<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".06" citation="COMAR 36.01.01.06" title_num="36" subtitle_num="01" chapter_num="01" heading="Code of Conduct.">
  <paragraph num="A.">
    <text>Definitions.</text>
    <paragraph num="(1)">
      <text>In this regulation, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Terms Defined.</text>
      <paragraph num="(a)">
        <text>“Agency employee” means an employee of the Agency</text>
      </paragraph>
      <paragraph num="(b)">
        <text>“Code of conduct” means the document that identifies activities prohibited for employees of the Agency and Commission members.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>“Complaint” means the submission of a communication to the Agency or the Commission alleging a violation of a law, regulation, or the code of conduct.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>“Conflict of interest” means a situation in which a personal interest of a Commission member or an Agency employee may compromise the individual’s judgment, decisions or actions.</text>
      </paragraph>
      <paragraph num="(e)">
        <text>“Ex parte communication” means a written or oral communication that happens without the knowledge, consent, or presence of all parties involved involving a matter that is pending before the Commission.</text>
      </paragraph>
      <paragraph num="(f)">
        <text>“Recusal” means that a Commission member or an Agency employee does not participate in a specific matter.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Establishment and Compliance.</text>
    <paragraph num="(1)">
      <text>The Director shall establish a code of conduct.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Commission members and Agency employees shall comply with the code of conduct.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A violation of the code of conduct constitutes a violation of this regulation.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The Agency or Commission may report a violation to the State Ethics Commission.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>An Agency employee who violates the code of conduct may be subject to disciplinary action.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Recusal of a Commission Member.</text>
    <paragraph num="(1)">
      <text>A Commission member may not participate in a Commission matter in which the member:</text>
      <paragraph num="(a)">
        <text>Has a conflict of interest; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>For any reason, is unable to participate fairly and impartially.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>A Commission members familiarity with a person does not, of itself, require recusal of the Commission member.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A Commission member who is recused from a matter before the Commission may not:</text>
      <paragraph num="(a)">
        <text>Participate in the Commission's discussion or vote on the matter; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Discuss the matter or the Commission's review of the matter with a Commission member or any other person.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>A Commission member who is recused from a hearing, discussion, or voting on a matter shall:</text>
      <paragraph num="(a)">
        <text>If in person, physically leave the meeting; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>If remote, disconnect from the virtual meeting.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>The Commission shall document the recusal of the Commission member in the minutes of the Commission meeting from which the member was recused.</text>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Allegation of a Violation of the Code of Conduct.</text>
    <paragraph num="(1)">
      <text>A Commission member against whom a complaint is made shall follow §C(3) and (4) of this regulation.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Upon receipt of a complaint, the Commission may:</text>
      <paragraph num="(a)">
        <text>Direct the Agency to investigate; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Refer the complaint to appropriate unit of State government.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>An Agency employee who has a conflict of interest pertaining to the Commission member who is the subject of the complaint may not participate in an investigation of the complaint.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The Commission member who is the subject of the complaint may not participate in any Commission activity until the complaint is resolved.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Confidentiality.</text>
    <paragraph num="(1)">
      <text>A Commission member or Agency employee may not discuss a confidential matter with a person other than:</text>
      <paragraph num="(a)">
        <text>A Commission member;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>An Agency employee;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The Attorney General's Office;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>A witness; or</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Another person authorized by law to be involved in the case.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>In the case of an ex parte communication, the Commission member shall follow the provisions of State Government Article, §10-219, Annotated Code of Maryland.</text>
    </paragraph>
  </paragraph>
</regulation>