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<chapter num="04" heading="State Board Certification — Evaluation and Decision" title_num="33" subtitle_num="09">
  <regulation prefix="Regulation" num=".01" heading="Agent's Evaluation Proposal.">
    <paragraph num="A.">
      <text>Agent to Prepare. The evaluation agent shall:</text>
      <paragraph num="(1)">
        <text>Conduct a preliminary analysis of the technical data, business information packages, and equipment; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Prepare and submit to the applicant an evaluation proposal.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Contents of Proposal. The proposal shall:</text>
      <paragraph num="(1)">
        <text>Identify any components of the voting system that will require supplemental qualification testing by an independent testing laboratory;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Identify any additional components of the voting system that will require evaluation by the evaluation agent;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Describe the certification testing and other evaluation activities needed to complete the State's evaluation;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Estimate the time needed to complete the State's evaluation; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Estimate the costs of the State's evaluation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Certification Testing — In General.</text>
      <paragraph num="(1)">
        <text>The proposed certification testing shall comprise, among any other elements the evaluation agent requires, mock-election tests for an actual State:</text>
        <paragraph num="(a)">
          <text>Primary election; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>General election.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The mock election tests shall be designed to evaluate all operations and procedures.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Certification Testing—Reciprocity. If the voting system has successfully completed certification testing by or for another state, the evaluation agent may accept the results of that test in place of all or any part of the certification testing required by this regulation.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Authorization to Proceed.">
    <paragraph num="A.">
      <text>Authorization Required. The State Board is aware of the need for vendors and manufacturers to control costs. Accordingly, evaluation of the system will not proceed until the applicant, having reviewed the evaluation proposal, notifies the State Board to proceed.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Notice by Applicant.</text>
      <paragraph num="(1)">
        <text>The applicant shall review the evaluation proposal and notify the State Board of its intent to continue or terminate the evaluation process.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The notice shall be in writing and sent to the State Administrator, with a copy to the evaluation agent.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Costs of Evaluation.</text>
      <paragraph num="(1)">
        <text>If the applicant decides to proceed, the notice shall be accompanied by payment to the State Board of the estimated costs contained in the evaluation proposal.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The State Board may deposit the funds in an appropriate treasury trust account.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If the actual costs exceed the amount of the deposit, the applicant shall pay the balance owed to the State Board within 30 days of notice of the deficiency from the State Board.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>If the deposit exceeds the actual costs incurred, the State Board shall refund the excess to the applicant within 30 days after the evaluation process has been completed.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Evaluation.">
    <paragraph num="A.">
      <text>Supplemental Qualification Testing. The applicant is responsible for arranging with an independent testing laboratory for any supplemental qualification testing identified in the evaluation proposal.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Certification Testing. After all supplemental qualification tests have been successfully completed, the evaluation agent shall proceed to:</text>
      <paragraph num="(1)">
        <text>Conduct the certification testing and other evaluation activities described in the evaluation proposal; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Submit a report of the findings to the State Administrator.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Administrator's Recommendations.">
    <text>The State Administrator shall refer the evaluation agent's report to the State Board, together with the State Administrator's recommendations.</text>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Public Demonstration and Comment.">
    <text>Prior to the State Board’s determination on whether to grant certification under Regulation .06 of this chapter, the State Administrator shall provide a public demonstration of the voting system and solicit comments from the public on the system and its proposed certification.</text>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Board Decision.">
    <text>Based on the evaluation agent's report, the State Administrator's recommendations, and any other information in its possession, the State Board shall decide whether the proposed voting system will be certified for use in this State and so notify the vendor.</text>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="System Regulations.">
    <text>As required by Election Law Article, §9-102(i), Annotated Code of Maryland, the State Board will adopt regulations governing the use of each voting system that it certifies.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">Election Law Article, §§2-102(b)(4), 2-202(b), and 9-102(b), Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.06 adopted as an emergency provision effective February 1, 2000 (27:6 Md. R. 636); adopted permanently effective April 17, 2000 (27:7 Md. R. 708)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective August 19, 2013 (40:16 Md. R. 1346)</annotation>
  </annotations>
</chapter>