Plain Text Law

Regulation .04 Solicitation.

Regulation .04 Solicitation.Copy Citation

A.
A licensee may not engage in solicitation, including, but not limited to, in-person, telephone, or direct mail solicitation which:
(1)
Amounts to fraud, undue influence, intimidation, or overreaching; or
(2)
Contains statements which would be improper under Regulation .03B of this chapter.
B.
A licensee shall be accountable under this regulation if the licensee uses an agent or partnership to implement actions prohibited by this regulation.