</text>
        <paragraph num="(a)">
          <text>The Act or any other law may prohibit the disclosure of the public record to the applicant; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A written request will materially assist the Office in responding.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Copies. If the applicant requests a copy of any public record of the Office, the custodian may require a written request.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Contents of Written Request.">
    <text>A written request shall:</text>
    <paragraph num="A.">
      <text>Contain the applicant’s name and address;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Be signed by the applicant; and</text>
    </paragraph>
    <paragraph num="C.">
      <text>Reasonably identify, by brief description, the public record sought.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Addressee.">
    <text>A request to inspect or copy a public record of the Office shall be addressed to the custodian of the record. If the custodian is unknown, the request may be addressed to the Chief Judge or the custodian.</text>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Response to Request.">
    <paragraph num="A.">
      <text>If the custodian decides to grant a request for inspection, the custodian shall produce the public record for inspection:</text>
      <paragraph num="(1)">
        <text>Immediately; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Within a reasonable time period, not to exceed 30 days after the date of the request, if additional time is needed to retrieve the public record and conduct any necessary review.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If the custodian reasonably believes that it will take more than 10 working days to produce the public record, the custodian shall so indicate in writing or by electronic mail within 10 working days after receipt of the request:</text>
      <paragraph num="(1)">
        <text>The amount of time that the custodian anticipates it will take to produce the public record;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An estimate of the range of fees that may be charged to comply with the request for public records; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The reason it will take more than 10 working days to produce the records.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>If a request is denied, the custodian shall provide the applicant, at the time of the denial or within 10 working days, a written statement that gives:</text>
      <paragraph num="(1)">
        <text>The reason for the denial, including, for records denied under General Provisions Article, §4-343, Annotated Code of Maryland, a brief explanation of:</text>
        <paragraph num="(a)">
          <text>Why denial is necessary; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Why the harm from disclosure of the public record would be greater than the public interest in providing access to the information in the public record such that disclosure of the public record would be contrary to the public interest;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The legal authority for the denial;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Without disclosing the protected information, a brief description of the undisclosed records that will enable the applicant to assess the applicability of the legal authority for the denial; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Notice of the remedies available for review of the denial.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>If a requested public record is not in the custody or control of the person to whom application is made, that person shall, within 10 working days after receipt of the request, notify the applicant:</text>
      <paragraph num="(1)">
        <text>That the person does not have custody or control of the requested public record; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the person knows:</text>
        <paragraph num="(a)">
          <text>The name of the custodian of the public record; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The location or possible location of the public record.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Any time limit imposed by §§A and B of this regulation may be extended:</text>
      <paragraph num="(1)">
        <text>With the consent of the applicant, for an additional period of up to 30 days; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>For the period of time during which a dispute initiated by the applicant is pending before the Public Access Ombudsman.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Notice to Person Possibly Affected by Disclosure.">
    <paragraph num="A.">
      <text>Unless prohibited by law, the custodian may provide notice of a request for inspection or copying of any public record of the Office to any person who, in the judgment of the custodian, could be adversely affected by disclosure of the public record.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The custodian may consider the views of the possibly affected person before deciding whether to disclose the public record to an applicant.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Electronic Records.">
    <paragraph num="A.">
      <text>Except as provided in §§C and D of this regulation, the custodian shall provide an applicant with a copy of the public record in a searchable and analyzable electronic format if:</text>
      <paragraph num="(1)">
        <text>The public record is in a searchable and analyzable electronic format;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The applicant requests a copy of the public record in a searchable and analyzable electronic format; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The custodian is able to provide a copy of the public record, in whole or in part, in a searchable and analyzable electronic format that does not disclose information that is exempt from disclosure under the Act.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The custodian shall provide a portion of the public record in a searchable and analyzable electronic format if:</text>
      <paragraph num="(1)">
        <text>Requested by the applicant, and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The custodian is able to do so by using the existing functions of the database or software program that contains the searchable and analyzable data.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The custodian is not required to:</text>
      <paragraph num="(1)">
        <text>Create or reconstruct a public record in an electronic format if the public record is not available in an electronic format; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Release an electronic record in a format that would jeopardize or compromise the security or integrity of the original record or of any proprietary software in which the record is maintained.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The custodian may remove metadata from an electronic document before providing the electronic record to an applicant by:</text>
      <paragraph num="(1)">
        <text>Using a software program or function; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Converting the electronic record into a different searchable and analyzable format.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Public Record Destroyed or Lost.">
    <text>If the person to whom application is made knows that a requested public record of the Office has been destroyed or lost, the person shall promptly:</text>
    <paragraph num="A.">
      <text>Notify the applicant that the public record is not available; and</text>
    </paragraph>
    <paragraph num="B.">
      <text>Explain the reasons why the public record cannot be produced.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".13" heading="Review of Denial.">
    <paragraph num="A.">
      <text>If the custodian denies a request to inspect or copy a public record of the Office, the applicant may file an action for judicial enforcement under General Provisions Article, §4-362, Annotated Code of Maryland, without pursuing the remedies set forth in §§B and C of this regulation.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If the custodian charges a fee of more than $350 under Regulation .15 of this chapter, the applicant may, within 90 days after the date the fee is imposed, file a written complaint with the Board under General Provisions Article, §4-1A-05(a), Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The applicant and the custodian each may contact the Public Access Ombudsman to resolve, under General Provisions Article, Title 4, Subtitle 1B, Annotated Code of Maryland, a dispute relating to requests for public records.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".14" heading="Disclosure Against Public Interest.">
    <paragraph num="A.">
      <text>Denial Pending Court Order.</text>
      <paragraph num="(1)">
        <text>If, in the opinion of the Chief ALJ, disclosure of a public record of the Office otherwise subject to disclosure under the Act would do substantial injury to the public interest, the Chief ALJ may temporarily deny the request and seek a court order allowing nondisclosure.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A temporary denial shall be in writing.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Circuit Court Review.</text>
      <paragraph num="(1)">
        <text>Within 10 working days after the denial, the Chief ALJ shall apply to the appropriate circuit court for an order permitting continued denial or restriction of access.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Notice of the Chief ALJ’s complaint shall be served on the applicant in the manner provided for service of process by the Maryland Rules.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".15" heading="Fees.">
    <paragraph num="A.">
      <text>Copies. Except as provided in §§B and C of this regulation, the fees for reproducing public records of the Office in the form of copies, printouts, or photographs, and for certifying the reproductions, are as follows:</text>
      <paragraph num="(1)">
        <text>Reproduction.</text>
        <paragraph num="(a)">
          <text>For each reproduction made other than by a photocopying machine within the Office, the actual cost of reproduction; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>For each copy made by a photocopying machine within the Office, 25 cents per page.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Certification. If a person requests that a reproduction of a public record be certified as a true copy, an additional fee of $1 per page (or if appropriate, per item) shall be charged.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Minimum Fee. No charge will be made if the total fee is $10 or less.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Notwithstanding §A of this regulation, if the fee for reproduction or certification of a public record of the Office is specifically set by a law other than the Act or this regulation, the custodian shall charge the prescribed fee.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If the custodian cannot reproduce a public record within the Office, the custodian shall arrange for the prompt reproduction of the public record and either:</text>
      <paragraph num="(1)">
        <text>Collect from the applicant a fee equal to the actual cost of reproduction; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Direct the applicant to pay the cost of reproduction directly to the reproduction facility.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Before reproducing a public record of the Office, the custodian shall estimate the cost of reproduction and either:</text>
      <paragraph num="(1)">
        <text>Obtain the agreement of the applicant to pay the cost; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Require prepayment of all or a portion of the cost.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Search and Preparation Fee.</text>
      <paragraph num="(1)">
        <text>Except as provided in §F of this regulation, the custodian may charge a reasonable fee for time that an official or employee of the Office spends to:</text>
        <paragraph num="(a)">
          <text>Search for requested public records;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Review requested public records for potential disclosure; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Prepare public records for inspection and reproduction.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The custodian shall determine the fee under §E(1) of this regulation by multiplying the employee’s salary, prorated to an hourly basis, by the actual time attributable to the search for, review of, and preparation of public records for inspection and reproduction.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>The custodian may not charge a fee under §E of this regulation for the first 2 hours spent searching for and preparing public records for inspection.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Waiver or Reduction of Fees.</text>
      <paragraph num="(1)">
        <text>The official custodian may waive or reduce a fee under this regulation if:</text>
        <paragraph num="(a)">
          <text>The applicant requests a waiver; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Either:</text>
          <paragraph num="(i)">
            <text>The custodian determines that the waiver or reduction is in the public interest; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The applicant is indigent and files an Affidavit of Indigence or other affidavit sufficient to support a claim of indigence pursuant to COMAR 28.03.01.06B.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>In determining whether a fee is in the public interest, the custodian shall consider relevant factors, including the ability of the applicant to pay the fee.</text>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>If the applicant requests that a reproduction of a public record be mailed or delivered to the applicant or to a third party, the custodian may charge the applicant for the cost of postage or delivery.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".16" heading="Time and Place of Inspection.">
    <paragraph num="A.">
      <text>An applicant may inspect a public record of the Office that the applicant is entitled to inspect during the normal working hours of the Office.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The inspection shall occur where the public record is located, unless the custodian, after considering an applicant’s express request, determines that another place is more suitable and convenient.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">General Provisions Article, §§4-101—4-103, 4-201—4-362, and 4-503;State Government Article, §9-1604; Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: September 16, 1991 (18:18 Md. R. 2009)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended effective May 6, 1996 (23:9 Md. R. 672)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .11B amended as an emergency provision effective July 8, 1993 (20:15 Md. R. 1219); amended permanently effective January 7, 1994 (20:25 Md. R. 1950)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .13A amended effective January 20, 1992 (19:1 Md. R. 35); May 6, 1996 (23:9 Md. R. 672)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.15 repealed and new Regulations .01—.16 adopted effective April 11, 2016 (43:7 Md. R. 452)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03B amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .09B amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .14 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .15 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .16 amended effective January 10, 2020 (46:26 Md. R. 1168)</annotation>
  </annotations>
</chapter>