# COMAR Title 36 — Maryland State Lottery and Gaming Control Agency

## Subtitle 03 — Gaming Provisions

### Chapter 04 — Enforcement

#### Regulation .07 Commission Action.

*COMAR 36.03.04.07*

A. General. The Director may initiate Commission proceedings for imposition of a penalty or sanction against a licensee if a licensee:

  (1) Violates a provision of Regulation .03 of this chapter;

  (2) Fails to timely or satisfactorily complete a corrective action plan required by the Commission;

  (3) Violates a term of a settlement agreement; or

  (4) Engages in any conduct that exposes the State’s gaming program to a serious and imminent risk of harm to its integrity, security, or profitability.

B. Initiation of Commission Proceedings. The Director shall initiate Commission proceedings for the imposition of a penalty or sanction on a licensee by scheduling a Commission hearing in accordance with COMAR 36.01.02.06 on the alleged violation and providing the licensee with written notice of the:

  (1) Recommendation for imposition of the penalty or sanction;

  (2) Basis for the recommendation for imposition of the penalty or sanction;

  (3) Consequences of a decision by the Commission to impose a penalty or sanction;

  (4) Date, time and location of the hearing; and

  (5) Applicable hearing rights.