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<regulation prefix="Regulation" num=".06" citation="COMAR 36.01.02.06" title_num="36" subtitle_num="01" chapter_num="02" heading="Commission Hearings.">
  <paragraph num="A.">
    <text>Scope.</text>
    <paragraph num="(1)">
      <text>These regulations apply only to contested case hearings before the Commission.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>These regulations do not apply to conferences, meetings, or other informal proceedings where no formal ruling or decision is made.</text>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Definitions.</text>
    <paragraph num="(1)">
      <text>In this regulation, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Terms Defined.</text>
      <paragraph num="(a)">
        <text>“Act” means the Administrative Procedure Act, State Government Article, §§10-201—10-226, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>“Administrative law judge” has the meaning stated in COMAR 28.02.01.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>“Contested case” has the meaning stated in State Government Article, §10-202, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>“Party” means a person, including the Agency, named or admitted to participate in a hearing.</text>
      </paragraph>
      <paragraph num="(e)">
        <text>“Presiding Officer” means:</text>
        <paragraph num="(i)">
          <text>The Chairman of the Commission or a member designated by the Chairman; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>In the absence of the Chairman or the member designated by the Chairman, any other Commission member in attendance.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(f)">
        <text>“Quorum” means a majority of the full authorized membership of the Commission.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Conduct of Hearing.</text>
    <paragraph num="(1)">
      <text>Commission Action.</text>
      <paragraph num="(a)">
        <text>A hearing conducted by the Commission shall be held before not less than a quorum of the Commission.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Commission action shall be by the concurrence of at least four members.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Duties of Presiding Officer.</text>
      <paragraph num="(a)">
        <text>The Presiding Officer shall have complete charge of the hearing.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>In addition to other powers and authority granted by law, the presiding officer may:</text>
        <paragraph num="(i)">
          <text>Administer oaths and affirmations;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Rule upon offers of proof by the parties;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Rule upon the admission and inadmissibility of evidence;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Consider and rule upon all procedural and other motions appropriate to the procedures;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>Examine witnesses;</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Maintain order; and</text>
        </paragraph>
        <paragraph num="(vii)">
          <text>Limit unnecessarily repetitious or irrelevant evidence or argument.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Legal Advisor.</text>
    <paragraph num="(1)">
      <text>The presiding officer may ask the Office of the Attorney General to act as legal advisor to the Commission.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The legal advisor may assist the Commission with:</text>
      <paragraph num="(a)">
        <text>Questions of evidence and law;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Preparation of the Commission’s written decision; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Any other appropriate advice function.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Presenter of Evidence.</text>
    <paragraph num="(1)">
      <text>The presiding officer may ask the Office of the Attorney General to act as the presenter of evidence before the Commission.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>An Agency staff member may act as the presenter of evidence before the Commission.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The presenter of evidence shall have all the rights as a representative for any other party with regard to:</text>
      <paragraph num="(a)">
        <text>Submission of evidence;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Examination and cross-examination of witnesses;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Preparation of summation and argument; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Filing of objections, exceptions, and motions.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Evidence.</text>
    <paragraph num="(1)">
      <text>Only evidence that possesses probative value commonly accepted by reasonable and prudent persons in the conduct of their affairs shall be admitted into the record and considered by the Commission in reaching its decision.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The presiding officer may exclude incompetent, irrelevant, immaterial, and unduly repetitious evidence.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The presiding officer shall give effect to the rules of privilege recognized by law.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>In making its determination, the Commission may consider only evidence which has been:</text>
      <paragraph num="(a)">
        <text>Introduced in the course of the hearing; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Made part of the record in the case.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Documentary evidence may be received in the form of copies or excerpts, or incorporated by reference.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>The Commission may use its experience, technical competence, and specialized knowledge in its evaluation of the evidence.</text>
    </paragraph>
    <paragraph num="(7)">
      <text>The Commission may take notice of:</text>
      <paragraph num="(a)">
        <text>Judicially cognizable facts; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>General, technical, or scientific facts within its specialized knowledge.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(8)">
      <text>The presiding officer shall inform the parties of notices taken by the Commission.</text>
    </paragraph>
    <paragraph num="(9)">
      <text>A Party may contest facts so noticed.</text>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Rights of Parties.</text>
    <paragraph num="(1)">
      <text>At a hearing, the parties may:</text>
      <paragraph num="(a)">
        <text>Be represented by counsel;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Present witnesses;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Cross-examine witnesses presented by the other party or presiding officer;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Present documentary and other evidence which is relevant;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Submit rebuttal evidence; and</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Present argument.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>If a party is represented by counsel, submissions of evidence, examination and cross-examination of witnesses, and argument shall be performed solely by counsel.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The presiding officer, on the presiding officer's own motion or upon request by a member of the Commission, may call additional witnesses.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>A member of the Commission may examine a witness.</text>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Record and Transcript of Hearing.</text>
    <paragraph num="(1)">
      <text>Record.</text>
      <paragraph num="(a)">
        <text>The Commission shall prepare an official record of the hearing, which shall include all pleadings, testimony, exhibits, and other memoranda or other documents submitted in the proceedings.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A record of the hearing shall be made at the expense of the Commission.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>This record need not be transcribed unless requested by a party or the Commission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Transcript Expense.</text>
      <paragraph num="(a)">
        <text>The cost to obtain a written transcript of any part of a proceeding shall be paid by the party requesting the transcript.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The party requesting the transcript is responsible for all costs of transcription.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>If a party is excepting to, appealing from, or seeking judicial review of the Commission’s proposed or final decision, that party shall request a transcript of the recording, unless a transcript already has been prepared.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="I.">
    <text>Decision and Order.</text>
    <paragraph num="(1)">
      <text>Each decision and order rendered by the Commission shall be in writing and accompanied by findings of fact and conclusions of law.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>A copy of the decision and order and accompanying findings and conclusions shall be transmitted promptly to each party or each party's attorney of record.</text>
    </paragraph>
  </paragraph>
  <paragraph num="J.">
    <text>Consolidation.</text>
    <paragraph num="(1)">
      <text>When proceedings involving a common question of law or fact are pending before the Commission, the Commission may consolidate the proceedings pursuant to a motion or on the Commission’s own initiative.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>If the consolidated proceedings involve different parties or burdens of going forward or persuasion, the Commission may specify special procedures to assure an expeditious and just proceeding.</text>
    </paragraph>
  </paragraph>
  <paragraph num="K.">
    <text>Default.</text>
    <paragraph num="(1)">
      <text>If, after receiving notice, a party fails to attend or participate in a prehearing conference, hearing, or any other stage of a proceeding, the Commission may:</text>
      <paragraph num="(a)">
        <text>Proceed in that party's absence;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Continue the matter to a later time; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Issue a default order against that party.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Within 30 days after issuance of a default order, the party in default may submit a written motion requesting that the order be vacated or modified.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The Commission may vacate or modify a default order if the Commission finds that:</text>
      <paragraph num="(a)">
        <text>There is a substantial and sufficient basis for an actual controversy on the merits; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>It is equitable to excuse the default.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>If a motion to vacate or modify the default order is not timely submitted, or if a motion is submitted and denied, the default order shall be final and effective when the Chairman signs the order.</text>
    </paragraph>
  </paragraph>
  <paragraph num="L.">
    <text>Dismissal for Lack of Prosecution.</text>
    <paragraph num="(1)">
      <text>If six months pass since a party that initiated an action before the Commission has made a submission or otherwise contacted the Commission to pursue the party’s action, the Commission may dismiss the action.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The Commission shall:</text>
      <paragraph num="(a)">
        <text>Document its dismissal of the action in writing; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Transmit the written dismissal to all parties by electronic or regular mail.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>If a party disagrees with the dismissal, within 30 days of the date of the dismissal notice, the party shall submit, in writing, its factual and legal basis for disagreement.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The Commission may reopen the matter if good cause exists to do so.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>The Commission’s dismissal of an action is final if:</text>
      <paragraph num="(a)">
        <text>No party timely submits written disagreement with the dismissal; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The Commission declines to reopen the matter.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="M.">
    <text>Time Modifications and Waivers.</text>
    <paragraph num="(1)">
      <text>The Presiding Officer may modify or waive a time limit established by this title.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>An administrative law judge may not modify or waive a time limit established by this title, except with the consent of all parties or the consent of the Commission.</text>
    </paragraph>
  </paragraph>
  <paragraph num="N.">
    <text>Service.</text>
    <paragraph num="(1)">
      <text>A party shall promptly serve a copy of any notice, order, pleading, motion, response, correspondence, decision, paper, or other document submitted in a proceeding on all other parties to the proceeding or their authorized representatives.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Unless otherwise required by law, a party shall make service by personal delivery or by regular mail.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A party may make service on a party to whom a license, registration, or certification has been issued by the Agency or the Commission by delivering a copy to the last address provided the Agency by that party.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Every paper or document submitted in a proceeding, other than one submitted by or on behalf of the Commission, shall contain or be accompanied by a certificate of service that:</text>
      <paragraph num="(a)">
        <text>Is signed by or on behalf of the party submitting the paper or document; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Specifies the:</text>
        <paragraph num="(i)">
          <text>Date of service;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Manner of service;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Name of each person served; and</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Address at which each person was served.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="O.">
    <text>Delegation of Hearing Authority.</text>
    <paragraph num="(1)">
      <text>The Commission may, on a case-by-case basis, delegate to the Office of Administrative Hearings the authority to:</text>
      <paragraph num="(a)">
        <text>Conduct a contested case hearing; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Issue:</text>
        <paragraph num="(i)">
          <text>Proposed or final findings of fact;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Proposed or final conclusions of law;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Proposed or final findings of fact and conclusions of law; or</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>A proposed or final order.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Hearings delegated to the Office of Administrative Hearings.</text>
      <paragraph num="(a)">
        <text>This section applies to a contested case where the Commission has delegated authority to the Office of Administrative Hearings to conduct a contested case hearing under §O(1) of this regulation.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The administrative law judge who hears a case shall submit to the Commission a decision that contains one of the following, as delegated by the Commission to the Office of Administrative Hearings:</text>
        <paragraph num="(i)">
          <text>Proposed or final findings of fact;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Proposed or final conclusions of law;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Proposed or final findings of fact and conclusions of law; or</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>A proposed or final order.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>When making a decision, the administrative law judge is bound by any regulation, bulletin, final order, or settled and preexisting policy of the Commission to the same extent that the Commission is or would have been bound if the Commission were hearing the case.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>The Office of Administrative Hearings shall send the administrative law judge’s decision directly to the parties and the Commission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Unless the Commission expressly delegates hearing authority to the Office of Administrative Hearings, the Commission shall hear all contested case matters that come before the Commission.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>In a hearing delegated to be conducted by an administrative law judge of the Office of Administrative Hearings, these regulations shall be construed, whenever possible, in harmony with COMAR 28.02.01.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>In the event of conflict between these regulations and COMAR 28.02.01, these regulations control.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>The Commission may revoke all or part of a delegation previously made to the Office of Administrative Hearings if the Commission believes that the case might:</text>
      <paragraph num="(a)">
        <text>Involve novel or unanticipated factual or legal issues;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Have significant social or fiscal consequences;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Involve policy issues of general applicability; or</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Be likely to have precedential value.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(7)">
      <text>The Commission may revoke a delegation to the Office of Administrative Hearings at any time before the earlier of:</text>
      <paragraph num="(a)">
        <text>The issuance of a ruling on a substantive issue; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The taking of oral testimony from the first witness.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(8)">
      <text>The Commission shall provide written notice of a revocation to all parties and the Office of Administrative Hearings by sending to the parties a notice that:</text>
      <paragraph num="(a)">
        <text>Contains a brief statement of the reason for the revocation;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Specifies whether all or part of the delegation to hear the case is revoked; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>If less than all of the delegation is revoked, specifies the parts of the contested case for which the delegation has been revoked.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(9)">
      <text>The Commission's decision in the case shall reflect the fact that delegation to the Office of Administrative Hearings was revoked.</text>
    </paragraph>
    <paragraph num="(10)">
      <text>The Commission’s revocation notice shall be included in the record.</text>
    </paragraph>
  </paragraph>
</regulation>