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<subtitle num="01" heading="Procedural Regulations" title_num="32" title_heading="Maryland Department of Aging">
  <chapter num="01" heading="Procedures for Hearings before the Secretary">
    <regulation prefix="Regulation" num=".01" heading="Scope.">
      <paragraph num="A.">
        <text>These regulations apply to all formal hearings before the Secretary of Aging or a hearing officer designated by the Secretary.</text>
      </paragraph>
      <paragraph num="B.">
        <text>These regulations do not apply to or limit the authority of a hearing officer to hold additional conferences or informal proceedings at which no formal ruling or decision is made.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Department” means the Department of Aging.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Person” means an individual, receiver, trustee, guardian, personal representative, fiduciary, or representative of any kind and any partnership, firm, association, corporation, or other entity.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Secretary” means the Secretary of Aging.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Commencement of Procedures.">
      <paragraph num="A.">
        <text>A person entitled to request a hearing before the Secretary may do so by filing a written request for a hearing with the Secretary.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The request for a hearing shall include:</text>
        <paragraph num="(1)">
          <text>The name, address, and telephone number of the party filing the request;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The decision, order, action, or inaction which is the subject of the appeal; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>A brief statement of the grounds for appeal to be raised at the hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>The petition shall be filed in the Office of the Secretary by the party filing the request within 30 days of the action which is the subject of the petition. The request for a hearing shall be deemed timely if it is mailed or received within 30 days.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Notice of Hearing.">
      <paragraph num="A.">
        <text>The Secretary or the Secretary's designee shall send written notice of the hearing, not later than 20 days before the beginning of the hearing, to the party requesting the hearing and any other interested party who is entitled to participate or has been given leave to participate under Regulation .05 of this chapter.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The notice of hearing shall specify the:</text>
        <paragraph num="(1)">
          <text>Date, time, and place of the hearing;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Legal authority and jurisdiction under which the hearing is to be held, including citation to any statute or regulation that is pertinent;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Nature and subject matter of the hearing;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Asserted grounds for appeal to be raised at the hearing;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Name, mailing address, and telephone number of the presiding officer and of each party to whom the notice is sent; and</text>
        </paragraph>
        <paragraph num="(6)">
          <text>Name, title, address, and telephone number of any attorney who has been designated to appear for the Secretary at the hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>The notice shall be accompanied by a copy of any prehearing order rendered before the date of the notice.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Parties Representation.">
      <paragraph num="A.">
        <text>The parties shall consist of:</text>
        <paragraph num="(1)">
          <text>The party requesting the hearing;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A person entitled as of right to participate as a party; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>A person who applies for and is granted leave to participate as a party upon a satisfactory showing of interest in the matter, including a person admitted as a party for a limited purpose.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Parties shall have the right to:</text>
        <paragraph num="(1)">
          <text>Appear in proper person or by or with counsel;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Be accompanied, represented, and advised by counsel.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Time and Place for Hearing.">
      <text>The hearing shall be:</text>
      <paragraph num="A.">
        <text>Held within 90 days of the date on which the Secretary receives the request for a hearing, unless by consent of all parties another hearing date is selected;</text>
      </paragraph>
      <paragraph num="B.">
        <text>Open to the public, and may not be held at a time or in a place that would unreasonably deter the attendance of members of the public.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="The Presiding Officer.">
      <paragraph num="A.">
        <text>The Secretary may, at the Secretary's discretion, appoint a hearing officer to serve as presiding officer at the hearing and prepare proposed findings of fact and proposed conclusions of law.</text>
      </paragraph>
      <paragraph num="B.">
        <text>If the Secretary elects not to appoint a hearing officer, then the hearing shall be conducted before the Secretary.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Powers of the Presiding Officer. The presiding officer shall have the authority and duty to conduct a full, fair, and impartial hearing, to take action to avoid unnecessary delay in the resolution of the case, and to maintain order. Specifically, but without limitation, the presiding officer shall have the power to:</text>
        <paragraph num="(1)">
          <text>Regulate the course of the hearing, the scope of the issues, and the conduct of the parties and their counsel;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Administer oaths and affirmations;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Admit evidence and rule on the admissibility of evidence;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Consider and decide all procedural, preliminary, and other motions, including applications for leave to participate under Regulation .05A(3) of this chapter;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Examine witnesses and call witnesses not otherwise called by the parties;</text>
        </paragraph>
        <paragraph num="(6)">
          <text>Limit the time for presentations, limit unduly repetitious testimony, and otherwise establish appropriate schedules, dates, timetables, and deadlines;</text>
        </paragraph>
        <paragraph num="(7)">
          <text>Require parties to submit prehearing or posthearing briefs, proposed findings of fact, proposed conclusions of law, and stipulations;</text>
        </paragraph>
        <paragraph num="(8)">
          <text>Adjourn or recess the hearing from time to time, and grant continuances for good cause shown;</text>
        </paragraph>
        <paragraph num="(9)">
          <text>Determine whether a prehearing conference should be held, and, if so, preside at the prehearing conference; and</text>
        </paragraph>
        <paragraph num="(10)">
          <text>Make decisions and take any other appropriate actions authorized by law.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Duties of the Presiding Officer if a Party is not Represented by an Attorney.</text>
        <paragraph num="(1)">
          <text>The presiding officer shall provide the party with a copy of these regulations and shall satisfy himself that the party:</text>
          <paragraph num="(a)">
            <text>Understands the nature of the proceedings;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Understands the language and intent of these regulations; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Is cognizant of the rights to which he may be entitled under any applicable statutes governing the subject of the hearing and the rights under these regulations.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>If the presiding officer is unable to satisfy himself that the party is fully informed as to these matters, the presiding officer shall continue the hearing for a reasonable time, and provide the party with a list of legal assistance providers. If the party remains unrepresented, the hearing officer shall note this on the record.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>At the time the decision or order is rendered, the hearing officer shall fully apprise an unrepresented party of his right to an appeal from a decision or order and the methods and procedures by which an appeal can be made.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>An individual may not serve as a hearing officer if the individual:</text>
        <paragraph num="(1)">
          <text>Has personal knowledge of or personal interest in the matter that is the subject of the hearing;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Is related to or maintains an ongoing business or social relationship with a person who either is involved in the matter that is the subject of the hearing or will appear as a witness;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Is currently employed or was formerly employed by a party; or</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Is biased, prejudiced, or otherwise incapable of discharging impartially the duties of a hearing officer.</text>
        </paragraph>
      </paragraph>
      <paragraph num="F.">
        <text>A party who has reason to believe that grounds exist for the disqualification of a hearing officer shall immediately file a petition for disqualification. The petition shall be addressed to the Secretary, and shall state with particularity the grounds upon which it is based. The Secretary may invite responses from other parties and the person whose disqualification is sought. The Secretary shall rule promptly on the petition, and shall indicate in writing the reasons for the decision and the facts upon which it is based.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Prehearing Procedure.">
      <paragraph num="A.">
        <text>Discovery and Disclosure.</text>
        <paragraph num="(1)">
          <text>Although parties are not entitled to compel discovery, they are encouraged to cooperate as much as possible in complying with good-faith requests for informal discovery.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A party shall have the right to review at reasonable hours and locations and to copy at its own expense any document that is accessible under the Maryland Access to Public Records Act, State Government Article, §§10-611—10-628, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>If required by the presiding officer, each party shall produce and make available to all other parties and to the presiding officer, in advance of the hearing, a copy of each document that the party intends to offer into evidence, and a list of all witnesses who will testify at the hearing for that party. The presiding officer may prohibit the introduction of any documentary or testimonial evidence not disclosed before the hearing as provided in this section.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Prehearing Conference.</text>
        <paragraph num="(1)">
          <text>Before the hearing, the presiding officer may hold a prehearing conference. The principal purpose of the prehearing conference is to simplify the hearing by resolving preliminary matters.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The presiding officer shall give written notice to all parties of the date, time, and place of the prehearing conference.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>At the discretion of the presiding officer, and subject to the consent of the parties, the prehearing conference may be conducted by telephone or other electronic means.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>The following subjects may be considered or decided at the prehearing conference:</text>
          <paragraph num="(a)">
            <text>Stipulations and admissions of fact;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Stipulations as to the authenticity and admissibility of documents;</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Evidentiary objections;</text>
          </paragraph>
          <paragraph num="(d)">
            <text>Pending motions;</text>
          </paragraph>
          <paragraph num="(e)">
            <text>The timetable for filing prehearing briefs and posthearing submissions;</text>
          </paragraph>
          <paragraph num="(f)">
            <text>Problems relating to the sequence, scheduling, and qualification of witnesses;</text>
          </paragraph>
          <paragraph num="(g)">
            <text>Settlement possibilities; and</text>
          </paragraph>
          <paragraph num="(h)">
            <text>Any other matter relating to the conduct, scope, or substance of the hearing.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Prehearing Order.</text>
        <paragraph num="(1)">
          <text>If a prehearing conference is held, the presiding officer shall prepare after the prehearing conference and send to all parties, a written prehearing order reciting the subjects discussed and actions taken.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If a prehearing conference is not held, the presiding officer shall resolve any preliminary matters by issuing and sending to all parties an appropriate prehearing order.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The prehearing order shall become part of the record of the case.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Motions.</text>
        <paragraph num="(1)">
          <text>Motions shall be in writing and shall be filed not later than 10 days before the date of the prehearing conference or 20 days before the date of the hearing, whichever is earlier. Copies of motions shall be served by first-class mail or hand-delivery on all parties.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A party wishing to oppose a motion shall file a written opposition within 7 days of receipt of the motion, and shall serve copies of the opposition on all parties in the manner prescribed in §D(1) of this regulation.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>For good cause shown, the presiding officer may extend or shorten any of the time limits for filing or opposing a motion. The time limits may also be extended or shortened by mutual consent of all parties, provided, however, that a deadline may not be extended beyond the date of the prehearing conference or, in the absence of a prehearing conference, the date of the hearing.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>If a party so requests in a motion or opposition, oral argument on the motion shall be permitted at the prehearing conference, at a specially convened motion hearing, or before the beginning of the hearing. The presiding officer may limit each party's time for oral argument.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Postponement of Hearing. Upon written request, the presiding officer may grant a postponement of the hearing. Except in extraordinary circumstances, requests for postponement shall be denied if made after the date of the prehearing conference. A request for postponement may not be granted unless the party making the request shows that the request is made in good faith and that hardship will result from its denial.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="Conduct of Hearing.">
      <paragraph num="A.">
        <text>Rights of the Parties. Each party shall be entitled at the hearing to:</text>
        <paragraph num="(1)">
          <text>Call witnesses;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Offer evidence, including rebuttal evidence;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Cross-examine opposing witnesses; and</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Present summation and argument.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Record of Hearing.</text>
        <paragraph num="(1)">
          <text>The presiding officer shall prepare an official record which shall include all pleadings, testimony, exhibits, and other memoranda or material filed in the case.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The hearing shall be recorded by tape recording, stenographic notes, or other means, at the expense of the Department. The record need not be transcribed unless requested by the Secretary, the presiding officer, or a party.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The cost of transcription shall be paid by the party requesting the transcript, except:</text>
          <paragraph num="(a)">
            <text>The cost shall be paid by the Department if the person requesting the transcript is the Secretary or the presiding officer; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>For good cause shown, the Secretary may order the cost to be paid by the Department.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Evidence.</text>
        <paragraph num="(1)">
          <text>The presiding officer is not bound by the technical rules of evidence.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The presiding officer may accept into evidence any testimonial or documentary evidence that possesses probative value.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Upon proper objection, the presiding officer may exclude evidence that is incompetent, irrelevant, immaterial, unduly repetitious, or excludable on constitutional or statutory grounds or on the basis of a privilege recognized by law.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Expert testimony may be accepted by the presiding officer if, in the presiding officer's opinion, the testimony as proffered would aid in an understanding of the case.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Evidence may not be excluded solely on the ground that it constitutes hearsay, but shall be given the weight it deserves in light of the entire case.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Order of Procedure and Burden of Proof. The presiding officer shall determine the:</text>
        <paragraph num="(1)">
          <text>Order in which the parties shall present their case;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Burden of proof.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".10" heading="Posthearing Submissions.">
      <paragraph num="A.">
        <text>The presiding officer may require the parties to submit posthearing briefs, and may also require the submission of proposed findings of fact and proposed conclusions of law.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The presiding officer, by appropriate order, may:</text>
        <paragraph num="(1)">
          <text>Establish a schedule for the filing of posthearing submissions;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Require the parties to address specified issues; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Establish page limitations or other restrictions on the scope of posthearing submissions.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".11" heading="Decision and Order.">
      <paragraph num="A.">
        <text>Generally. Each case shall be decided on the basis of credible evidence, exclusively on the record, and according to the applicable burdens of proof.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Cases Tried Before a Hearing Officer.</text>
        <paragraph num="(1)">
          <text>As soon as practicable after the conclusion of the hearing and, if required, the filing of posthearing submissions, the hearing officer shall submit to the parties and the Secretary a written report consisting of proposed findings of fact, proposed conclusions of law, and a recommended decision or remedy.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Each party shall have 20 days from the date of receipt of the hearing officer's report in which to file written exceptions with the Secretary. Copies of exceptions shall be served by first-class mail or hand-delivered on all other parties, who shall then have 10 days from the date of receipt to file, and serve on all parties in the manner specified in the preceding sentence, written comments on the exceptions. These time limitations may not be extended except with the approval of the Secretary.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>If a party files exceptions, the Secretary shall set a time for the presentation of oral argument by a party that wishes to be heard. The Secretary shall notify all parties of the date, time, and place of oral argument. At the Secretary's discretion, the Secretary may limit the time given to each party to present oral argument.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>After hearing oral argument and considering the record as appropriate, the Secretary shall:</text>
          <paragraph num="(a)">
            <text>Adopt the hearing officer's report as the final decision of the agency;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Modify the hearing officer's proposed findings of fact, proposed conclusions of law, or proposed decision or remedy, in whole or in part, and then adopt the report with modifications as the final decision of the agency; or</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Remand the matter to the hearing officer for further proceedings.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(5)">
          <text>The decision of the Secretary shall be communicated in writing to all parties. The Secretary's decision shall include a specific ruling on each exception. It shall also include a short and plain statement of the available procedures and time limitations for seeking judicial review. Unless the matter is remanded for further proceedings, the date of the written decision shall be the date of the final decision of the agency.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>The Secretary may not entertain motions for reconsideration or applications for stay pending judicial appeal.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>Cases Tried Before the Secretary. If the Secretary elects not to appoint a hearing officer, then as soon as practicable after the conclusion of the hearing and, if required, the filing of posthearing submission, the Secretary shall render in writing a final decision. The final decision shall contain findings of fact, conclusions of law, and the decision or remedy. Copies of the final decision shall be mailed to all parties. The final decision shall include a short and plain statement of the available procedures and time limitations for seeking judicial review. The Secretary may not entertain motions for reconsideration or applications for stay pending judicial appeal.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".12" heading="Ex Parte Communication.">
      <paragraph num="A.">
        <text>The presiding officer may not communicate, directly or indirectly, with any party or person who has an interest or is otherwise involved in the hearing, including employees of the Department, without giving notice to all parties and an opportunity, if appropriate, to participate. The same prohibition shall apply to the Secretary, except that the Secretary may not be prohibited from communicating with counsel concerning a case pending before the Secretary.</text>
      </paragraph>
      <paragraph num="B.">
        <text>A party or a party's representative may not communicate directly with a presiding officer or Secretary concerning a pending case except by:</text>
        <paragraph num="(1)">
          <text>Written communication submitted to the hearing officer and served on the other parties or their representatives; or</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Oral communication with the hearing officer in the presence of all other parties or their representatives.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">State Government Article, §10-201 et seq., Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: December 26, 1980 (7:26 Md. R. 2424)</annotation>
      <annotation type="History" subtype="Administrative History">Regulations .01—.11 repealed and new Regulations .01—.12 adopted</annotation>
      <annotation type="History" subtype="Administrative History">effective October 31, 1988 (15:22 Md. R. 2558)</annotation>
      <annotation type="History" subtype="Administrative History">Chapter recodified from COMAR 14.11.03 to COMAR 32.01.01, October 2000</annotation>
    </annotations>
  </chapter>
  <chapter num="02" heading="Public Information Act Requests">
    <regulation prefix="Regulation" num=".01" heading="General.">
      <text>These regulations set out procedures for filing requests with the Department of Aging for the inspection and copying of records under the Public Information Act, State Government Article, §§10-611—10-628, Annotated Code of Maryland. It is the policy of the Department to facilitate public access to the records of the Department, when access is allowed by law, by minimizing costs and time delays to persons requesting information. These regulations also protect the confidentiality of certain information collected from program participants in the conduct of the Department's responsibilities, in accordance with 45 CFR §1321.51.</text>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Act” means the Public Information Act, State Government Article, §§10-611—10-628, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Applicant” means a person requesting disclosure of public records.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Custodian” means an authorized person employed by the Department having personal custody and control of public records of the Department.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>“Department” means the Maryland Department of Aging.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>“Official custodian” means the person who is responsible for the maintenance, care, and keeping of the public records of the Department. Unless otherwise provided by law, the Secretary is the official custodian of the Department's records.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>Participant.</text>
          <paragraph num="(a)">
            <text>“Participant” means an individual who applies for, receives, or participates in any service, benefit, or program administered, sponsored, funded, or regulated in whole or in part by the Department, including a service, benefit, or program which is administered, sponsored, funded, or regulated in conjunction with an area agency on aging.</text>
          </paragraph>
          <paragraph num="(b)">
            <text>“Participant” does not include an applicant or holder of a contract, grant, license, or certificate by the Department, or a provider of any service, benefit, or program which is administered, sponsored, funded, or regulated by the Department.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(7)">
          <text>“Person in interest” means:</text>
          <paragraph num="(a)">
            <text>An individual who is the subject of a public record; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>An authorized representative of the individual.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(8)">
          <text>Public Records.</text>
          <paragraph num="(a)">
            <text>“Public records” means all paper, correspondence, forms, books, photographs, photostats, films, microfilms, sound recordings, maps, drawings, or other written documents, regardless of physical form or characteristics.</text>
          </paragraph>
          <paragraph num="(b)">
            <text>“Public records” includes:</text>
            <paragraph num="(i)">
              <text>All copies made or received by the Department in connection with the transaction of public business;</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>The salaries of all employees of the Department.</text>
            </paragraph>
          </paragraph>
        </paragraph>
        <paragraph num="(9)">
          <text>“Secretary” means the Secretary of Aging.</text>
        </paragraph>
        <paragraph num="(10)">
          <text>Sociological information.</text>
          <paragraph num="(a)">
            <text>“Sociological information” means information that names or, with reasonable certainty, otherwise identifies a participant.</text>
          </paragraph>
          <paragraph num="(b)">
            <text>“Sociological information” includes the following information about a participant:</text>
            <paragraph num="(i)">
              <text>Name;</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>Social Security number;</text>
            </paragraph>
            <paragraph num="(iii)">
              <text>Personal street address;</text>
            </paragraph>
            <paragraph num="(iv)">
              <text>Personal phone number;</text>
            </paragraph>
            <paragraph num="(v)">
              <text>Date of birth;</text>
            </paragraph>
            <paragraph num="(vi)">
              <text>Medical assistance number; and</text>
            </paragraph>
            <paragraph num="(vii)">
              <text>Identity of participant's relatives, emergency contacts, or representatives.</text>
            </paragraph>
          </paragraph>
          <paragraph num="(c)">
            <text>To the extent that such information, in combination, may identify a participant, “sociological information” also includes the following information about a participant:</text>
            <paragraph num="(i)">
              <text>Age, gender, race, religious preference, disabilities, or sexual orientation;</text>
            </paragraph>
            <paragraph num="(ii)">
              <text>Marital status or living arrangements;</text>
            </paragraph>
            <paragraph num="(iii)">
              <text>Education;</text>
            </paragraph>
            <paragraph num="(iv)">
              <text>Work history;</text>
            </paragraph>
            <paragraph num="(v)">
              <text>Military service;</text>
            </paragraph>
            <paragraph num="(vi)">
              <text>Medical information, including treatments or medications;</text>
            </paragraph>
            <paragraph num="(vii)">
              <text>Financial information, including income and assets;</text>
            </paragraph>
            <paragraph num="(viii)">
              <text>Assessment of participant's ability to perform routine activities of daily living;</text>
            </paragraph>
            <paragraph num="(ix)">
              <text>Assessment of participant's medical, financial, transportation, social, or housing needs; and</text>
            </paragraph>
            <paragraph num="(x)">
              <text>Information related to receipt of any government benefits.</text>
            </paragraph>
          </paragraph>
        </paragraph>
        <paragraph num="(11)">
          <text>“Working day” means a day other than Saturday, Sunday, or State holiday.</text>
        </paragraph>
        <paragraph num="(12)">
          <text>“Written documents” means all books, papers, maps, photographs, cards, tapes, recordings, computerized records, and other documentary materials, regardless of physical form or characteristics.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Who May Request.">
      <text>Any person may request to inspect or copy public records of the Department.</text>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Necessity for Written Request.">
      <paragraph num="A.">
        <text>Inspections.</text>
        <paragraph num="(1)">
          <text>Except as otherwise provided in this chapter, the custodian shall generally make public records available for inspection by an applicant without demanding a written request.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The custodian shall require a written request if:</text>
          <paragraph num="(a)">
            <text>The custodian reasonably believes that the Act of any other law may prevent the disclosure of the record to the applicant or that a written request will materially assist the Department in responding to the request; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>The requested record contains sociological information.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Copies. If the applicant is requesting a copy of any public record, the custodian may require a written request by the applicant.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Contents of Written Request.">
      <text>A written request shall:</text>
      <paragraph num="A.">
        <text>Contain the applicant's name and address;</text>
      </paragraph>
      <paragraph num="B.">
        <text>Be signed by the applicant; and</text>
      </paragraph>
      <paragraph num="C.">
        <text>Reasonably identify by brief description the record sought.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".06" heading="Filing Written Request.">
      <text>A written request shall be addressed to the custodian of the record. If the custodian is unknown to the applicant, the request may be addressed to the Secretary.</text>
    </regulation>
    <regulation prefix="Regulation" num=".07" heading="Response to Written Request.">
      <paragraph num="A.">
        <text>If the custodian decides to grant a written request for inspection, the custodian shall produce the record for inspection immediately or within a reasonable period, not to exceed 30 days from the date of the request when this period of time is needed to retrieve the information.</text>
      </paragraph>
      <paragraph num="B.">
        <text>If the custodian decides to deny the written request, the custodian shall do so within 30 days of the written request and immediately upon deciding to deny the request, notify the applicant of the denial.</text>
      </paragraph>
      <paragraph num="C.">
        <text>If a requested public record is not in the custody or control of the person to whom written application is made, that person shall, within 10 working days of the receipt of the request, so notify the applicant. If that person knows the name of the custodian of the record or the location or possible location of the record, this information shall also be given to the applicant.</text>
      </paragraph>
      <paragraph num="D.">
        <text>With the consent of the applicant, any time limit imposed by this regulation may be extended for an additional period not to exceed 30 days.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".08" heading="Notification of Persons Who May be Affected by Disclosure.">
      <text>Unless prohibited by law, the custodian should notify any person who could be adversely affected by disclosure of a record that a request for inspection or copying of the record has been made. The custodian may consider the views of that person before deciding whether to disclose the record to the applicant.</text>
    </regulation>
    <regulation prefix="Regulation" num=".09" heading="Records Temporarily Unavailable.">
      <text>If a requested public record is in the custody and control of the person to whom written application is made but is not immediately available for inspection or copying, the custodian shall, within 10 working days of the receipt of the request, so notify the applicant and set a date and hour within a reasonable time for inspection or copying.</text>
    </regulation>
    <regulation prefix="Regulation" num=".10" heading="Records Destroyed or Lost.">
      <text>If a requested record has been destroyed or lost, the custodian to whom the application is made shall, within 10 working days of the request, notify the applicant of this fact and explain in the response the reasons why the record cannot be produced.</text>
    </regulation>
    <regulation prefix="Regulation" num=".11" heading="Review of the Denial.">
      <paragraph num="A.">
        <text>If a written request is denied by the custodian for a reason other than that the record is temporarily unavailable, the applicant may, within 30 days after receipt of the notice of the denial, request an administrative hearing.</text>
      </paragraph>
      <paragraph num="B.">
        <text>If the applicant requests a hearing, the hearing shall be conducted by a hearing officer designated by the Director, and the hearing shall be governed by State Government Article, §§10-205—10-214, Annotated Code of Maryland. After the hearing, the hearing officer shall prepare a recommended decision for the Secretary. The Secretary shall issue the final decision of the Department.</text>
      </paragraph>
      <paragraph num="C.">
        <text>If the hearing results in a total or partial denial of the written request, the applicant may file an appropriate action in the circuit court under State Government Article, §10-623, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="D.">
        <text>If the applicant chooses not to request a hearing under §A of this regulation, the applicant may file an action for judicial enforcement under §10-623 of the Act without exhausting that administrative remedy.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".12" heading="Disclosure Against Public Interest.">
      <text>If, in the opinion of the Secretary, disclosure of any public record that is otherwise required to be disclosed under the Act would do substantial injury to the public interest, the Secretary may temporarily deny the request in writing and apply within 10 working days of the denial to the appropriate circuit court for an order permitting continued denial or restriction of access. Notice of the application filed with the circuit court shall be served on the applicant in the same manner that is provided for service of process by the Maryland Rules of Procedure.</text>
    </regulation>
    <regulation prefix="Regulation" num=".13" heading="Sociological Information.">
      <paragraph num="A.">
        <text>The Department, or an area agency on aging which collects sociological information as directed by the Department, may not disclose any part of a public record containing sociological information to an applicant, except that sociological information may be disclosed:</text>
        <paragraph num="(1)">
          <text>To public employees in the performance of their public duties, including authorized federal, State, or local agencies for monitoring of programs initiated pursuant to the Older American Act, 42 U.S.C. §§3001—3058ee;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>To an authorized agent or employee assisting a public employee in the performance of public duties;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>To the person in interest;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>With the consent of the person in interest;</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Pursuant to a court order; or</text>
        </paragraph>
        <paragraph num="(6)">
          <text>If disclosure is otherwise required by law.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>The Department, or an area agency on aging which collects sociological information as directed by the Department, may issue public reports which summarize and discuss data compiled from sociological information, as long as the information cannot be used to identify a participant.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".14" heading="Fees.">
      <paragraph num="A.">
        <text>The fee schedule for copying and certifying copies of records is as follows:</text>
        <paragraph num="(1)">
          <text>Copies. The fee for each copy is 15 cents per page if reproduction is made by a photocopying machine within the Department. If records are not susceptible to photocopying, for example, punch cards, magnetic tapes, blueprints, and microfilm, the fee for copies shall be based on the actual cost of reproduction.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Certification of Copies. If a person requests that a copy of a record be certified as a true copy, an additional fee of $1 per page or, if appropriate, per item shall be charged.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Minimum Fee Charged. A charge may not be made if the total amount of the fee is $1 or less.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Notwithstanding §A of this regulation, if the fees for copies, printouts, photographs, or certified copies of any record are specifically prescribed by a law other than the Act or this regulation, the prescribed fee shall be charged.</text>
      </paragraph>
      <paragraph num="C.">
        <text>If the custodian is unable to copy a record within the Department, the custodian shall make arrangements for the prompt reproduction of the record at public or private facilities outside the Department. The custodian shall either collect from the applicant a fee to cover the actual cost of reproduction or direct the applicant to pay the cost of reproduction directly to the facility making the copy.</text>
      </paragraph>
      <paragraph num="D.">
        <text>Before copying a record, the custodian shall estimate the cost of reproduction and either obtain the agreement of the applicant to pay the cost or demand prepayment of any estimated fee before reproducing the record.</text>
      </paragraph>
      <paragraph num="E.">
        <text>Except as provided in §F of this regulation, the official custodian may charge reasonable fees for the official's or employee's time expended searching for requested records or for any time expended preparing records for inspection and copying.</text>
      </paragraph>
      <paragraph num="F.">
        <text>The official custodian may not charge any search or preparation fee for the first 2 hours of official or employee time that is needed to respond to a request for information.</text>
      </paragraph>
      <paragraph num="G.">
        <text>Upon request, the official custodian may waive or reduce any fee charged pursuant to this regulation if the custodian determines that the waiver or reduction is in the public interest. The official custodian shall consider, among other relevant factors, the ability of the applicant to pay the cost or fee.</text>
      </paragraph>
      <paragraph num="H.">
        <text>If the applicant requests that copies be mailed or delivered to the applicant, the custodian may charge the applicant for the cost of postage or delivery to the applicant.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".15" heading="Time of Inspection.">
      <text>An applicant may inspect any public record that the applicant is entitled to inspect during the normal working hours of the Department.</text>
    </regulation>
    <regulation prefix="Regulation" num=".16" heading="Place of Inspection.">
      <text>The place of inspection shall be the place where the document is located unless the custodian, after taking into account the applicant's expressed wish, determines that another place of inspection is more suitable and convenient.</text>
    </regulation>
    <annotations>
      <annotation type="Authority">State Government Article, §§10-611—10-628, Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: March 10, 1986 (13:5 Md. R. 547)</annotation>
      <annotation type="History" subtype="Administrative History">Chapter recodified from COMAR 14.11.06 to COMAR 32.01.02, October 2000</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .01 amended effective January 21, 2002 (29:1 Md. R. 28)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .02B amended effective January 21, 2002 (29:1 Md. R. 28)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .04A amended effective January 21, 2002 (29:1 Md. R. 28)</annotation>
      <annotation type="History" subtype="Administrative History">Regulations .13—15 recodified to Regulations .14—.16 and new Regulation .13 adopted effective January 21, 2002 (29:1 Md. R. 28)</annotation>
    </annotations>
  </chapter>
  <chapter num="03" heading="Open Meetings—Attendance, Recording, Photographing, and Broadcasting of Sessions">
    <regulation prefix="Regulation" num=".01" heading="Definition.">
      <text>“Public body” means the entity defined in State Government Article, §10-502(h), Annotated Code of Maryland.</text>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Public Attendance.">
      <paragraph num="A.">
        <text>At any open session of a public body of the Department of Aging, the general public is invited to attend and observe.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Except in instances when a public body of the Department on Aging expressly invites public testimony, questions, comments, or other forms of public participation, or when public participation is otherwise authorized by law, a member of the public attending an open session may not participate in the session.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Disruptive Conduct.">
      <paragraph num="A.">
        <text>Prohibition. An individual attending an open session of a public body of the Department of Aging may not engage in any conduct, including visual demonstrations such as the waving of placards, signs, or banners, that disrupts the session or that interferes with the right of members of the public to attend and observe the session.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Action to Restore Order. The presiding officer may:</text>
        <paragraph num="(1)">
          <text>Order an individual who persists in conduct prohibited by §A of this regulation, or who violates any other regulation concerning the conduct of the open session, to be removed from the session;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Request police assistance to restore order; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Recess the session while order is restored.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Recording, Photographing, and Broadcasting of Open Sessions.">
      <paragraph num="A.">
        <text>A member of the public, including a representative of the news media, may record discussions of a public body of the Department of Aging at an open session by means of a tape recorder or any other recording device, if the:</text>
        <paragraph num="(1)">
          <text>Device does not create an excessive noise that disturbs members of a public body of the Department of Aging or other individuals attending the session;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Device does not otherwise interfere with an individual's observation of or participation in the session; and</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Recording is done openly so that it is obvious to those in attendance that the session is being recorded.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>A member of the public, including a representative of the news media, may photograph or videotape the proceedings of a public body of the Department of Aging at an open session by means of any type of camera if the camera:</text>
        <paragraph num="(1)">
          <text>Is operated without excessively bright artificial light that disturbs members of a public body of the Department of Aging or other individuals attending the session;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Does not create an excessive noise that disturbs members of a public body of the Department of Aging or other individuals attending the session;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Does not otherwise interfere with an individual's observation of or participation in the session; and</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Is used openly so that it is obvious to those in attendance that the session is being recorded.</text>
        </paragraph>
      </paragraph>
      <paragraph num="C.">
        <text>A representative of the news media may broadcast or televise the proceedings of a public body of the Department of Aging at an open session if the equipment used:</text>
        <paragraph num="(1)">
          <text>Is operated without excessively bright artificial light that disturbs members of a public body of the Department of Aging or other individuals attending the session;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Does not create an excessive noise that disturbs members of a public body of the Department of Aging or other individuals attending the session;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>Does not otherwise interfere with an individual's observation of or participation in the session; and</text>
        </paragraph>
        <paragraph num="(4)">
          <text>Is used openly so that it is obvious to those in attendance that the session is being broadcast or televised.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>The presiding officer may restrict the movement of an individual who is using a recording device, camera, or broadcasting or televising equipment if the restriction is necessary to maintain the orderly conduct of the session.</text>
      </paragraph>
      <paragraph num="E.">
        <text>A public body of the Department of Aging may require that an individual who intends to record, photograph, videotape, broadcast, or televise an open session register in advance of the beginning of the meeting.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Recordings Not Part of Record.">
      <text>A recording of an open session made by a member of the public or any transcript derived from this recording is not considered a part of the record of any proceeding of a public body of the Department of Aging.</text>
    </regulation>
    <annotations>
      <annotation type="Authority">State Government Article, §10-507(b), Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: September 12, 1994 (21:18 Md. R. 1512)</annotation>
      <annotation type="History" subtype="Administrative History">Chapter recodified  from COMAR 14.11.08 to COMAR 32.01.03, October 2000</annotation>
    </annotations>
  </chapter>
  <chapter num="04" heading="Declaratory Ruling">
    <regulation prefix="Regulation" num=".01" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Declaratory ruling” means a ruling made by a promulgating authority with respect to the manner in which the promulgating authority would apply a regulation or order of the promulgating authority, or a statute that the promulgating authority enforces, to a person or a property based on a given set of facts.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Department” means the Department of Aging.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Person” means:</text>
          <paragraph num="(a)">
            <text>An individual, receiver, trustee, guardian, personal representative, fiduciary, or representative of any kind;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>A partnership, firm, association, corporation, or other entity; or</text>
          </paragraph>
          <paragraph num="(c)">
            <text>A political subdivision of the State or an instrumentality of a political subdivision.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(4)">
          <text>“Promulgating authority” means the promulgating authority's designee or an officer or unit of the Department that is authorized by law to adopt regulations subject to State Government Article, §§10-101—10-139, Annotated Code of Maryland, or adjudicate contested cases subject to State Government Article, §§10-201—10-226, Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Petition for Declaratory Ruling.">
      <paragraph num="A.">
        <text>An interested person may file with the promulgating authority a petition for a declaratory ruling.</text>
      </paragraph>
      <paragraph num="B.">
        <text>The petition for a declaratory ruling shall be filed in writing and shall describe in detail:</text>
        <paragraph num="(1)">
          <text>The interest of the petitioner in making the request;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The issues involved;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>A detailed statement of the facts;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>A list of documents or statements the petitioner believes should be considered; and</text>
        </paragraph>
        <paragraph num="(5)">
          <text>A sworn statement by the petitioner that the facts contained in the petition are true to the best of the person's knowledge and belief.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Consideration and Disposition.">
      <paragraph num="A.">
        <text>The promulgating authority:</text>
        <paragraph num="(1)">
          <text>Shall consider the petition and may issue the declaratory ruling requested; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Shall notify the petitioner in writing of the action decided upon and state the reasons for the decision.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Publication and Inspection.</text>
        <paragraph num="(1)">
          <text>The promulgating authority shall keep a record of each declaratory ruling issued and index all declaratory rulings issued by reference to statutes or regulations involved.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The promulgating authority may publish declaratory rulings of general interest subject to the mandates of the Public Information Act, State Government Article, §10-601 et seq., Annotated Code of Maryland, and allow inspection of the declaratory rulings subject to the Public Information Act.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Appeal.">
      <text>A declaratory ruling is subject to judicial review as provided in State Government Article, §10-305, Annotated Code of Maryland.</text>
    </regulation>
    <annotations>
      <annotation type="Authority">State Government Article, §§10-301—10-305, Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: August 27, 2007 (34:17 Md. R. 1510)</annotation>
    </annotations>
  </chapter>
</subtitle>