<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".22" citation="COMAR 36.04.01.22" title_num="36" subtitle_num="04" chapter_num="01" heading="Minimum Design Standards Applicable to Equipment, a System, or Software.">
  <paragraph num="A.">
    <text>Equipment, a system, or software required to be tested, certified, and approved under this chapter shall:</text>
    <paragraph num="(1)">
      <text>Conform to the minimum design standards of this regulation; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>If applicable, conform to any specific additional design standards enumerated in this chapter.</text>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Equipment, a system, or software required to be tested, certified, and approved under this chapter shall, at a minimum, control logical access through:</text>
    <paragraph num="(1)">
      <text>Generation of daily monitoring logs documenting:</text>
      <paragraph num="(a)">
        <text>User access; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Security incidents;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Assignment of rights and privileges to an individual user including specific protocols addressing:</text>
      <paragraph num="(a)">
        <text>Creation, modification, and termination of a unique system account for each user;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Password parameters which:</text>
        <paragraph num="(i)">
          <text>Require a minimum length;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Incorporate an expiration interval; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Result in lockout; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Administrator and override capabilities;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Use of access permissions to restrict an unauthorized user from performing any the following with regard to critical files and directories:</text>
      <paragraph num="(a)">
        <text>Reading;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Altering; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Deleting; and</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Restricted access to critical files and directories through:</text>
      <paragraph num="(a)">
        <text>Encryption; or</text>
      </paragraph>
      <paragraph num="(b)">
        <text>If approved by the Commission, internal controls provided the internal controls include:</text>
        <paragraph num="(i)">
          <text>The effective segregation of duties and responsibilities with regard to the system; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The automatic monitoring and recording by the system of access by an individual to its files and directories.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Equipment, a system or software required to be tested, certified, and approved under this chapter shall, at a minimum, control system operations through:</text>
    <paragraph num="(1)">
      <text>Generation of daily monitoring logs and alert messages documenting:</text>
      <paragraph num="(a)">
        <text>System performance;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Hardware problems; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Software errors;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Authentication of the source of a data transmission;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Transmission completeness and accuracy checks;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Detection of corrupt or lost data packets;</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Rejection of a transmission;</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Use of cryptographic controls for critical transmissions of data; and</text>
    </paragraph>
    <paragraph num="(7)">
      <text>Daily synchronization of its real time clock with that of equipment, systems, or software to which it is linked.</text>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Equipment, a system, or software required to be tested, certified, and approved under this chapter shall, at a minimum, control the integrity of data through:</text>
    <paragraph num="(1)">
      <text>Validation of inputs to critical fields including data:</text>
      <paragraph num="(a)">
        <text>Type; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Format;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Rejection of corrupt data;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Automatic and independent recordation of critical data;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Independent verification of the accuracy of data; and</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Segregation of all security critical system programs, files, and directories from other programs, files, and directories.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Equipment, a system, or software required to be tested, certified, and approved under this chapter shall, at a minimum, ensure continuity through:</text>
    <paragraph num="(1)">
      <text>Data redundancy to permit a complete and prompt recovery of all information in the event of malfunction or power interruption; and</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Environmental protections, including an uninterruptible power supply to protect critical hardware.</text>
    </paragraph>
  </paragraph>
</regulation>