<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".12" citation="COMAR 36.03.02.12" title_num="36" subtitle_num="03" chapter_num="02" heading="Video Lottery Employee Licenses.">
  <paragraph num="A.">
    <text>General. Unless an individual holds a valid video lottery employee license that is in good standing issued by the Commission, the individual may not be employed by a licensed facility operator, manufacturer, or contractor as a video lottery employee.</text>
  </paragraph>
  <paragraph num="B.">
    <text>License Categories. The Commission may issue a video lottery employee license that is a:</text>
    <paragraph num="(1)">
      <text>Principal employee license;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Gaming employee license;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Nongaming employee license;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Temporary principal employee license; or</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Temporary gaming employee license.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Requirements. The Commission may issue a video lottery employee license to an individual who has or has had on their behalf:</text>
    <paragraph num="(1)">
      <text>Paid all required application and license fees;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Submitted a completed license application to the Commission;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Furnished the personal and background information required under Regulation .02 of this chapter;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Provided the documentation required under Regulation .03 of this chapter;</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Executed the consent for investigation required under Regulation .04 of this chapter;</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Unless exempt, obtained a bond required under Regulation .15 of this chapter;</text>
    </paragraph>
    <paragraph num="(7)">
      <text>Received at least a conditional offer of employment as a video lottery employee from a licensed facility operator, manufacturer, or contractor;</text>
    </paragraph>
    <paragraph num="(8)">
      <text>Demonstrated that within the 365 days before the application is submitted, the applicant has not served as a Commission member or been employed by the Agency;</text>
    </paragraph>
    <paragraph num="(9)">
      <text>For an applicant for a nongaming employee license, documented that the applicant has obtained an offer of at least conditional employment from a licensed facility operator, manufacturer or contractor, or a registered or certified vendor, and that the employer has:</text>
      <paragraph num="(a)">
        <text>Obtained a bond if required under Regulation .15 of this chapter; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Performed, at a minimum, a Social Security database check, criminal check, employment verification, and national database search; and</text>
      </paragraph>
    </paragraph>
    <paragraph num="(10)">
      <text>Provided the Commission with sufficient information, documentation, and assurances to establish, by clear and convincing evidence, that the individual:</text>
      <paragraph num="(a)">
        <text>Except as provided in §L of this regulation, has not been mandatorily disqualified under State Government Article, §9-1A-14(c), Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Has met the applicable requirements of State Government Article, §9-1A-07(c), Annotated Code of Maryland; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Is otherwise qualified for a video lottery employee license.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Application and License Fees.</text>
    <paragraph num="(1)">
      <text>For a principal employee, $5,287.25, of which the:</text>
      <paragraph num="(a)">
        <text>Application fee is $2,500;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>License fee is $750;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Refundable advance deposit authorized under Regulation .01E(3) of this chapter for the administrative costs of conducting the applicant's background investigation is $2,000; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Required fee for conducting a criminal history records check specified in Regulation .03B of this chapter is $37.25.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>For a gaming employee, $437.25, of which the:</text>
      <paragraph num="(a)">
        <text>Application fee is $250;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>License fee is $150; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Required fee for conducting a criminal history records check specified in Regulation .03B of this chapter is $37.25.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>For a nongaming employee, $187.25, of which the:</text>
      <paragraph num="(a)">
        <text>Application fee is $50;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>License fee is $100; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Required fee for conducting a criminal history records check specified in Regulation .03B of this chapter is $37.25.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Employment of a Video Lottery Employee Licensee.</text>
    <paragraph num="(1)">
      <text>A video lottery employee license authorizes the licensee to be employed as a principal, gaming or nongaming employee in the State.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Nothing in this chapter precludes a licensee from being employed by more than one video lottery facility or sports wagering licensee, concurrently or consecutively, while the individual’s license is in good standing.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A video lottery employee’s second or subsequent employment with a licensee or a sports wagering licensee does not change the term of the individual’s license.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Without filing an application for a sports wagering employee license, a video lottery employee may be employed by a sports wagering licensee if:</text>
      <paragraph num="(a)">
        <text>The individual will perform work for the sports wagering licensee that is comparable to work performed as a video lottery employee; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The individual’s license is in good standing.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Under State Government Article, §9-1A-24(c)(2), Annotated Code of Maryland, a video lottery employee who is 18 to 20 years old may enter, or remain on, the gaming floor if the employee is working.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>A licensed video lottery employee, or temporary licensee, may not play a video lottery terminal or table game at, or receive a jackpot from, a facility:</text>
    <paragraph num="(1)">
      <text>Where the individual is employed;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>That is operated by the individual's employer; or</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Where the individual is currently assigned to work.</text>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>A sports wagering employee who is employed as a video lottery facility employee is subject to the restrictions in:</text>
    <paragraph num="(1)">
      <text>Section F of this regulation; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>COMAR 36.10.06.07.</text>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>A licensee has a continuing duty to inform the Commission of an act or omission that the licensee knows or should know constitutes a violation of State Government Article, Title 9, Subtitle 1A, Annotated Code of Maryland, or the Commission's regulations.</text>
  </paragraph>
  <paragraph num="I.">
    <text>Term; Renewal.</text>
    <paragraph num="(1)">
      <text>The term of a video lottery employee license is 5 years from the date of initial licensure.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The Commission may stagger the terms of licenses.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Except for a sponsored principal or sponsored gaming employee, or temporary licensee, the Commission may renew the license if, before the term of the license expires, the licensee:</text>
      <paragraph num="(a)">
        <text>Applies for renewal;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Continues to comply with all licensing requirements;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Maintains employment as a video lottery employee;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Submits to a background investigation under Regulation .03 of this chapter; and</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Pays the fees described in §I(4) of this regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>The fee required for processing a licensing renewal is:</text>
      <paragraph num="(a)">
        <text>For a principal employee, $2,787.25, of which the:</text>
        <paragraph num="(i)">
          <text>License fee is $750;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Refundable advance deposit for administrative costs of conducting the applicant’s background investigation is $2,000; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Required fee for conducting a criminal history records check specified in Regulation .03B of this chapter is $37.25.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>For a gaming employee, $187.25, of which the:</text>
        <paragraph num="(i)">
          <text>License fee is $150; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Required fee for conducting a criminal history records check specified in Regulation .03B of this chapter is $37.25.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>For a nongaming employee, $97.25, of which the:</text>
        <paragraph num="(i)">
          <text>License fee is $60; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Required fee for conducting a criminal history records check specified in Regulation .03B of this chapter is $37.25.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Except as provided in §H(5) of this regulation, a video lottery employee shall submit an application for renewal to the Commission at least 90 days before the video lottery employee's license expires.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>A principal employee shall submit an application for renewal to the Commission at least 6 months before the principal employee's license expires.</text>
    </paragraph>
  </paragraph>
  <paragraph num="J.">
    <text>Temporary License.</text>
    <paragraph num="(1)">
      <text>The Commission may issue to a video lottery employee license applicant a temporary license to permit the individual to work legally as a video lottery employee before the Commission completes the full licensing process.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>A licensed facility operator, manufacturer, or contractor may submit an application for a temporary license on behalf of an individual who is seeking a principal or gaming employee license.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>An application for a temporary license shall be in a format designated by the Commission and shall include:</text>
      <paragraph num="(a)">
        <text>A completed application for a principal or gaming employee license;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Payment of the fees required under §D of this regulation;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Documentation to verify that the applicant has obtained an offer of at least conditional employment from a licensed facility operator, manufacturer or contractor, or a registered or certified vendor, and that the employer has:</text>
        <paragraph num="(i)">
          <text>Obtained a bond if required under Regulation .15 of this chapter; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Performed, at a minimum, a Social Security database check, criminal check, employment verification, and national database search; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>Documentation that the applicant has acknowledged, in writing, that the State is not financially responsible for any consequences resulting from termination of a temporary license under State Government Article, §9-1A-14(d)(4), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>The Commission may grant a temporary license after:</text>
      <paragraph num="(a)">
        <text>Receiving all items required under §I(3) of this regulation; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Performing on the individual a:</text>
        <paragraph num="(i)">
          <text>Criminal background investigation under Regulation .03 of this chapter; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Financial stability investigation.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>A temporary license:</text>
      <paragraph num="(a)">
        <text>Expires 180 days after the date of issue; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>May be extended by the Commission for one period of 180 days.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(6)">
      <text>A temporary license may not be issued if:</text>
      <paragraph num="(a)">
        <text>An applicant has an immediately known present or prior activity, criminal record, reputation, habit, or association that would disqualify the applicant from holding a video lottery employee license under State Government Article, Title 9, Subtitle 1A, Annotated Code of Maryland, or regulations promulgated under that subtitle;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>An applicant poses a serious imminent risk of harm to the integrity, security, or profitability of the State's video lottery terminal or table game operations; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>There are reasonable grounds to believe that the applicant will not be able to establish the applicant's qualifications by clear and convincing evidence under State Government, §9-1A-07, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(7)">
      <text>By written notice to a temporary licensee, Commission staff may terminate, without a hearing and without following the denial process under Regulation .16 of this chapter, the temporary license of an applicant for:</text>
      <paragraph num="(a)">
        <text>Failure to pay a required fee;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Failure to submit required documentation to Commission staff within 30 days of submitting the application;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Failure to comply with a request of Commission staff;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Engaging in conduct that obstructs Commission staff from completing the applicant's background investigation; or</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Violating any provision of State Government Article, Title 9, Subtitle 1A, Annotated Code of Maryland, or the Commission's regulations.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(8)">
      <text>Commission staff's written notice of termination of a temporary license is the final action of the Commission.</text>
    </paragraph>
    <paragraph num="(9)">
      <text>If, during the course of conducting an applicant's background investigation, Commission staff reasonably believes there is a basis for recommending that the application for a video lottery employee license be denied, Commission staff shall:</text>
      <paragraph num="(a)">
        <text>Notify the temporary licensee; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Follow the process for denial of a license under Regulation .16 of this chapter.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="K.">
    <text>Relinquishment of a License.</text>
    <paragraph num="(1)">
      <text>An individual who is licensed as a video lottery employee may relinquish the license.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>A licensee shall relinquish a license in writing by submitting to Agency staff a document that:</text>
      <paragraph num="(a)">
        <text>Includes the licensee’s name and date of request;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Clearly expresses the individual’s desire to knowingly and voluntarily relinquish, end, or otherwise give up the individual’s licensure; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Gives a reason for the request.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Agency staff may accept a relinquishment request that is consistent with §K(2) of this regulation.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Agency staff shall update the Agency’s records to show the voluntary relinquishment.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>By submitting a written relinquishment request of a video lottery employee license under §K(2) of this regulation, the individual acknowledges that:</text>
      <paragraph num="(a)">
        <text>The State is not financially responsible for any consequences resulting from the relinquishment of the individual’s license;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Regardless of relinquishment, the Agency shall maintain an individual’s licensing records, to which public access is governed by General Provisions Article, §4-201, et seq., Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Although relinquishment ends an individual’s obligation to comply with the Commission’s licensing requirements, relinquishment does not change or affect any other obligation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(6)">
      <text>Agency staff may deny a relinquishment request from an individual who is not in good standing.</text>
    </paragraph>
    <paragraph num="(7)">
      <text>An individual who has relinquished a video lottery employee license may request that the Commission return the license to active status, and the Commission may require the individual to:</text>
      <paragraph num="(a)">
        <text>Submit fingerprint cards; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Provide any other information that staff requires.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="L.">
    <text>Exemption from Mandatory Disqualification.</text>
    <paragraph num="(1)">
      <text>Definition. In this section, “problem-solving court” means:</text>
      <paragraph num="(a)">
        <text>A judiciary program under the Office of Problem-Solving Courts of the Maryland Administrative Office of the Courts; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A program from another state that:</text>
        <paragraph num="(i)">
          <text>Provides a collaborative, therapeutic, nonadversarial approach to judicial supervision of eligible offenders; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Is comparable to a judiciary program described in §L(1)(a) of this regulation.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Except for a crime involving gambling, an applicant for a video lottery employee license is not disqualified from licensure under State Government Article, §9-1A-14(c)(1)(iii) or (iv), Annotated Code of Maryland, for a nonviolent misdemeanor offense for which the applicant has:</text>
      <paragraph num="(a)">
        <text>Been convicted or is on active parole, probation, or prosecution; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Participated in and completed a problem-solving court program described in §L(1) of this regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>An applicant shall provide the Commission with documentation to verify the applicant’s exemption from disqualification under §L(2) of this regulation.</text>
    </paragraph>
  </paragraph>
</regulation>