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<regulation prefix="Regulation" num=".05" citation="COMAR 36.04.01.05" title_num="36" subtitle_num="04" chapter_num="01" heading="Abbreviated Testing and Certification.">
  <paragraph num="A.">
    <text>Except with regard to the Commission’s central monitor and control system, a manufacturer may, during the period specified in Regulation .02G of this chapter, seek Commission approval of a prototype or proposed modification under an abbreviated testing and certification process for any equipment, system, or software required to be tested and certified under Regulation .02E of this chapter.</text>
  </paragraph>
  <paragraph num="B.">
    <text>A manufacturer shall submit the equipment, system or software to an independent certified testing laboratory.</text>
  </paragraph>
  <paragraph num="C.">
    <text>The submission required by §B of this regulation shall include the following:</text>
    <paragraph num="(1)">
      <text>A request for abbreviated testing and certification under this regulation naming the state within the United States on whose regulations and technical standards the manufacturer proposes the Commission rely;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>A prototype of the equipment, system, or software identical in all mechanical, electrical, electronic, and other respects to that for which Commission approval is sought;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A certification signed by the chief engineer of the manufacturer, or the engineer in charge of the division of the manufacturer responsible for producing the equipment or system submitted, representing that:</text>
      <paragraph num="(a)">
        <text>The prototype or proposed modification is identical in all mechanical, electrical, electronic and other respects to one which has been tested and certified by:</text>
        <paragraph num="(i)">
          <text>A testing laboratory operated by the named state; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>An independent certified testing laboratory on behalf of the named state;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>The manufacturer is licensed in good standing in the named state;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The submitted equipment, system, or software has all regulatory approvals prerequisite to sale, lease, or distribution in the named state;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>The testing standards of the named state are comprehensive, thorough and involve substantially similar technical requirements and safeguards as those required by:</text>
        <paragraph num="(i)">
          <text>State Government Article, §9-1A, Annotated Code of Maryland, and this subtitle; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The technical standards enumerated in any Request for Proposals issued by the Commission pertaining to the equipment, system, or software, as amended or clarified; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(e)">
        <text>The manufacturer has fully disclosed any conditions or limitations placed by the named state on the operation or placement of the equipment, system, or software:</text>
        <paragraph num="(i)">
          <text>At the time of approval; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Subsequent to approval;</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Copies of the submission package, and any amendments thereto, filed in the named state including any:</text>
      <paragraph num="(a)">
        <text>Checklists;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Correspondence, review letters or certification letters issued by:</text>
        <paragraph num="(i)">
          <text>The testing laboratory operated by the named state; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>An independent certified testing laboratory on behalf of the named state; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Final approval letter issued by the named state;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>If applicable, a description of any interoperability testing conducted by the manufacturer, including test results identified by manufacturer, model and software identification and version number, for the submitted equipment or system’s connection to a:</text>
      <paragraph num="(a)">
        <text>Video lottery terminal;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Video lottery terminal data system;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Casino management system;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Gaming ticket system;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Promotional play system;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Player tracking system;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>Ticket redemption unit;</text>
      </paragraph>
      <paragraph num="(h)">
        <text>Automated jackpot payout machine;</text>
      </paragraph>
      <paragraph num="(i)">
        <text>External bonusing system;</text>
      </paragraph>
      <paragraph num="(j)">
        <text>Cashless funds transfer system; and</text>
      </paragraph>
      <paragraph num="(k)">
        <text>Progressive controller;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(6)">
      <text>If the submission involves a video lottery terminal, a description of the manner in which the video lottery terminal was or will be tested for compatibility and compliance with the central monitor and control system communication protocol designated by the Commission including the ability to communicate with the central monitor and control system on a real time basis for:</text>
      <paragraph num="(a)">
        <text>Meter retrieval; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Video lottery terminal:</text>
        <paragraph num="(i)">
          <text>Status; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Activation and deactivation; and</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(7)">
      <text>If requested by the Commission or an independent certified testing laboratory:</text>
      <paragraph num="(a)">
        <text>Any specialized hardware, software, or other equipment, inclusive of technical support and maintenance, required to conduct the testing and certification process; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Additional documentation pertaining to the equipment, system, or software being tested.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>At the conclusion of testing of a prototype or modification, an independent certified testing laboratory conducting abbreviated testing and certification shall issue to the Commission a certification report in an:</text>
    <paragraph num="(1)">
      <text>Electronic form; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Format acceptable to the Commission.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>The certification report issued under §D of this regulation shall state:</text>
    <paragraph num="(1)">
      <text>Whether the independent certified testing laboratory concurs with the manufacturer that the testing standards of the named state are comprehensive, thorough and involve substantially similar technical requirements and safeguards as those required by:</text>
      <paragraph num="(a)">
        <text>State Government Article, §9-1A, Annotated Code of Maryland, and this subtitle; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The technical standards enumerated in any Request for Proposals issued by the Commission pertaining to the equipment, system, or software, as amended or clarified;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Whether the documentation required by §C(3) of this regulation is complete;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>With respect to any deficiency noted relating to §E(1) or (2) of this regulation, the nature of the non-compliance; and</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The results of any supplemental testing performed, including interoperability testing with the central monitor and control system.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Upon receipt of a certification report from an independent certified testing laboratory, the Commission may act with regard to:</text>
    <paragraph num="(1)">
      <text>Acceptance of the testing standards of the named state; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The specific equipment, system, or software by:</text>
      <paragraph num="(a)">
        <text>Approving the prototype or modification, with or without specific conditions;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Rejecting the prototype or modification;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Requiring additional testing; or</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Requiring a trial period under this chapter.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Commission approval of a prototype or proposed modification does not constitute a guarantee of its safety or reliability.</text>
  </paragraph>
</regulation>