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<chapter num="06" heading="Specific Requirements for Other Licenses Required for Sports Wagering" title_num="36" subtitle_num="10">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <paragraph num="A.">
      <text>This chapter contains the licensing requirements for a person in a licensing category in State Government Article, §9-1E-05(a)(2), (3), or (4) and (b), Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Commission may issue a license to a person covered in this chapter without requiring an applicant to submit an application to, or be awarded a license by, the SWARC.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Unless context dictates otherwise, applicants and licensees under COMAR 36.10.06 are subject to, and shall comply with, the processes and requirements in:</text>
      <paragraph num="(1)">
        <text>COMAR 36.10.02; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>COMAR 36.10.03.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The Commission may issue a license that is:</text>
      <paragraph num="(1)">
        <text>An online sports wagering operator;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A sports wagering facility operator;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A sports wagering contractor; or</text>
      </paragraph>
      <paragraph num="(4)">
        <text>A sports wagering employee.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Online Sports Wagering Operator License.">
    <paragraph num="A.">
      <text>Unless a person holds a valid online sports wagering operator license issued by the Commission, the person may not conduct, offer, or operate online sports wagering on behalf of a mobile sports wagering licensee.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Commission may issue an online sports wagering operator license to an applicant that meets all applicable licensing requirements for a mobile sports wagering licensee under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland, and the Commissions regulations.</text>
    </paragraph>
    <paragraph num="C.">
      <text>An online sports wagering operator license authorizes a licensee to contract with a mobile sports wagering licensee to conduct online sports wagering on behalf of the mobile sports wagering licensee.</text>
    </paragraph>
    <paragraph num="D.">
      <text>An applicant for an online sports wagering operator license shall:</text>
      <paragraph num="(1)">
        <text>Pay a nonrefundable application fee of $25,000;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Provide evidence of a performance bond in the amount of $1,500,000;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If not covered under the online sports wagering licensee’s performance bond for which the sports wagering facility operator licensee is conducting sports wagering, obtain the same performance bond amount that is required for that sports wagering facility license class as provided in COMAR 36.10.05;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Meet all license application requirements under COMAR 36.10.02; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Meet all qualification requirements under COMAR 36.10.03.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>In this regulation, license, licensee and applicant refers to the online sports wagering operator licensee or applicant.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Agency staff shall determine whether the applicant has met applicable technical and operational requirements for a license, and determine whether it meets the Commission’s requirements for:</text>
      <paragraph num="(1)">
        <text>Payment of the application fee as set forth in §D of this regulation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Evidence of a performance bond in the amount as set forth in §D of this regulation;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Fees and qualification requirements under COMAR 36.10.02 and 36.10.03;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Hours of operation;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Technical specifications;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Internal controls under COMAR 36.10.13;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Sports wagering platform;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Sports wagering equipment;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Sports wagering data information center;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Types of sporting event wagers to be offered;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Testing and controlled demonstrations;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>Applicants employees are:</text>
        <paragraph num="(a)">
          <text>Licensed as sports wagering employees; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Trained in the performance of their responsibilities;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(13)">
        <text>Applicants preparations to conduct secure sports wagering; and</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Applicant has complied with any additional pre-commencement conditions imposed by the Commission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Commission staff may issue a license to an applicant it has determined is qualified under §F of this regulation.</text>
    </paragraph>
    <paragraph num="H.">
      <text>Application for an Additional Online Sports Wagering Operator License.</text>
      <paragraph num="(1)">
        <text>An online sports wagering operator may conduct online sports wagering on behalf of more than one mobile sports wagering licensees.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>For an online sports wagering operator licensee that applies for a second, or successive, license with a different mobile sports wagering licensee within the term of an existing license that is in good standing, the applicant shall:</text>
        <paragraph num="(a)">
          <text>Submit an application to the Commission; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Meet the requirements of §D of this regulation.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The Commission’s approval of online sports wagering operator’s qualifications is valid for 5 years from the date that the Agency issues the online sports wagering operator license.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Staff may issue additional online sports wagering operator licenses to a qualified licensee.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>If the existing term of an online sports wagering operator license is not expired, Agency staff may:</text>
        <paragraph num="(a)">
          <text>Allow the online sports wagering operator to submit an abbreviated license application for an additional location in a form specified by the Commission;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Qualify the online sports wagering operator for an additional operator license; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>If no problems are identified, issue an additional license without necessity of a qualification hearing.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Renewal. An online sports wagering operator license may be renewed by the Commission if the licensee:</text>
      <paragraph num="(1)">
        <text>Submits an application for renewal to the Commission at least 1 year before the license expires;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Continues to comply with all licensing requirements, including obtaining a performance bond for the renewal term;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Submits to a background investigation under COMAR 36.10.02, and pays all associated fees; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Pays a license renewal fee of $25,000 for each online sports wagering operator license for which it seeks renewal.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Sports Wagering Facility Operator License.">
    <paragraph num="A.">
      <text>Unless a person holds a valid sports wagering facility operator license issued by the Commission, the person may not conduct, offer, or operate sports wagering at a sports wagering facility on behalf of a sports wagering facility licensee under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Commission may issue a sports wagering facility operator license to an applicant that meets all applicable licensing requirements for a sports wagering facility under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland, and the Commissions regulations.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A sports wagering facility operator license authorizes a licensee to contract with a sports wagering facility licensee to conduct, offer, or operate sports wagering at a sports wagering facility on behalf of a sports wagering facility licensee.</text>
    </paragraph>
    <paragraph num="D.">
      <text>An applicant for a sports wagering facility operator license shall:</text>
      <paragraph num="(1)">
        <text>Pay a nonrefundable application fee of $25,000;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If not covered under the sports wagering facility licensee’s performance bond for which the sports wagering facility operator licensee is conducting sports wagering, obtain the same performance bond amount that is required for that sports wagering facility license class set forth in COMAR 36.10.04;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Meet all license application requirements under COMAR 36.10.02; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Meet all qualification requirements under COMAR 36.10.03.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>In this regulation, license, licensee, and applicant refer to the sports wagering facility operator licensee or applicant.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Agency staff shall determine whether the applicant has met applicable technical and operational requirements, and determine whether it meets the Commission’s requirements for:</text>
      <paragraph num="(1)">
        <text>Payment of the application fee as set forth in §D of this regulation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Evidence of securing a performance bond for the benefit of the Agency and the State in the amount as set forth in §D of this regulation;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Fees and qualification requirements under COMAR 36.10.02 and 36.10.03;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Hours of operation;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Technical specifications;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Internal controls under COMAR 36.10.13;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Sports wagering platform;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Sports wagering equipment;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Sports wagering operations;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Types of sporting event wagers to be offered;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Testing and controlled demonstrations;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>Applicants employees are:</text>
        <paragraph num="(a)">
          <text>Licensed as sports wagering employees; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Trained in the performance of their responsibilities;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(13)">
        <text>Applicants preparations to conduct secure sports wagering; and</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Applicant has complied with any additional pre-commencement conditions imposed by the Commission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Commission staff may issue a license to an applicant it has determined is qualified under §F of this regulation.</text>
    </paragraph>
    <paragraph num="H.">
      <text>A sports wagering facility operator licensee:</text>
      <paragraph num="(1)">
        <text>Is subject to all the requirements for the sports wagering facility licensee for which it operates sports wagering; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>May perform for a sports wagering facility licensee:</text>
        <paragraph num="(a)">
          <text>The same operations and functions that the sports wagering facility licensee is authorized to perform; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Only at the facility where the sports wagering facility licensee is authorized to offer sports wagering.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Application for an Additional Sports Wagering Facility Operator License.</text>
      <paragraph num="(1)">
        <text>A sports wagering facility operator may apply for a sports wagering facility operator license for more than one sports wagering facility licensee.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A licensee that applies to be an operator for more than one sports wagering facility licensee shall:</text>
        <paragraph num="(a)">
          <text>Submit an application to the Commission; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Meet the requirements of Regulation .02D of this chapter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>If the existing sports wagering facility operator license term is not expired, staff may:</text>
        <paragraph num="(a)">
          <text>Allow the sports wagering facility operator to submit an abbreviated license application in a form specified by the Commission;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Use the background investigation of the licensees existing license to qualify the sports wagering facility operator for a subsequent operator license; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>If no problems are identified, issue an additional license without necessity of a qualification hearing.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="J.">
      <text>Renewal. Agency staff may renew a sports wagering facility operator license if the licensee:</text>
      <paragraph num="(1)">
        <text>Submits an application for renewal to the Commission at least 1 year before the license expires;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Continues to comply with all licensing requirements, including obtaining a performance bond for the renewal term;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Submits to a background investigation under COMAR 36.10.02; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Submits a license renewal fee of $25,000 for each sports wagering facility operator license for which it seeks renewal.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Sports Wagering Contractor Licenses.">
    <paragraph num="A.">
      <text>In this regulation, license, licensee, and applicant refer to the sports wagering contractor licensee or applicant.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Unless a person holds a valid sports wagering contractor license issued by the Commission, the person may not conduct, offer, or operate sports wagering contractor services for a sports wagering licensee under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The Commission may issue a sports wagering contractor license to an applicant that meets all applicable licensing requirements for a sports wagering contractor under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland, and the Commissions regulations.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If a sports wagering licensee under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland, engages a person to provide services as a sports wagering contractor, the person shall meet the requirements of this regulation.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A sports wagering contractor license authorizes a licensee to contract with a sports wagering licensee to conduct, offer, or operate sports contractor services for a sports wagering licensee.</text>
    </paragraph>
    <paragraph num="F.">
      <text>All sports wagering contractor applicants and licensees shall meet the license requirements specified for a sports wagering contractor in State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland, and COMAR 36.03.02.14, and unless context dictates otherwise:</text>
      <paragraph num="(1)">
        <text>COMAR 36.10.02;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>COMAR 36.10.03; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>This regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Application and License Fees.</text>
      <paragraph num="(1)">
        <text>For a Tier 1 sports wagering contractor, the:</text>
        <paragraph num="(a)">
          <text>Application fee is $1,500;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>License fee is $2,500; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Background investigation deposit is $2,000.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>For a Tier 2 sports wagering contractor, the:</text>
        <paragraph num="(a)">
          <text>Application fee is $750;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>License fee is $800; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Background investigation deposit is $2,000.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Renewal. The Commission may renew the license if the licensee:</text>
      <paragraph num="(1)">
        <text>Submits an application for renewal to the Commission at least 1 year before the license expires;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Continues to comply with all licensing requirements;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Submits to a background investigation under COMAR 36.10.02; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Pays a license renewal fee.</text>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Exemptions from Certain Requirements. A sports wagering contractor is exempt from:</text>
      <paragraph num="(1)">
        <text>Except as provided in §K of this regulation, if a sports wagering contractor is covered by the performance bond of the sports wagering licensee with which it contracts, bond requirements; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Unless the sports wagering contractor is engaged under a management agreement or as a lessee or tenant, labor peace agreement requirements under State Government Article, §9-1E-07(6)(e)(v), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="J.">
      <text>If a sports wagering contractor is not covered by the performance bond of the sports wagering licensee with which it contracts, the Commission may require a performance bond in an amount that relates to the work performed by the sports wagering contractor.</text>
    </paragraph>
    <paragraph num="K.">
      <text>Independent Evaluator.</text>
      <paragraph num="(1)">
        <text>In addition to complying with requirements for all applicants for a Tier 1 sports wagering contractor license, an applicant for a Tier 1 contractor license that is an independent evaluator:</text>
        <paragraph num="(a)">
          <text>Shall have demonstrated experience and expertise in evaluating and rating sports wagering content;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Shall have an audit process constructed and maintained by in-house, licensed certified public accountants;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Shall have evaluation and rating procedures that are unable to be adjusted, duplicated, or altered by the persons subject to evaluation;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>May not have any direct or indirect financial interest, ownership, or management, including holding any stocks, bonds, or other similar financial interests in any sports wagering activities;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>May not receive or share in, directly or indirectly, the receipts or proceeds of any sports wagering activities; and</text>
        </paragraph>
        <paragraph num="(f)">
          <text>May not have any revenue-sharing relationship with, or other financial interest in, a sports wagering licensee or sports wagering operator.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Notwithstanding any other requirement in COMAR 36.10, the Commission may require a performance bond in an amount that relates to the work performed by the independent evaluator.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Prohibition on Wagering.</text>
        <paragraph num="(a)">
          <text>A wager on a sporting event may not be placed by an independent evaluator or a person that is:</text>
          <paragraph num="(i)">
            <text>Regardless of percentage of ownership, a legal or beneficial owner of an independent evaluator;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Regardless of compensation amount or type, an employee of an independent evaluator;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>An affiliate of an independent evaluator;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>A person that provides a paid or free service to an independent evaluator that is related to sports wagering; or</text>
          </paragraph>
          <paragraph num="(v)">
            <text>An agent or representative of an independent evaluator.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>A wager on a sporting event may not be placed by:</text>
          <paragraph num="(i)">
            <text>An immediate family member or affiliate of a person described in §K(3)(a) of this regulation; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>A person that Agency staff determines would, if the person wagered, compromise the independence of an independent evaluator.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Compensation of independent evaluator.</text>
        <paragraph num="(a)">
          <text>Except as provided in §K(4)(b) of this regulation, an independent evaluator may not be compensated by a sports wagering licensee that utilizes the independent evaluator’s evaluation services solely for marketing materials.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A sports wagering licensee that advertises in the State may contract with a licensed independent evaluator to evaluate and rate the licensee’s:</text>
          <paragraph num="(i)">
            <text>Sports wagering content;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Sports wagering influencers; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Content partners.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>Required Submission. For every person described in §K(3) of this regulation, an applicant for licensure as an independent evaluator shall submit to Agency staff documentation that:</text>
        <paragraph num="(a)">
          <text>Identifies the person;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Explains the means by which the applicant will notify the person of the prohibition; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Attests that the submission is accurate and complete to the best of the knowledge of the authorized individual who signed the attestation.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>Issuance of License. Agency staff may issue a license for a Tier 1 contractor that is an independent evaluator.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Sports Wagering Employee Licenses.">
    <paragraph num="A.">
      <text>Unless a person holds a valid sports wagering employee license issued by the Commission, the person may not be employed by a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor to perform functions or provide services related to sports wagering under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Commission may issue a sports wagering employee license to an applicant that meets all applicable licensing requirements for a sports wagering employee under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland, and the Commissions regulations.</text>
    </paragraph>
    <paragraph num="C.">
      <text>All sports wagering employee applicants and licensees shall meet the license requirements specified for a sports wagering employee in this regulation.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Categories.</text>
      <paragraph num="(1)">
        <text>The Commission may issue a sports wagering employee license that is a:</text>
        <paragraph num="(a)">
          <text>Principal employee license;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Wagering employee license;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Non-wagering employee license;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Temporary principal employee license; or</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Temporary wagering employee license.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Agency staff may issue a sports wagering employee license to an individual who has, or has had on their behalf:</text>
        <paragraph num="(a)">
          <text>Paid all required application and license fees;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Submitted a completed license application to the Commission;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Provided all personal and background information required under COMAR 36.10.02 and 36.10.03;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Provided all documentation required by the Commission;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Executed the consent for investigation required under COMAR 36.10.02;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Received at least a conditional offer of employment as a sports wagering employee from a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>For an applicant for a non-wagering employee license, documented that the applicant has obtained an offer of at least conditional employment from a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor, and that the employer, or potential employer, has:</text>
          <paragraph num="(i)">
            <text>Obtained a performance bond if required under COMAR 36.10.04, COMAR 36.10.05, or COMAR 36.10.06; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Performed, at a minimum, a Social Security database check, criminal history check, employment verification, and national database search;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(h)">
          <text>Demonstrated that within the 365 days before the application is submitted, the applicant has not served as a Commission member or been employed by the Agency; and</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Provided the Commission with sufficient information, documentation, and assurances to establish, by clear and convincing evidence, that the individual:</text>
          <paragraph num="(i)">
            <text>Meets the qualification requirements in COMAR 36.10.03; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Is otherwise qualified for a sports wagering employee license.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>The Commission may exempt a sports wagering employee from the performance bond requirement if the employee is:</text>
      <paragraph num="(1)">
        <text>Covered under another bond that the Commission deems adequate to protect public interests; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Employed in a capacity for which the Commission determines the performance bond is not necessary to protect the public interest.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Application and License Fees.</text>
      <paragraph num="(1)">
        <text>For a principal employee, $5,287.25, of which the:</text>
        <paragraph num="(a)">
          <text>Application fee is $2,500;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>License fee is $750;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Refundable advance deposit for the administrative costs of conducting the background investigation $2,000; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Required fee for conducting a criminal history records check specified in COMAR 36.10.02 is $37.25.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>For a wagering employee, $437.25, of which the:</text>
        <paragraph num="(a)">
          <text>Application fee is $250;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>License fee is $150; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Required fee for conducting a criminal history records check specified in COMAR 36.10.02 is $37.25.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>For a non-wagering employee, $187.25, of which the:</text>
        <paragraph num="(a)">
          <text>Application fee is $50;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>License fee is $100; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Required fee for conducting a criminal history records check specified in COMAR 36.10.02, which is $37.25.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Employment of a Sports Wagering Employee.">
    <paragraph num="A.">
      <text>A sports wagering employee license authorizes the licensee to be employed in the State as:</text>
      <paragraph num="(1)">
        <text>A principal employee;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A wagering employee; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A non-wagering employee.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>A sports wagering employee may be employed concurrently or consecutively by more than one sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor while the individuals license is in good standing.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If a sports wagering employee becomes employed by a video lottery operator as a video lottery employee, and will perform work that is comparable to work the individual is authorized to perform as a sports wagering employee, then the individual is not required to file an application for a video lottery employee license provided the individuals license is in good standing.</text>
    </paragraph>
    <paragraph num="D.">
      <text>A wagering or nonwagering employee who is 18 to 20 years old may enter or remain in a restricted area if the employee is working.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A sports wagering employees employment with more than one employer does not change the individuals five-year license term.</text>
    </paragraph>
    <paragraph num="F.">
      <text>A sports wagering employee shall submit a report to the Commission of any change in the individuals employment status:</text>
      <paragraph num="(1)">
        <text>As soon as practicable before the change;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>In a form or format specified by the Commission; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>As provided in COMAR 36.10.02.03D.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Restrictions on Wagering.">
    <paragraph num="A.">
      <text>A sports wagering employee may not engage in sports wagering, or receive winnings from:</text>
      <paragraph num="(1)">
        <text>A sports wagering facility:</text>
        <paragraph num="(a)">
          <text>Where the individual is employed or assigned to work; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>That is operated, owned, or controlled by the individuals employer;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Using a mobile application that is owned, operated, maintained, repaired, or otherwise serviced, by the individuals employer; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A video lottery facility where the individual is employed or assigned to work that:</text>
        <paragraph num="(a)">
          <text>The Commission has licensed as a sports wagering facility; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>That is operated as a sports wagering facility by a sports wagering facility operator licensee.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>A video lottery facility employee who is employed as sports wagering employee is subject to the restrictions in:</text>
      <paragraph num="(1)">
        <text>§A of this regulation; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>COMAR 36.03.02.12F and G.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Renewal.">
    <paragraph num="A.">
      <text>Except for a temporary licensee, the Commission may renew the sports wagering employee license if, before expiration of the term of the license, the licensee:</text>
      <paragraph num="(1)">
        <text>Applies for renewal and pays the renewal fee in §B of this regulation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Continues to comply with all licensing requirements;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Maintains employment as a sports wagering employee;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Submits to a background investigation under COMAR 36.10.02; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Pays the background investigation fee required in COMAR 36.10.02.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The fee required for the Commission to process a licensing renewal is:</text>
      <paragraph num="(1)">
        <text>For a principal employee, $2,787.25, of which the:</text>
        <paragraph num="(a)">
          <text>License fee is $750;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Refundable advance deposit for administrative costs of conducting the applicant’s background investigation is $2,000; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Required fee for conducting a criminal history records check is $37.25;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>For a wagering employee, $187.25, of which the:</text>
        <paragraph num="(a)">
          <text>License fee is $150; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Required fee for conducting a criminal history records check, which is $37.25; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>For a non-wagering employee, $97.25, of which the:</text>
        <paragraph num="(a)">
          <text>License fee is $60; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Required fee for conducting a criminal history records check, which is $37.25.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Except for a principal employee, a sports wagering employee shall submit an application for renewal to the Commission at least 90 days before the license expires.</text>
    </paragraph>
    <paragraph num="D.">
      <text>A principal employee shall submit an application for renewal to the Commission at least 6 months before the principal employee’s license expires.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Temporary Sports Wagering Employee License.">
    <paragraph num="A.">
      <text>The Commission may issue to a sports wagering employee license applicant a temporary license to authorize the individual to work legally as a sports wagering employee before the Commission completes the full licensing process.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor may submit an application for a temporary license on behalf of an individual who is seeking a principal or wagering employee license.</text>
    </paragraph>
    <paragraph num="C.">
      <text>An application for a temporary license shall be in a format designated by the Commission and shall include:</text>
      <paragraph num="(1)">
        <text>A completed application for a principal or wagering employee license;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Payment of the fees required under Regulation .05F of this chapter;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Documentation to verify that the applicant has obtained an offer of at least conditional employment from a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor and that the employer has:</text>
        <paragraph num="(a)">
          <text>If required under COMAR 36.10.04.03—36.10.04.06, COMAR 36.10.05.02, or COMAR 36.10.06.02—36.10.06.04, obtained a performance bond; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Performed, at a minimum, a Social Security database check, criminal check, employment verification, and national database search; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Documentation that the applicant has acknowledged, in writing, that the State is not financially responsible for any consequences resulting from termination of a temporary license under State Government Article, §9-1A-14(d)(4), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The Commission may grant a temporary license after:</text>
      <paragraph num="(1)">
        <text>Receiving all items required under §C(3) of this regulation; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Performing on the individual a:</text>
        <paragraph num="(a)">
          <text>Criminal background investigation under COMAR 36.10.02; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Financial stability investigation.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>A temporary license:</text>
      <paragraph num="(1)">
        <text>Expires 180 days after the date of issue; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>May be extended by the Commission for one period of 180 days.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>A temporary license may not be issued if:</text>
      <paragraph num="(1)">
        <text>An applicant has an immediately known present or prior activity, criminal record, reputation, habit, or association that would disqualify the applicant from holding a sports wagering employee license under State Government Article, Title 9, Subtitle 1A or Subtitle 1E, Annotated Code of Maryland, or the Commissions regulations;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An applicant poses a serious imminent risk of harm to the integrity, security, or profitability of the States sports wagering operations; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>There are reasonable grounds to believe that the applicant will not be able to establish the applicants qualifications by clear and convincing evidence.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>By written notice to a temporary licensee, Commission staff may terminate, without a hearing and without following the denial process under COMAR 36.10.07, the temporary license of an applicant for:</text>
      <paragraph num="(1)">
        <text>Failure to pay a required fee;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Failure to submit required documentation to Commission staff within 30 days of submitting the application;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Failure to comply with a request of Commission staff;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Engaging in conduct that obstructs Commission staff from completing the applicants background investigation; or</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Violating any provision of State Government Article, Title 9, Subtitle 1A or Subtitle 9-1E, Annotated Code of Maryland, or the Commissions regulations.</text>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Commission staffs written notice of termination of a temporary license is the final action of the Commission.</text>
    </paragraph>
    <paragraph num="I.">
      <text>If, during the course of conducting an applicants background investigation, Commission staff reasonably believes there is a basis for recommending that the application for a sports wagering license be denied, Commission staff shall:</text>
      <paragraph num="(1)">
        <text>Notify the temporary licensee; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Follow the process for denial of a license under COMAR 36.10.07.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Identification Cards for Sports Wagering Employees.">
    <paragraph num="A.">
      <text>The Commission shall issue an identification card to an individual who is licensed as a sports wagering employee.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Identification Card.</text>
      <paragraph num="(1)">
        <text>An identification card shall display a photograph of the licensee and, at a minimum, indicate:</text>
        <paragraph num="(a)">
          <text>The individual’s name;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>By color, pattern, or symbol, the licensing category; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The license expiration date.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>An identification card is evidence that the licensee is authorized to be employed in the designated licensing category by a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An identification card is the property of the Commission.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Licensee Obligations. A licensee:</text>
      <paragraph num="(1)">
        <text>Unless otherwise approved by the Commission for a specific date and time, shall wear or otherwise prominently display the licensee’s identification card at all times while working in a sports wagering facility or a data center located in Maryland;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Shall immediately report a loss or theft of the card to the licensee’s employer and the Commission;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>May not allow another individual to possess the card; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Shall comply with an order of the Commission to surrender the card.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Replacement Identification Card.</text>
      <paragraph num="(1)">
        <text>If an identification card issued under this regulation is lost or stolen:</text>
        <paragraph num="(a)">
          <text>The licensee shall immediately:</text>
          <paragraph num="(i)">
            <text>Report the loss or theft to the licensee’s employer; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>In a form or format designated by the Commission, submit to the Commission a written description of the circumstances of the loss or theft; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>After verifying the licensee’s identity, the Commission may issue a new identification card to the licensee.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If an identification card issued under this regulation is temporarily unavailable to the licensee:</text>
        <paragraph num="(a)">
          <text>The licensee shall immediately:</text>
          <paragraph num="(i)">
            <text>Report the temporary unavailability of the card to the licensee’s employer; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>In a form or format designated by the Commission, submit to the Commission a written description as to why the card is temporarily unavailable;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>After verifying the licensee’s identity, the Commission may issue an emergency credential to the licensee that is valid for 1 work day; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The licensee shall surrender the emergency credential to the Commission at the end of the work day on which the licensee received the card.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>If the Commission issues a replacement or temporary identification card to a licensee, the licensee’s employer shall pay the Commission:</text>
        <paragraph num="(a)">
          <text>$40 for the cost of a replacement identification card; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>$20 for the cost of a temporary identification card.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Surrender and Reissuance of Identification Card. The employer of the sports wagering employee who was issued an identification card under this regulation shall ensure that the licensee’s identification card is surrendered to the Commission if the:</text>
      <paragraph num="(1)">
        <text>Commission suspends or revokes the license;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>License is not renewed;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Licensee separates from employment with licensee’s employer; or</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Licensee is otherwise ordered to surrender the identification card.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>If an identification card is not surrendered as required under §D(2)(c) or E of this regulation, the licensee’s employer may be subject to enforcement action under COMAR 36.03.04 or 36.10.08.</text>
    </paragraph>
    <paragraph num="G.">
      <text>If an identification card was surrendered when the licensee separated employment from the licensee’s employer, the Commission may issue the licensee another identification card if the:</text>
      <paragraph num="(1)">
        <text>Licensee obtains employment with a sports wagering licensee or video lottery operation licensee;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Term of the employee’s license has not expired; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Commission verifies:</text>
        <paragraph num="(a)">
          <text>The licensee’s identity;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>That the license was in good standing when the card was surrendered; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>That the license has not expired and remains in good standing.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>There is no fee for an identification card issued under §G of this regulation.</text>
    </paragraph>
    <paragraph num="I.">
      <text>Nothing in this regulation shall preclude the Commission from taking enforcement action against a licensee based on the circumstances related to the licensee’s separation from employment or information obtained while reviewing a licensee’s notification of an intended change in employment status.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Sports Wagering Vendor Registration and Certification.">
    <paragraph num="A.">
      <text>Definitions. In this regulation, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Commission” means Agency staff in this regulation.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Sports Wagering Vendor.</text>
        <paragraph num="(a)">
          <text>“Sports wagering vendor” means a person that provides goods or services or anticipates providing, within a calendar year:</text>
          <paragraph num="(i)">
            <text>A combined total value of nongaming related goods and services to a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor of $50,000 or more; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>That is not required to be issued a sports wagering license or sports wagering contractor license under State Government Article, Title 9, Subtitle 1E, Annotated Code of Maryland.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>“Sports wagering vendor” does not include:</text>
          <paragraph num="(i)">
            <text>Public utilities that provide water, sewerage, electricity; or natural gas;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Insurance companies that provide insurance to a sports wagering license applicant or licensee or its employees;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Employee benefit and retirement plans, including 401(k) plans and employee stock purchase programs;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Professional associations that receive funds from the sports wagering license applicant or licensee for the cost of enrollment, activities, and membership;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Units of federal, State, county, or municipal government;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Manufacturers of alcoholic beverages;</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>State-chartered or federally chartered banks or savings and loan associations;</text>
          </paragraph>
          <paragraph num="(viii)">
            <text>Providers of professional services, including accountants, attorneys, engineers or architects, and others identified by Agency staff to be providers of professional services;</text>
          </paragraph>
          <paragraph num="(ix)">
            <text>Telecommunication, satellite, or internet services;</text>
          </paragraph>
          <paragraph num="(x)">
            <text>Parcel shipping and delivery services;</text>
          </paragraph>
          <paragraph num="(xi)">
            <text>Persons that engage in efforts to influence legislative or administrative action on behalf of a sports wagering license applicant or licensee for economic consideration;</text>
          </paragraph>
          <paragraph num="(xii)">
            <text>Educational or training opportunities for facility employees;</text>
          </paragraph>
          <paragraph num="(xiii)">
            <text>Unless the individual is an independent evaluator, professional or amateur entertainers, sports figures, social media personalities, or other celebrities engaged by a sports wagering licensee to appear at a licensee-sponsored entertainment or promotional event;</text>
          </paragraph>
          <paragraph num="(xiv)">
            <text>Representatives of a media outlet or provider of a simulcast service;</text>
          </paragraph>
          <paragraph num="(xv)">
            <text>A vendor that provides, or anticipates providing, within a calendar year a combined total value of nongaming related goods and services to a State-licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor of less than $50,000; or</text>
          </paragraph>
          <paragraph num="(xvi)">
            <text>A vendor for which the Commission determines registration is not necessary.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Except as provided in §§D and G of this regulation, a sports wagering vendor that conducts business with a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor, or an applicant for such a license, shall be registered with the Commission.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Certain Sports Wagering Vendors Exempt from Registration Requirements.</text>
      <paragraph num="(1)">
        <text>A sports wagering vendor is exempt from registration requirements if it provides, or anticipates providing, goods or services that a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor purchases solely to be given to a bettor.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A sports wagering vendor exempt under this section may only provide the following goods and services to a licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor:</text>
        <paragraph num="(a)">
          <text>Leisure or recreational travel;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Lodging;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Vehicles;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Entertainment;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Dining;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Clothing;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Jewelry;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Gift cards; or</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Other gift items.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>A licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor that purchases goods or services from a sports wagering vendor exempted under this section:</text>
        <paragraph num="(a)">
          <text>Is subject to the requirements of COMAR 36.10.13.08; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Shall identify in a report submitted under COMAR 36.10.13.08 each exempted sports wagering vendor from which it purchased goods or services during the reporting period.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Sports Wagering Vendor Registration.</text>
      <paragraph num="(1)">
        <text>A sports wagering vendor that provides, or anticipates providing, goods or services that are not related to a sports wagering operation to a single licensed sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor shall be registered with the Commission.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee to which a sports wagering vendor provides, or anticipates providing, goods and services that are not related to sports wagering shall submit to the Commission a completed registration form in a format designated by the Commission that includes:</text>
        <paragraph num="(a)">
          <text>Sports wagering vendor name;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Sports wagering vendor business address;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Type of goods or services provided;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Total value of goods or services provided to the sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee in the State within a calendar year;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Documentation that:</text>
          <paragraph num="(i)">
            <text>The sports wagering vendor’s business is in good standing or active with the Maryland State Department of Assessments and Taxation; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The sports wagering vendor is not a legal entity that is required to register with the Maryland State Department of Assessments and Taxation;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(f)">
          <text>Registration fee of $100; and</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Any other information the Commission requires.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Upon receipt of the registration fee and completed registration form, the Commission shall provide the applicant or licensee with written notification of whether it has registered the sports wagering vendor.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Except as provided in §G of this regulation, a sports wagering vendor may not provide goods or services related to a sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee until it is registered with the Commission.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Emergency Notification. A sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee may accept goods or services from a sports wagering vendor that is not registered with the Commission if:</text>
      <paragraph num="(1)">
        <text>The sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee encounters an emergent threat to public health, safety, or welfare that is outside its control and requires immediate provision of goods or services by a sports wagering vendor; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Except as provided in §D of this regulation:</text>
        <paragraph num="(a)">
          <text>No later than the next State work day after the sports wagering vendor’s emergency provision of goods or services, the sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee shall submit to the Commission a sports wagering vendor emergency notification form that includes an explanation of the need for its emergency use of a sports wagering vendor that is not registered with the Commission; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Within 20 work days of submitting the sports wagering vendor emergency notification form, the sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee shall submit to the Commission a sports wagering vendor registration form.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Term, Renewal, and Cancellation. A sports wagering vendor’s registration or certification:</text>
      <paragraph num="(1)">
        <text>Remains in effect for 5 years from the date the Commission approves the registration;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>May be renewed by the Commission if the vendor submits the required form, and renewal fee, at least 90 days before the expiration of the registration;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Shall automatically expire if a sports wagering vendor does not comply with renewal requirements under this regulation; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Is subject to cancellation by the Commission, at any time and without advance notice, if the Commission determines that the sports wagering vendors continued conduct of business with a sports wagering applicant or licensee is contrary to the public interest of the State or the policies in State Government Article, Title 9, Subtitle 1A, Annotated Code of Maryland, or the Commissions regulations.</text>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Renewal Fee. The renewal fee for a sports wagering vendor is $100.</text>
    </paragraph>
    <paragraph num="J.">
      <text>The Commission’s decision to deny or cancel a sports wagering vendor registration or to deny the renewal of a sports wagering vendor registration, does not give rise to an appeal right under the contested case provisions of the Maryland Administrative Procedure Act.</text>
    </paragraph>
    <paragraph num="K.">
      <text>The Commission may maintain and make publicly available a list of:</text>
      <paragraph num="(1)">
        <text>Registered sports wagering vendors; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Sports wagering vendors that are prohibited from doing business with a sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee because the Commission has denied or cancelled their application or registration.</text>
      </paragraph>
    </paragraph>
    <paragraph num="L.">
      <text>A sports wagering facility, mobile sports wagering licensee, online sports wagering operator, sports wagering facility operator, or sports wagering contractor applicant or licensee shall:</text>
      <paragraph num="(1)">
        <text>Submit to the Commission a quarterly sports wagering vendor payments report in a format prescribed by the Commission; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Ensure that a sports wagering vendor appearing on its quarterly sports wagering vendor payments report is:</text>
        <paragraph num="(a)">
          <text>Registered; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Exempt.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">State Government Article, §§9-1E-01—9-1E-15, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.11 adopted as an emergency provision effective August 5, 2021 (48:18 Md. R. 690); adopted permanently effective January 13, 2022 (49:1 Md. R. 16)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02 amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03 amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04I amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04K adopted as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); adopted permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05 amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .06 amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .07B amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .09C amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .11 amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)</annotation>
  </annotations>
</chapter>