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<chapter num="02" heading="Registration and Enforcement" title_num="36" subtitle_num="09">
  <regulation prefix="Regulation" num=".01" heading="Application for Registration.">
    <paragraph num="A.">
      <text>Unless an operator is registered with the Commission, the operator may not offer a fantasy competition in the State.</text>
    </paragraph>
    <paragraph num="B.">
      <text>An operator seeking to offer a fantasy competition in the State shall request registration with the Commission by submitting a registration request in the manner specified by the Commission.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A request for registration shall include:</text>
      <paragraph num="(1)">
        <text>The name and principal address of the operator;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The name and address of each fantasy competition contractor, if applicable;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The name and address of the operator’s resident agent in the State;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>The name and address of the fantasy competition contractor’s resident agent in the State, if applicable;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>A point of contact for the operator and each named fantasy competition contractor;</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>If information in the registration application changes the operator shall notify the Commission within 10 work days after the change occurs.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Approval of a Fantasy Competition.">
    <paragraph num="A.">
      <text>For each fantasy competition to be offered by an operator, the competition’s rules as required under Regulation .03 of this chapter shall be approved by the Commission.</text>
    </paragraph>
    <paragraph num="B.">
      <text>An operator shall ensure that Agency staff may access the fantasy competition platform to:</text>
      <paragraph num="(1)">
        <text>Test the fantasy competition offering;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Verify that the fantasy competition’s terms, instructions, and rules are:</text>
        <paragraph num="(a)">
          <text>Consistent with applicable laws and Agency regulations;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Consistent with State Government Article, Title 9-1D, Annotated Code of Maryland and this subtitle; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Prominently displayed;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Verify that the fantasy competition operates in compliance with State Government Article, Title 9, Subtitle 1D, Annotated Code of Maryland and this subtitle; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Monitor the fantasy competition to verify ongoing compliance with State Government Article, § 9-1D-01(d), Annotated Code of Maryland and this subtitle.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>An operator shall provide evidence satisfactory to the Commission that it has established and will implement procedures to:</text>
      <paragraph num="(1)">
        <text>Restrict fantasy competition play as required under COMAR 36.09.03.03;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Comply with financial standards as required under COMAR 36.09.04;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Comply with its Agency-approved responsible gaming plan as required under COMAR 36.09.05; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Any additional information required by the Commission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>If the Commission determines that an operator’s offering is not a fantasy competition then that offering may not be provided in the State by the operator.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A determination under this regulation is final and not appealable.</text>
    </paragraph>
    <paragraph num="F.">
      <text>The Commission may maintain a publicly available list of approved registered fantasy competition operators.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="New or Modified Fantasy Competition Rules.">
    <paragraph num="A.">
      <text>New Fantasy Competition.</text>
      <paragraph num="(1)">
        <text>If a registered fantasy competition operator seeks to offer a fantasy competition that the Commission has not yet approved, the operator shall submit to the Commission the information about the offering required under COMAR 36.09.02.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An operator may not offer a fantasy competition until the Commission has approved the offering.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Modifications.</text>
      <paragraph num="(1)">
        <text>As provided in §B(2) of this regulation, a fantasy competition operator may offer a modified fantasy competition without submitting a new set of rules to the Commission.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Minor modifications to an approved fantasy competition are permitted and may include:</text>
        <paragraph num="(a)">
          <text>A previously offered competition that is in the same format;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The prize value or entry fee of for the fantasy competition;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The number of entries permitted;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Adjustments to a scoring system related to number of points a player may obtain for a particular event; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Adjustments to a salary cap or budget related to the fantasy team a player creates.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Registration Fee.">
    <text>An operator shall pay the Commission a nonrefundable registration fee of $1,000 with the operator’s registration application.</text>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Renewal Requirements.">
    <paragraph num="A.">
      <text>Unless a registration is renewed, an operator’s registration expires 1 year from the last date of registration.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Upon receipt of an invoice from the Commission for renewal, an operator shall pay the non-refundable renewal fee of $1,000 to continue conducting fantasy competitions in the State.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Enforcement Action.">
    <paragraph num="A.">
      <text>The Commission may take enforcement action against an operator for noncompliance with State Government Article, § 9-1D-01(d), Annotated Code of Maryland or this subtitle.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Enforcement action may include:</text>
      <paragraph num="(1)">
        <text>Suspension of an operator’s registration; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Termination of an operator’s registration.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>An operator whose registration is suspended or terminated shall:</text>
      <paragraph num="(1)">
        <text>Cease offering fantasy competitions in the State; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Take action directed by the Commission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The Commission may consider an enforcement action taken under this regulation when evaluating the operator’s qualification for a license, registration or certification issued by the Commission.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">State Government Article, §§9-1D-01, 9-1D-03, 9-1D-04, and 9-1D-05, Annotated Code of Maryland; Ch. 853, Acts of 2018</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01 amended and recodified from COMAR 36.09.01.12 as an emergency provision effective December 16, 2021 (49:3 Md. R. 137); amended permanently effective May 30, 2022 (49:11 Md. R. 610)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .02—.04 adopted as an emergency provision effective December 16, 2021 (49:3 Md. R. 137); adopted permanently effective May 30, 2022 (49:11 Md. R. 610)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective July 7, 2025 (52:13 Md. R. 657)</annotation>
  </annotations>
</chapter>