<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".07" citation="COMAR 29.04.01.07" title_num="29" subtitle_num="04" chapter_num="01" heading="Reprimands, Fines, Suspensions, and Revocations.">
  <paragraph num="A.">
    <text>To provide consistency in certain actions taken against a licensee, firm, or person that holds a security guard certification, a penalty matrix is established under §D of this regulation.</text>
  </paragraph>
  <paragraph num="B.">
    <text>For the purpose of this chapter, a license term is defined as the period of time from the date of issuance of a license to the date of expiration or revocation, inclusive of all renewals.</text>
  </paragraph>
  <paragraph num="C.">
    <text>The penalty matrix is a general working guide. This regulation does not prevent the Secretary from administering any penalty deemed necessary in the best interest of the public or industry.</text>
  </paragraph>
  <paragraph num="D.">
    <text>The Secretary establishes the penalty matrix as follows:</text>
    <paragraph num="(1)">
      <text>Category A—Offenses and Penalties:</text>
      <paragraph num="(a)">
        <text>Category A offenses are as follows:</text>
        <paragraph num="(i)">
          <text>Agency failing to submit notification of employment, or termination of employment within 5 days after employment or termination;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Agency failing to notify the Licensing Division of a change of address or telephone number, or a change of licensee or corporate officer status; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Licensee failing to ensure that the certification card is given to the employee immediately on receipt from the Secretary;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>The penalties for Category A offenses are as follows:</text>
        <paragraph num="(i)">
          <text>First offense: Warning to agency, licensee, or certified employee;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Second and third offenses: Reprimand or fine of the agency, licensee, or certified employee;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Fines for Category A offenses, when assessed, shall range from $50—$500 per violation;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Category B—Offenses and Penalties:</text>
      <paragraph num="(a)">
        <text>Category B offenses are as follows:</text>
        <paragraph num="(i)">
          <text>Fourth and subsequent Category A offenses within the license term;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Licensee failing to supervise its office and employees in the State;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Agency operating with a license that has been expired for 1 to 30 calendar days;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Agency employing an uncertified security guard for 10 to 30 days without submitting the required application to the Secretary as required under Business Occupations and Professions Article, §19-401(b), Annotated Code of Maryland, regardless of the number of hours the security guard worked during that period;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>Certified security guard misrepresenting himself or herself as being authorized to operate as a licensed agency while working for a licensed agency;</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Licensee or individual failing to surrender the wall license or certification card to the Secretary within 5 days after termination of employment or expiration, cancellation, suspension, or revocation of the agency license or certification;</text>
        </paragraph>
        <paragraph num="(vii)">
          <text>An individual failing to display the security guard certification on request from a law enforcement officer pursuant to Business Occupations and Professions Article, §19-406(b), Annotated Code of Maryland;</text>
        </paragraph>
        <paragraph num="(viii)">
          <text>A certified individual or licensee failing to return issued equipment to the security guard agency within 10 days after termination of employment pursuant to Business Occupations and Professions Article, §19-507(b), Annotated Code of Maryland; and</text>
        </paragraph>
        <paragraph num="(ix)">
          <text>A certified security guard loaning the certification card or badge to another individual in violation of Business Occupations and Professions Article, §19-603, Annotated Code of Maryland;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>The penalties for Category B offenses are as follows:</text>
        <paragraph num="(i)">
          <text>First offense: Reprimand, fine, or suspension;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Second offense: Reprimand, fine, or suspension of the agency, licensee, or certified employee;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Fines for Category B offenses, when assessed, shall range from $100—$1,000 per violation;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Category C—Offenses and Penalties:</text>
      <paragraph num="(a)">
        <text>Category C offenses are as follows:</text>
        <paragraph num="(i)">
          <text>Third and subsequent Category B offenses within the license term;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Agency employing an uncertified security guard for more than 30 days, without submitting the required application to the Secretary, regardless of the number of hours the security guard worked during that period;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Agency failing to maintain an office in this State that contains the business records made in this State pursuant to Business Occupations and Professions Article, §19-310, Annotated Code of Maryland;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Agency operating while suspended;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>Agency operating with a license that has been expired for 31 to 60 calendar days; and</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Agency or individual operating in violation of any lawful order issued by the Secretary as it applies to Business Occupations and Professions Article, Title 19, Annotated Code of Maryland, or this chapter;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>The penalties for Category C offenses are as follows:</text>
        <paragraph num="(i)">
          <text>First offense: Reprimand, fine, or suspension of agency, licensee, or certified employee;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Second offense: Fine or suspension of agency, licensee, or certified employee;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Fines for Category C offenses, when assessed, shall range from $250—$2,500 per violation;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Category D—Offenses and Penalties:</text>
      <paragraph num="(a)">
        <text>Category D offenses are as follows:</text>
        <paragraph num="(i)">
          <text>Third and subsequent Category C offenses, fourth and subsequent Category B offenses, or a combination of Category A, Category B, and Category C offenses within a license term;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Agency knowingly allowing any person that has been disapproved, suspended, or revoked to operate as a security guard;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Agency providing armed employees, or allowing employees to be armed in the performance of their duties, without a valid handgun permit;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Agency employing an uncertified security guard for more than 90 days without submitting the required application to the Secretary pursuant to Business Occupations and Professions Article, §19-410(b), Annotated Code of Maryland, regardless of the number of hours the security guard worked during that period;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>Agency misrepresenting status of agency or agency license to the public;</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Agency operating without a license or soliciting business without a license;</text>
        </paragraph>
        <paragraph num="(vii)">
          <text>Agency failing to allow immediate inspection of records during an audit or investigation pursuant to Business Occupations and Professions Article, §19-309, Annotated Code of Maryland;</text>
        </paragraph>
        <paragraph num="(viii)">
          <text>Agency, licensee, or certified individual knowingly providing false information, statements, or documentation to the Secretary during any investigation, application, or routine correspondence;</text>
        </paragraph>
        <paragraph num="(ix)">
          <text>Agency operating with a license that has been expired for more than 60 calendar days; and</text>
        </paragraph>
        <paragraph num="(x)">
          <text>Agency failing to pay assessed fine by due date after final adjudication of appeal or after waiver of appeal rights and acceptance of penalty and fine:</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>The penalties for Category D offenses are as follows:</text>
        <paragraph num="(i)">
          <text>First offense: Fine or suspension of agency, licensee, or certified employee;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Second offense: Fine or suspension of agency, licensee, or certified employee;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Third offense: Suspension of agency, licensee, or certified employee or revocation of license;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Fines for Category D offenses, when assessed, shall range from $500—$5,000 per violation.</text>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>