Title 11. Maryland Securities Act

Statutes in effect as of October 1, 2026.

Full title: HTML · Markdown · XML

Subtitle 1. Definitions; General Provisions

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–101 Md. Code Ann., Corps. & Ass'ns § 11-101 (2026)	HTML · MD · XML
§ 11–102 Md. Code Ann., Corps. & Ass'ns § 11-102 (2026)	HTML · MD · XML
§ 11–103 Md. Code Ann., Corps. & Ass'ns § 11-103 (2026)	HTML · MD · XML

Subtitle 2. Division of Securities

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–201 Md. Code Ann., Corps. & Ass'ns § 11-201 (2026)	HTML · MD · XML
§ 11–203 Md. Code Ann., Corps. & Ass'ns § 11-203 (2026)	HTML · MD · XML
§ 11–204 Md. Code Ann., Corps. & Ass'ns § 11-204 (2026)	HTML · MD · XML
§ 11–205 Md. Code Ann., Corps. & Ass'ns § 11-205 (2026)	HTML · MD · XML
§ 11–206 Md. Code Ann., Corps. & Ass'ns § 11-206 (2026)	HTML · MD · XML
§ 11–207 Md. Code Ann., Corps. & Ass'ns § 11-207 (2026)	HTML · MD · XML
§ 11–208 Md. Code Ann., Corps. & Ass'ns § 11-208 (2026)	HTML · MD · XML
§ 11–209 Md. Code Ann., Corps. & Ass'ns § 11-209 (2026)	HTML · MD · XML

Subtitle 3. Fraudulent and Other Prohibited Practices

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–301 Md. Code Ann., Corps. & Ass'ns § 11-301 (2026)	HTML · MD · XML
§ 11–302 Md. Code Ann., Corps. & Ass'ns § 11-302 (2026)	HTML · MD · XML
§ 11–303 Md. Code Ann., Corps. & Ass'ns § 11-303 (2026)	HTML · MD · XML
§ 11–304 Md. Code Ann., Corps. & Ass'ns § 11-304 (2026)	HTML · MD · XML
§ 11–305 Md. Code Ann., Corps. & Ass'ns § 11-305 (2026)	HTML · MD · XML
§ 11–306 Md. Code Ann., Corps. & Ass'ns § 11-306 (2026)	HTML · MD · XML
§ 11–307 Md. Code Ann., Corps. & Ass'ns § 11-307 (2026)	HTML · MD · XML

Subtitle 4. Requirements of Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Advisers

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–401 Md. Code Ann., Corps. & Ass'ns § 11-401 (2026)	HTML · MD · XML
§ 11–402 Md. Code Ann., Corps. & Ass'ns § 11-402 (2026)	HTML · MD · XML
§ 11–403 Md. Code Ann., Corps. & Ass'ns § 11-403 (2026)	HTML · MD · XML
§ 11–404 Md. Code Ann., Corps. & Ass'ns § 11-404 (2026)	HTML · MD · XML
§ 11–405 Md. Code Ann., Corps. & Ass'ns § 11-405 (2026)	HTML · MD · XML
§ 11–406 Md. Code Ann., Corps. & Ass'ns § 11-406 (2026)	HTML · MD · XML
§ 11–407 Md. Code Ann., Corps. & Ass'ns § 11-407 (2026)	HTML · MD · XML
§ 11–408 Md. Code Ann., Corps. & Ass'ns § 11-408 (2026)	HTML · MD · XML
§ 11–409 Md. Code Ann., Corps. & Ass'ns § 11-409 (2026)	HTML · MD · XML
§ 11–410 Md. Code Ann., Corps. & Ass'ns § 11-410 (2026)	HTML · MD · XML
§ 11–411 Md. Code Ann., Corps. & Ass'ns § 11-411 (2026)	HTML · MD · XML
§ 11–412 Md. Code Ann., Corps. & Ass'ns § 11-412 (2026)	HTML · MD · XML
§ 11–413 Md. Code Ann., Corps. & Ass'ns § 11-413 (2026)	HTML · MD · XML
§ 11–414 Md. Code Ann., Corps. & Ass'ns § 11-414 (2026)	HTML · MD · XML
§ 11–415 Md. Code Ann., Corps. & Ass'ns § 11-415 (2026)	HTML · MD · XML
§ 11–416 Md. Code Ann., Corps. & Ass'ns § 11-416 (2026)	HTML · MD · XML
§ 11–417 Md. Code Ann., Corps. & Ass'ns § 11-417 (2026)	HTML · MD · XML

Subtitle 5. Registration of Securities

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–501 Md. Code Ann., Corps. & Ass'ns § 11-501 (2026)	HTML · MD · XML
§ 11–502 Md. Code Ann., Corps. & Ass'ns § 11-502 (2026)	HTML · MD · XML
§ 11–503 Md. Code Ann., Corps. & Ass'ns § 11-503 (2026)	HTML · MD · XML
§ 11–503.1 Md. Code Ann., Corps. & Ass'ns § 11-503.1 (2026)	HTML · MD · XML
§ 11–504 Md. Code Ann., Corps. & Ass'ns § 11-504 (2026)	HTML · MD · XML
§ 11–505 Md. Code Ann., Corps. & Ass'ns § 11-505 (2026)	HTML · MD · XML
§ 11–506 Md. Code Ann., Corps. & Ass'ns § 11-506 (2026)	HTML · MD · XML
§ 11–507 Md. Code Ann., Corps. & Ass'ns § 11-507 (2026)	HTML · MD · XML
§ 11–508 Md. Code Ann., Corps. & Ass'ns § 11-508 (2026)	HTML · MD · XML
§ 11–509 Md. Code Ann., Corps. & Ass'ns § 11-509 (2026)	HTML · MD · XML
§ 11–510 Md. Code Ann., Corps. & Ass'ns § 11-510 (2026)	HTML · MD · XML
§ 11–510.1 Md. Code Ann., Corps. & Ass'ns § 11-510.1 (2026)	HTML · MD · XML
§ 11–511 Md. Code Ann., Corps. & Ass'ns § 11-511 (2026)	HTML · MD · XML
§ 11–512 Md. Code Ann., Corps. & Ass'ns § 11-512 (2026)	HTML · MD · XML
§ 11–513 Md. Code Ann., Corps. & Ass'ns § 11-513 (2026)	HTML · MD · XML
§ 11–514 Md. Code Ann., Corps. & Ass'ns § 11-514 (2026)	HTML · MD · XML

Subtitle 6. Exemptions

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–601 Md. Code Ann., Corps. & Ass'ns § 11-601 (2026)	HTML · MD · XML
§ 11–602 Md. Code Ann., Corps. & Ass'ns § 11-602 (2026)	HTML · MD · XML
§ 11–603 Md. Code Ann., Corps. & Ass'ns § 11-603 (2026)	HTML · MD · XML
§ 11–604 Md. Code Ann., Corps. & Ass'ns § 11-604 (2026)	HTML · MD · XML

Subtitle 7. Enforcement and Penalties

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–701 Md. Code Ann., Corps. & Ass'ns § 11-701 (2026)	HTML · MD · XML
§ 11–701.1 Md. Code Ann., Corps. & Ass'ns § 11-701.1 (2026)	HTML · MD · XML
§ 11–702 Md. Code Ann., Corps. & Ass'ns § 11-702 (2026)	HTML · MD · XML
§ 11–703 Md. Code Ann., Corps. & Ass'ns § 11-703 (2026)	HTML · MD · XML
§ 11–704 Md. Code Ann., Corps. & Ass'ns § 11-704 (2026)	HTML · MD · XML
§ 11–705 Md. Code Ann., Corps. & Ass'ns § 11-705 (2026)	HTML · MD · XML

Subtitle 8. Miscellaneous Provisions

Full subtitle: HTML · Markdown · XML

Section	Formats
§ 11–801 Md. Code Ann., Corps. & Ass'ns § 11-801 (2026)	HTML · MD · XML
§ 11–802 Md. Code Ann., Corps. & Ass'ns § 11-802 (2026)	HTML · MD · XML
§ 11–804 Md. Code Ann., Corps. & Ass'ns § 11-804 (2026)	HTML · MD · XML
§ 11–805 Md. Code Ann., Corps. & Ass'ns § 11-805 (2026)	HTML · MD · XML