<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".09" citation="COMAR 36.10.02.09" title_num="36" subtitle_num="10" chapter_num="02" heading="Directors, Officers, and Partners.">
  <paragraph num="A.">
    <text>If the applicant is not an individual, the application documents shall include a list of the individuals who are serving, or who are designated to serve, during the first year after the date the application documents are submitted to the Commission as a director, officer, partner, or any other principal.</text>
  </paragraph>
  <paragraph num="B.">
    <text>For each individual listed under §A of this regulation, the applicant shall provide:</text>
    <paragraph num="(1)">
      <text>The individual’s name and address;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Each position or office of the applicant held by the individual;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The individual’s principal occupation during the 5-year period preceding the date on which the application documents are submitted to the Commission; and</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The nature and extent of any ownership interest that the individual has in the applicant.</text>
    </paragraph>
  </paragraph>
</regulation>